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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$170M
AUM Growth
-$5.18M
Cap. Flow
-$1.32M
Cap. Flow %
-0.77%
Top 10 Hldgs %
24.56%
Holding
313
New
16
Increased
71
Reduced
94
Closed
29

Top Buys

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$1.41M
2
CPA icon
Copa Holdings
CPA
+$1.18M
3
KYE
Kayne Anderson Energy
KYE
+$565K
4
NCLH icon
Norwegian Cruise Line
NCLH
+$520K
5
NIE
Virtus Equity & Convertible Income Fund
NIE
+$518K

Top Sells

Rank Stock Value
1
ETJ
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
+$1.52M
2
BLX icon
Bladex Inc
BLX
+$1.19M
3
PDI icon
PIMCO Dynamic Income Fund
PDI
+$968K
4
ACG
AllianceBernstein Income Fund Inc
ACG
+$966K
5
IMF
WESTERN ASSET INFLATION MTGMT FUND INC. COM
IMF
+$711K

Sector Composition

Rank Sector Weight
1 Financials 5.52%
2 Consumer Staples 4.4%
3 Industrials 4.1%
4 Consumer Discretionary 3.33%
5 Real Estate 1.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVK
51
Advent Convertible and Income Fund
AVK
$543M
$1.16M 0.68%
64,215
+6,932
+12% +$126K
GF
52
New Germany Fund
GF
$183M
$1.11M 0.65%
57,028
+12,001
+27% +$231K
NCLH icon
53
Norwegian Cruise Line
NCLH
$9.2B
$1.11M 0.65%
34,343
+15,200
+79% +$520K
NIE
54
Virtus Equity & Convertible Income Fund
NIE
$715M
$1.05M 0.62%
53,911
+26,899
+100% +$518K
FAX
55
abrdn Asia-Pacific Income Fund
FAX
$597M
$1.02M 0.6%
27,707
-785
-3% -$28K
GGN.PRB
56
GAMCO Global Gold Natural Resources & Income Trust 5.00% Series B
GGN.PRB
$61.9M
$1.01M 0.59%
47,449
-1,900
-4% -$38.8K
KMF
57
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$976K 0.57%
28,756
+13,570
+89% +$462K
TV icon
58
Televisa
TV
$1.48B
$945K 0.56%
28,400
– –
ACG
59
DELISTED
AllianceBernstein Income Fund Inc
ACG
$941K 0.55%
128,159
-130,951
-51% -$966K
JOF
60
Japan Smaller Capitalization Fund
JOF
$323M
$938K 0.55%
107,086
-4,089
-4% -$36K
GLQ
61
Clough Global Equity Fund
GLQ
$154M
$935K 0.55%
60,629
-1,450
-2% -$22.4K
STNR
62
DELISTED
STEINER LEISURE LTD
STNR
$900K 0.53%
19,467
– –
FCX icon
63
Freeport-McMoran
FCX
$90.2B
$893K 0.52%
27,000
– –
AMX icon
64
America Movil
AMX
$77.1B
$888K 0.52%
44,690
– –
FMX icon
65
Fomento Económico Mexicano
FMX
$45B
$886K 0.52%
9,500
– –
NVG icon
66
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.66B
$862K 0.51%
64,658
-850
-1% -$11.1K
FPF
67
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$819K 0.48%
37,006
+6,630
+22% +$143K
JHP
68
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$784K 0.46%
93,659
-5,229
-5% -$42.5K
SCD
69
LMP Capital and Income Fund
SCD
$351M
$779K 0.46%
48,381
+21,251
+78% +$336K
NSC icon
70
Norfolk Southern
NSC
$77.1B
$777K 0.46%
8,000
-2,000
-20% -$186K
ETJ
71
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$772K 0.45%
68,292
-133,448
-66% -$1.52M
BCV
72
Bancroft Fund
BCV
$135M
$750K 0.44%
38,386
-1,364
-3% -$26.4K
NRO
73
Neuberger Real Estate Securities Income Fund Inc
NRO
$194M
$730K 0.43%
162,065
+1,751
+1% +$7.63K
RMT
74
Royce Micro-Cap Trust
RMT
$735M
$697K 0.41%
56,928
-1,789
-3% -$22.1K
NMO
75
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$697K 0.41%
54,633
+1,630
+3% +$20.6K
1 2
3
4 5

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Thomas J. Herzfeld Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Thomas J. Herzfeld Advisors held 313 positions worth $170M, down 3% from $175M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2014 filing shows 16 new, 71 increased, 94 reduced and 29 closed positions. Its largest new stake was Kayne Anderson Energy: 20,900 shares worth $571K. The largest sale was Eaton Vance Risk-Managed Diversified Equity Income Fund, an estimated $1.52M.

By sector, the portfolio is most concentrated in Financials at 5.5% of assets, down from 5.6% a quarter earlier, followed by Consumer Staples and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q1 2014 buy was Kayne Anderson Energy: 20,900 shares worth $571K.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Credit and Mortgage Income Fund in Q1 2014, an estimated $1.41M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2014 reduction was Eaton Vance Risk-Managed Diversified Equity Income Fund, cutting an estimated $1.52M.
  • Thomas J. Herzfeld Advisors fully exited Bladex Inc in Q1 2014, selling an estimated $1.19M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 25% of its $170M portfolio in Q1 2014.
  • Thomas J. Herzfeld Advisors opened 16 new positions and closed 29 in Q1 2014.
  • Thomas J. Herzfeld Advisors's portfolio value fell 3% quarter-over-quarter to $170M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2014, filed 14 May 2014.