TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
This Quarter Return
-0.86%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$226M
AUM Growth
+$226M
Cap. Flow
-$9.78M
Cap. Flow %
-4.32%
Top 10 Hldgs %
42.69%
Holding
388
New
33
Increased
63
Reduced
55
Closed
39

Top Buys

1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$5.84M
2
IBMJ
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$2.01M
3
FUMB icon
First Trust Ultra Short Duration Municipal ETF
FUMB
$1.59M
4
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
$1.16M
5
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
$1.09M

Top Sells

1
EVV
Eaton Vance Limited Duration Income Fund
EVV
$4.16M
2
FAX
abrdn Asia-Pacific Income Fund
FAX
$3.22M
3
ISD
PGIM High Yield Bond Fund
ISD
$2.94M
4
AVK
Advent Convertible and Income Fund
AVK
$2.66M
5
GHY
PGIM Global High Yield Fund
GHY
$2.43M

Sector Composition

1 Financials 8.15%
2 Industrials 5.17%
3 Consumer Discretionary 2.67%
4 Materials 1.77%
5 Utilities 1.25%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
JTD
26
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$2.82M 1.24%
177,689
-654
-0.4% -$10.4K
OXLC
27
Oxford Lane Capital
OXLC
$1.78B
$2.75M 1.21%
381,077
+130,871
+52% +$944K
BPOP icon
28
Popular Inc
BPOP
$8.53B
$2.67M 1.18%
34,414
– –
WIW
29
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$544M
$2.64M 1.16%
198,255
+5,302
+3% +$70.5K
JRI icon
30
Nuveen Real Asset Income & Growth Fund
JRI
$371M
$2.6M 1.15%
170,646
-8,491
-5% -$129K
BRW
31
Saba Capital Income & Opportunities Fund
BRW
$351M
$2.25M 0.99%
493,949
-83,866
-15% -$382K
NEE icon
32
NextEra Energy, Inc.
NEE
$148B
$2.13M 0.94%
27,169
-30
-0.1% -$2.36K
DMO
33
Western Asset Mortgage Opportunity Fund
DMO
$136M
$2.09M 0.92%
135,433
+4,363
+3% +$67.5K
IBMJ
34
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$2.01M 0.89%
+78,690
New +$2.01M
JLS icon
35
Nuveen Mortgage and Income Fund
JLS
$103M
$1.97M 0.87%
94,802
+2,285
+2% +$47.4K
PGP
36
PIMCO Global StockPLUS & Income Fund
PGP
$97.5M
$1.88M 0.83%
173,426
+91,873
+113% +$994K
JRO
37
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$1.82M 0.8%
182,277
+4,442
+2% +$44.3K
RCL icon
38
Royal Caribbean
RCL
$96.4B
$1.75M 0.77%
19,633
+26
+0.1% +$2.31K
CEM
39
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$1.74M 0.77%
64,191
-4,190
-6% -$114K
CPA icon
40
Copa Holdings
CPA
$4.84B
$1.65M 0.73%
20,250
– –
FUMB icon
41
First Trust Ultra Short Duration Municipal ETF
FUMB
$221M
$1.59M 0.7%
+78,717
New +$1.59M
CX icon
42
Cemex
CX
$13.3B
$1.58M 0.7%
220,645
– –
MLM icon
43
Martin Marietta Materials
MLM
$36.9B
$1.54M 0.68%
4,500
– –
PGTI
44
DELISTED
PGT, Inc.
PGTI
$1.47M 0.65%
77,117
– –
NML
45
Neuberger Berman Energy Infrastructure and Income Fund
NML
$486M
$1.37M 0.6%
277,507
+21
+0% +$104
TYG
46
Tortoise Energy Infrastructure Corp
TYG
$736M
$1.35M 0.6%
49,725
-2,628
-5% -$71.2K
NCLH icon
47
Norwegian Cruise Line
NCLH
$11.5B
$1.33M 0.59%
49,717
– –
ASLE icon
48
AerSale
ASLE
$399M
$1.3M 0.57%
76,418
– –
EMO
49
ClearBridge Energy Midstream Opportunity Fund
EMO
$868M
$1.27M 0.56%
58,299
-1,423
-2% -$31.1K
FMX icon
50
Fomento Económico Mexicano
FMX
$29B
$1.27M 0.56%
14,626
– –
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