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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.92%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$155M
AUM Growth
-$1.76M
Cap. Flow
-$2.59M
Cap. Flow %
-1.67%
Top 10 Hldgs %
24.39%
Holding
294
New
10
Increased
74
Reduced
39
Closed
15

Top Buys

Rank Stock Value
1
PDI icon
PIMCO Dynamic Income Fund
PDI
+$659K
2
DNI
Dividend and Income Fund
DNI
+$559K
3
GRX
Gabelli Healthcare & Wellness Trust
GRX
+$513K
4
PPT
Franklin Premier Income Trust
PPT
+$426K
5
EVTC icon
Evertec
EVTC
+$396K

Top Sells

Rank Stock Value
1
ETJ
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
+$1.16M
2
ETY icon
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
+$1.03M
3
CET
Central Securities Corp
CET
+$952K
4
USA icon
Liberty All-Star Equity Fund
USA
+$840K
5
EWW icon
iShares MSCI Mexico ETF
EWW
+$808K

Sector Composition

Rank Sector Weight
1 Financials 5.94%
2 Consumer Staples 5.56%
3 Industrials 4.32%
4 Consumer Discretionary 3.16%
5 Materials 1.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STEW
51
SRH Total Return Fund
STEW
$1.76B
$1.08M 0.7%
142,167
+27
+0% +$207
BDJ icon
52
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$1.07M 0.69%
142,009
-3,394
-2% -$26K
GGN.PRB
53
GAMCO Global Gold Natural Resources & Income Trust 5.00% Series B
GGN.PRB
$61.9M
$1.04M 0.67%
51,499
+18,874
+58% +$394K
AVK
54
Advent Convertible and Income Fund
AVK
$543M
$979K 0.63%
57,132
-1,356
-2% -$23K
JOF
55
Japan Smaller Capitalization Fund
JOF
$323M
$973K 0.63%
107,050
+5,720
+6% +$51.3K
GLQ
56
Clough Global Equity Fund
GLQ
$153M
$957K 0.62%
63,708
-2,500
-4% -$37.4K
GF
57
New Germany Fund
GF
$183M
$927K 0.6%
45,028
-3,957
-8% -$76.2K
FMX icon
58
Fomento Económico Mexicano
FMX
$45B
$922K 0.59%
9,500
+1,000
+12% +$100K
JHP
59
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$900K 0.58%
114,067
+19
+0% +$152
FCX icon
60
Freeport-McMoran
FCX
$90.2B
$893K 0.57%
27,000
– –
AMX icon
61
America Movil
AMX
$77.1B
$885K 0.57%
44,690
– –
STNR
62
DELISTED
STEINER LEISURE LTD
STNR
$845K 0.54%
14,467
-1,334
-8% -$76.6K
OXLCO
63
DELISTED
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
$810K 0.52%
35,190
+15,190
+76% +$364K
TV icon
64
Televisa
TV
$1.48B
$794K 0.51%
28,400
– –
TTF
65
DELISTED
Thai Fund
TTF
$776K 0.5%
39,040
-5,803
-13% -$121K
CQB
66
DELISTED
CHIQUITA BRANDS INTL (NEW)
CQB
$760K 0.49%
60,000
– –
NRO
67
Neuberger Real Estate Securities Income Fund Inc
NRO
$194M
$718K 0.46%
166,539
+55
+0% +$242
BGY icon
68
BlackRock Enhanced International Dividend Trust
BGY
$515M
$697K 0.45%
90,500
-250
-0.3% -$1.91K
ANK
69
DELISTED
ATLANTIC TELE-NETWORK,INC
ANK
$688K 0.44%
13,198
-1,000
-7% -$52.1K
TE
70
DELISTED
TECO ENERGY INC
TE
$670K 0.43%
40,500
– –
CX icon
71
Cemex
CX
$17.6B
$666K 0.43%
69,678
+5,849
+9% +$57.5K
BSP
72
DELISTED
AMERN STRATEGIC INCM PORTF II
BSP
$660K 0.42%
81,420
– –
RMT
73
Royce Micro-Cap Trust
RMT
$735M
$658K 0.42%
56,191
+2,518
+5% +$28.8K
GDL.PRB.CL
74
DELISTED
The GDL Fund
GDL.PRB.CL
$643K 0.41%
12,800
– –
BTF
75
DELISTED
BOULDER TOTAL RETURN FD INC
BTF
$608K 0.39%
27,876
+1,010
+4% +$22.3K
1 2
3
4 5

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Thomas J. Herzfeld Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Thomas J. Herzfeld Advisors held 294 positions worth $155M, down 1.1% from $157M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Thomas J. Herzfeld Advisors's Q3 2013 filing shows 10 new, 74 increased, 39 reduced and 15 closed positions. Its largest new stake was Evertec: 16,643 shares worth $370K. The largest sale was Eaton Vance Risk-Managed Diversified Equity Income Fund, an estimated $1.16M.

By sector, the portfolio is most concentrated in Financials at 5.9% of assets, down from 6.3% a quarter earlier, followed by Consumer Staples and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q3 2013 buy was Evertec: 16,643 shares worth $370K.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Income Fund in Q3 2013, an estimated $659K increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2013 reduction was Eaton Vance Risk-Managed Diversified Equity Income Fund, cutting an estimated $1.16M.
  • Thomas J. Herzfeld Advisors fully exited iShares MSCI Mexico ETF in Q3 2013, selling an estimated $808K.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 24% of its $155M portfolio in Q3 2013.
  • Thomas J. Herzfeld Advisors opened 10 new positions and closed 15 in Q3 2013.
  • Thomas J. Herzfeld Advisors's portfolio value fell 1.1% quarter-over-quarter to $155M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2013, filed 13 Nov 2013.