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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+4.09%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$175M
AUM Growth
+$5.15M
Cap. Flow
-$1.35M
Cap. Flow %
-0.77%
Top 10 Hldgs %
25.98%
Holding
336
New
52
Increased
59
Reduced
61
Closed
48

Top Buys

Rank Stock Value
1
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$2.07M
2
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
+$1.55M
3
MRF
AMERICAN INCOME FUND
MRF
+$1.34M
4
CYBX
CYBERONICS INC
CYBX
+$1.12M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.08M

Top Sells

Rank Stock Value
1
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$1.8M
2
JRI icon
Nuveen Real Asset Income & Growth Fund
JRI
+$1.67M
3
BOE icon
BlackRock Enhanced Global Dividend Trust
BOE
+$1.44M
4
AVK
Advent Convertible and Income Fund
AVK
+$1.16M
5
EDD
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
+$1.14M

Sector Composition

Rank Sector Weight
1 Financials 5.24%
2 Consumer Staples 3.8%
3 Industrials 3.76%
4 Consumer Discretionary 3.28%
5 Real Estate 1.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NCLH icon
51
Norwegian Cruise Line
NCLH
$8.89B
$1.22M 0.7%
38,443
+4,100
+12% +$132K
STEW
52
SRH Total Return Fund
STEW
$1.75B
$1.22M 0.7%
143,031
– –
CCL icon
53
Carnival Corporation Ltd
CCL
$36.1B
$1.17M 0.67%
31,000
-2,000
-6% -$77.5K
CYBX
54
DELISTED
CYBERONICS INC
CYBX
$1.15M 0.65%
+18,330
New +$1.12M
FPF
55
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$1.13M 0.64%
49,392
+12,386
+33% +$279K
ACG
56
DELISTED
AllianceBernstein Income Fund Inc
ACG
$1.11M 0.64%
148,149
+19,990
+16% +$148K
MINT icon
57
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$1.08M 0.61%
+10,629
New +$1.08M
NDP
58
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$1.05M 0.6%
4,662
+2,117
+83% +$447K
CQB
59
DELISTED
CHIQUITA BRANDS INTL (NEW)
CQB
$1.03M 0.59%
95,244
– –
JOF
60
Japan Smaller Capitalization Fund
JOF
$320M
$1.01M 0.58%
107,086
– –
FCX icon
61
Freeport-McMoran
FCX
$90B
$986K 0.56%
27,000
– –
NVG icon
62
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.65B
$981K 0.56%
69,248
+4,590
+7% +$63.2K
TV icon
63
Televisa
TV
$1.45B
$974K 0.56%
28,400
– –
GLQ
64
Clough Global Equity Fund
GLQ
$154M
$939K 0.54%
60,629
– –
GGN.PRB
65
GAMCO Global Gold Natural Resources & Income Trust 5.00% Series B
GGN.PRB
$61.6M
$934K 0.53%
43,324
-4,125
-9% -$89K
AMX icon
66
America Movil
AMX
$78.1B
$927K 0.53%
44,690
– –
FMX icon
67
Fomento Económico Mexicano
FMX
$43.3B
$890K 0.51%
9,500
– –
STNR
68
DELISTED
STEINER LEISURE LTD
STNR
$843K 0.48%
19,467
– –
NRO
69
Neuberger Real Estate Securities Income Fund Inc
NRO
$194M
$823K 0.47%
172,599
+10,534
+6% +$49.2K
SCD
70
LMP Capital and Income Fund
SCD
$353M
$819K 0.47%
46,180
-2,201
-5% -$36.9K
EDD
71
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$372M
$781K 0.45%
58,660
-85,058
-59% -$1.14M
BCV
72
Bancroft Fund
BCV
$136M
$775K 0.44%
38,386
– –
CX icon
73
Cemex
CX
$17.4B
$751K 0.43%
63,828
-1
-0% -$11
KYE
74
DELISTED
Kayne Anderson Energy
KYE
$748K 0.43%
23,060
+2,160
+10% +$63.2K
TE
75
DELISTED
TECO ENERGY INC
TE
$748K 0.43%
40,500
– –
1 2
3
4 5

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Thomas J. Herzfeld Advisors's Q2 2014 Portfolio in Review

As of Q2 2014, Thomas J. Herzfeld Advisors held 336 positions worth $175M, up 3% from $170M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Thomas J. Herzfeld Advisors's Q2 2014 filing shows 52 new, 59 increased, 61 reduced and 48 closed positions. Its largest new stake was Nuveen Credit Strategies Income Fund: 221,322 shares worth $2.07M. The largest sale was BlackRock Taxable Municipal Bond Trust, an estimated $1.8M.

By sector, the portfolio is most concentrated in Financials at 5.2% of assets, down from 5.5% a quarter earlier, followed by Consumer Staples and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q2 2014 buy was Nuveen Credit Strategies Income Fund: 221,322 shares worth $2.07M.
  • Thomas J. Herzfeld Advisors added most to Kayne Anderson NextGen Energy & Infrastructure, Inc. in Q2 2014, an estimated $694K increase.
  • Thomas J. Herzfeld Advisors's biggest Q2 2014 reduction was Morgan Stanley Emerging Markets Domestic Debt Fund, cutting an estimated $1.14M.
  • Thomas J. Herzfeld Advisors fully exited BlackRock Taxable Municipal Bond Trust in Q2 2014, selling an estimated $1.8M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 26% of its $175M portfolio in Q2 2014.
  • Thomas J. Herzfeld Advisors opened 52 new positions and closed 48 in Q2 2014.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3% quarter-over-quarter to $175M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q2 2014, filed 14 Aug 2014.