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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-0.86%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$226M
AUM Growth
-$13.3M
Cap. Flow
-$11M
Cap. Flow %
-4.85%
Top 10 Hldgs %
42.69%
Holding
388
New
33
Increased
62
Reduced
55
Closed
39

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.84M
2
IBMJ
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
+$2.01M
3
FUMB icon
First Trust Ultra Short Duration Municipal ETF
FUMB
+$1.59M
4
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$1.14M
5
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$1.09M

Top Sells

Rank Stock Value
1
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$4.2M
2
FAX
abrdn Asia-Pacific Income Fund
FAX
+$3.32M
3
ISD
PGIM High Yield Bond Fund
ISD
+$2.96M
4
AVK
Advent Convertible and Income Fund
AVK
+$2.84M
5
GHY
PGIM Global High Yield Fund
GHY
+$2.48M

Sector Composition

Rank Sector Weight
1 Financials 8.21%
2 Industrials 5.17%
3 Consumer Discretionary 2.67%
4 Materials 1.77%
5 Utilities 1.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JTD
26
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$2.81M 1.24%
177,689
-654
-0.4% -$10.6K
OXLC
27
Oxford Lane Capital
OXLC
$854M
$2.75M 1.21%
76,215
+26,174
+52% +$950K
BPOP icon
28
Popular Inc
BPOP
$11.1B
$2.67M 1.18%
34,414
– –
WIW
29
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$507M
$2.63M 1.16%
198,255
+5,302
+3% +$70.5K
JRI icon
30
Nuveen Real Asset Income & Growth Fund
JRI
$354M
$2.6M 1.15%
170,646
-8,491
-5% -$136K
BRW
31
Saba Capital Income & Opportunities Fund
BRW
$336M
$2.25M 0.99%
246,975
-41,933
-15% -$385K
NEE icon
32
NextEra Energy
NEE
$186B
$2.13M 0.94%
27,169
-30
-0.1% -$2.42K
DMO
33
Western Asset Mortgage Opportunity Fund
DMO
$119M
$2.09M 0.92%
135,433
+4,363
+3% +$69.1K
IBMJ
34
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$2.01M 0.89%
+78,690
New +$2.01M
JLS icon
35
Nuveen Mortgage and Income Fund
JLS
$94.9M
$1.97M 0.87%
94,802
+2,285
+2% +$48.1K
PGP
36
PIMCO Global StockPLUS & Income Fund
PGP
$96.8M
$1.88M 0.83%
173,426
+91,873
+113% +$1.03M
JRO
37
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$1.82M 0.8%
182,277
+4,442
+2% +$43.5K
RCL icon
38
Royal Caribbean
RCL
$86.5B
$1.75M 0.77%
19,633
+26
+0.1% +$2.1K
CEM
39
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$1.74M 0.77%
64,191
-4,190
-6% -$113K
CPA icon
40
Copa Holdings
CPA
$5.71B
$1.65M 0.73%
20,250
– –
FUMB icon
41
First Trust Ultra Short Duration Municipal ETF
FUMB
$246M
$1.59M 0.7%
+78,717
New +$1.59M
CX icon
42
Cemex
CX
$17.3B
$1.58M 0.7%
220,645
– –
MLM icon
43
Martin Marietta Materials
MLM
$35B
$1.54M 0.68%
4,500
– –
PGTI
44
DELISTED
PGT, Inc.
PGTI
$1.47M 0.65%
77,117
– –
NML
45
Neuberger Energy Infrastructure and Income Fund Inc
NML
$569M
$1.37M 0.6%
277,507
+21
+0% +$101
TYG
46
Tortoise Energy Infrastructure Corp
TYG
$1.1B
$1.35M 0.6%
49,725
-2,628
-5% -$70.9K
NCLH icon
47
Norwegian Cruise Line
NCLH
$9.74B
$1.33M 0.59%
49,717
– –
ASLE icon
48
AerSale
ASLE
$307M
$1.3M 0.57%
76,418
– –
EMO
49
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.02B
$1.27M 0.56%
58,299
-1,423
-2% -$30.4K
FMX icon
50
Fomento Económico Mexicano
FMX
$43.5B
$1.27M 0.56%
14,626
– –
1
2
3 4 5

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Thomas J. Herzfeld Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Thomas J. Herzfeld Advisors held 388 positions worth $226M, down 5.5% from $240M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $11M in Q3 2021, closing 39 positions and reducing 55 holdings. Its most notable exit was Seven Hills Realty Trust, an estimated $2.23M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, up from 7.4% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in iShares iBonds Dec 2021 Term Muni Bond ETF worth $2.01M.

  • Thomas J. Herzfeld Advisors's largest Q3 2021 buy was iShares iBonds Dec 2021 Term Muni Bond ETF: 78,690 shares worth $2.01M.
  • Thomas J. Herzfeld Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2021, an estimated $5.84M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2021 reduction was Eaton Vance Limited Duration Income Fund, cutting an estimated $4.2M.
  • Thomas J. Herzfeld Advisors fully exited Seven Hills Realty Trust in Q3 2021, selling an estimated $2.23M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 43% of its $226M portfolio in Q3 2021.
  • Thomas J. Herzfeld Advisors opened 33 new positions and closed 39 in Q3 2021.
  • Thomas J. Herzfeld Advisors's portfolio value fell 5.5% quarter-over-quarter to $226M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2021, filed 12 Nov 2021.