|
1
|
Karpus Investment Management
Pittsford,
New York
|
–
|
-$41.2M
|
-2,368,422
|
Closed
|
|
|
2
|
1607 Capital Partners
Richmond,
Virginia
|
–
|
-$27M
|
-1,549,221
|
Closed
|
|
|
3
|
Wells Fargo
San Francisco,
California
|
–
|
-$22.9M
|
-1,316,441
|
Closed
|
|
|
4
|
Sit Investment Associates
Minneapolis,
Minnesota
|
–
|
-$3.42M
|
-196,738
|
Closed
|
|
|
5
|
Icon Advisers
Greenwood Village,
Colorado
|
–
|
-$3.31M
|
-190,447
|
Closed
|
|
|
6
|
Yakira Capital Management
Westport,
Connecticut
|
–
|
-$1.96M
|
-112,730
|
Closed
|
|
|
7
|
SII Investments
Appleton,
Wisconsin
|
–
|
-$727K
|
-41,750
|
Closed
|
|
|
8
|
CSS LLC
Chicago,
Illinois
|
–
|
-$643K
|
-36,980
|
Closed
|
|
|
9
|
HighTower Advisors
Chicago,
Illinois
|
–
|
-$491K
|
-28,200
|
Closed
|
|
|
10
|
Horizon Kinetics
New York
|
–
|
-$483K
|
-27,733
|
Closed
|
|
|
11
|
LPL Financial
San Diego,
California
|
–
|
-$332K
|
-19,025
|
Closed
|
|
|
12
|
|
–
|
-$208K
|
-11,946
|
Closed
|
|
|
13
|
UBS Group
Zurich,
Switzerland
|
–
|
-$162K
|
-9,303
|
Closed
|
|
|
14
|
First Horizon Advisors
Memphis,
Tennessee
|
–
|
-$157K
|
-9,000
|
Closed
|
|
|
15
|
Bank of America
Charlotte,
North Carolina
|
–
|
-$90K
|
-5,146
|
Closed
|
|
|
16
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
–
|
-$82K
|
-4,701
|
Closed
|
|
|
17
|
Envestnet Asset Management
Chicago,
Illinois
|
–
|
-$37K
|
-2,100
|
Closed
|
|
|
18
|
Creative Planning
Overland Park,
Kansas
|
–
|
-$22K
|
-1,250
|
Closed
|
|
|
19
|
Washington Trust Bank
Spokane,
Washington
|
–
|
-$20K
|
-1,175
|
Closed
|
|
|
20
|
Allworth Financial
Folsom,
California
|
–
|
-$17K
|
-1,000
|
Closed
|
|
|
21
|
US Bancorp
Minneapolis,
Minnesota
|
–
|
-$17K
|
-1,000
|
Closed
|
|
|
22
|
Thompson Siegel & Walmsley
Richmond,
Virginia
|
–
|
-$14K
|
-800
|
Closed
|
|
|
23
|
|
–
|
-$5K
|
-309
|
Closed
|
|
|
24
|
Tower Research Capital (TRC)
New York
|
–
|
-$5K
|
-278
|
Closed
|
|
|
25
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
–
|
-$3K
|
-200
|
Closed
|
|
