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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+3.17%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$292M
AUM Growth
+$11.3M
Cap. Flow
+$6.08M
Cap. Flow %
2.08%
Top 10 Hldgs %
49.76%
Holding
121
New
13
Increased
49
Reduced
27
Closed
17

Top Buys

Rank Stock Value
1
PAAA icon
PGIM AAA CLO ETF
PAAA
+$10.6M
2
PFIX icon
Simplify Interest Rate Hedge ETF
PFIX
+$10.3M
3
ASA
ASA Gold and Precious Metals
ASA
+$6.13M
4
BRW
Saba Capital Income & Opportunities Fund
BRW
+$5.99M
5
PDO
PIMCO Dynamic Income Opportunities Fund
PDO
+$4.36M

Top Sells

Rank Stock Value
1
FSCO
FS Credit Opportunities Corp
FSCO
+$16.6M
2
SJB icon
ProShares Short High Yield
SJB
+$8.94M
3
CLM icon
Cornerstone Strategic Value Fund
CLM
+$8.67M
4
EMO
ClearBridge Energy Midstream Opportunity Fund
EMO
+$3.54M
5
DMA
Destra Multi-Alternative Fund
DMA
+$3.28M

Sector Composition

Rank Sector Weight
1 Financials 11.98%
2 Communication Services 0.08%
3 Materials 0.03%
4 Consumer Discretionary 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDS icon
26
ProShares UltraShort S&P500
SDS
$427M
$3.93M 1.35%
54,351
-28,230
-34% -$2.21M
RFMZ
27
RiverNorth Flexible Municipal Income Fund II
RFMZ
$319M
$3.92M 1.34%
300,513
-2,556
-0.8% -$32.5K
OXLC
28
Oxford Lane Capital
OXLC
$869M
$3.86M 1.32%
+227,872
New +$4.17M
JQC icon
29
Nuveen Credit Strategies Income Fund
JQC
$704M
$3.61M 1.24%
684,381
+7,992
+1% +$43.6K
TEAF
30
DELISTED
Ecofin Sustainable & Social Impact Term Fund
TEAF
$2.76M 0.95%
234,542
+39,235
+20% +$472K
FINS
31
Angel Oak Financial Strategies Income Term Trust
FINS
$416M
$2.72M 0.93%
207,513
+4,067
+2% +$53.4K
DIAX
32
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$2.69M 0.92%
180,969
-63,240
-26% -$917K
CET
33
Central Securities Corp
CET
$1.55B
$2.68M 0.92%
52,228
-437
-0.8% -$21.6K
GDV icon
34
Gabelli Dividend & Income Trust
GDV
$2.59B
$2.58M 0.88%
95,140
+94,907
+40,733% +$2.53M
MEGI
35
MainStay CBRE Global Infrastructure Megatrends Term Fund
MEGI
$785M
$2.51M 0.86%
171,242
+156,938
+1,097% +$2.25M
PFN
36
PIMCO Income Strategy Fund II
PFN
$693M
$2.43M 0.83%
319,586
+10,859
+4% +$81.8K
TYG
37
Tortoise Energy Infrastructure Corp
TYG
$1.09B
$2.29M 0.78%
53,109
-47,120
-47% -$2.02M
CEFS icon
38
Saba Closed-End Funds ETF
CEFS
$419M
$2.24M 0.77%
98,498
+10,798
+12% +$243K
DSM
39
BNY Mellon Strategic Municipal Bond Fund
DSM
$290M
$2M 0.69%
338,579
-27,475
-8% -$156K
BGX
40
Blackstone Long-Short Credit Income Fund
BGX
$136M
$1.91M 0.65%
159,161
+156,455
+5,782% +$1.95M
PCQ
41
Pimco California Municipal Income Fund
PCQ
$164M
$1.91M 0.65%
+218,743
New +$1.85M
CMU
42
DELISTED
MFS High Yield Municipal Trust
CMU
$1.9M 0.65%
546,440
-4,085
-0.7% -$13.6K
CXH
43
DELISTED
MFS Investment Grade Municipal Trust
CXH
$1.89M 0.65%
240,371
-1,331
-0.6% -$10.1K
JLS icon
44
Nuveen Mortgage and Income Fund
JLS
$94.2M
$1.82M 0.62%
97,359
-32
-0% -$604
HQL
45
abrdn Life Sciences Investors
HQL
$584M
$1.81M 0.62%
+116,937
New +$1.6M
HQH
46
abrdn Healthcare Investors
HQH
$1.26B
$1.75M 0.6%
+94,616
New +$1.55M
GNT
47
GAMCO Natural Resources, Gold & Income Trust
GNT
$137M
$1.65M 0.57%
+235,268
New +$1.56M
DMO
48
Western Asset Mortgage Opportunity Fund
DMO
$119M
$1.61M 0.55%
137,559
-2,412
-2% -$28.7K
MMD
49
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
$1.46M 0.5%
96,504
-40
-0% -$593
BTT icon
50
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
$1.11M 0.38%
49,300
+13,252
+37% +$295K
1
2
3 4 5

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Thomas J. Herzfeld Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, Thomas J. Herzfeld Advisors held 121 positions worth $292M, up 4% from $280M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Thomas J. Herzfeld Advisors's Q3 2025 filing shows 13 new, 49 increased, 27 reduced and 17 closed positions. Its largest new stake was PGIM AAA CLO ETF: 205,593 shares worth $10.6M. The largest sale was FS Credit Opportunities Corp, an estimated $16.6M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 18% a quarter earlier, followed by Communication Services and Materials.

  • Thomas J. Herzfeld Advisors's largest Q3 2025 buy was PGIM AAA CLO ETF: 205,593 shares worth $10.6M.
  • Thomas J. Herzfeld Advisors added most to ASA Gold and Precious Metals in Q3 2025, an estimated $6.13M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2025 reduction was FS Credit Opportunities Corp, cutting an estimated $16.6M.
  • Thomas J. Herzfeld Advisors fully exited ProShares Short High Yield in Q3 2025, selling an estimated $8.94M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 50% of its $292M portfolio in Q3 2025.
  • Thomas J. Herzfeld Advisors opened 13 new positions and closed 17 in Q3 2025.
  • Thomas J. Herzfeld Advisors's portfolio value rose 4% quarter-over-quarter to $292M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2025, filed 12 Nov 2025.