We are live on ! Find out more
TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-0.34%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$193M
AUM Growth
-$55.8M
Cap. Flow
-$51.9M
Cap. Flow %
-26.87%
Top 10 Hldgs %
32.22%
Holding
371
New
47
Increased
61
Reduced
94
Closed
39

Top Buys

Rank Stock Value
1
THQ
abrdn Healthcare Opportunities Fund
THQ
+$416K
2
THW
abrdn World Healthcare Fund
THW
+$410K
3
DCA
Virtus Total Return Fund
DCA
+$396K
4
RCL icon
Royal Caribbean
RCL
+$359K
5
TTP
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
+$348K

Top Sells

Rank Stock Value
1
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$19.4M
2
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
+$12.2M
3
SOR
Source Capital
SOR
+$7.92M
4
MVCB.CL
MVC Capital, Inc.
MVCB.CL
+$3.95M
5
PCEF icon
Invesco CEF Income Composite ETF
PCEF
+$2.36M

Sector Composition

Rank Sector Weight
1 Financials 5.64%
2 Consumer Discretionary 5.24%
3 Industrials 4.96%
4 Consumer Staples 2.29%
5 Utilities 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JQC icon
26
Nuveen Credit Strategies Income Fund
JQC
$702M
$2.3M 1.19%
290,784
-39,405
-12% -$298K
NCLH icon
27
Norwegian Cruise Line
NCLH
$8.89B
$2.26M 1.17%
40,943
+4,500
+12% +$217K
SOR
28
Source Capital
SOR
$369M
$2.2M 1.14%
61,786
-132,560
-68% -$7.92M
JEQ
29
DELISTED
abrdn Japan Equity Fund
JEQ
$2.17M 1.13%
296,310
-1,708
-0.6% -$12K
GDV icon
30
Gabelli Dividend & Income Trust
GDV
$2.6B
$2.1M 1.09%
113,554
-8,675
-7% -$148K
UTF icon
31
Cohen & Steers Infrastructure Fund
UTF
$3.14B
$2.04M 1.06%
103,184
-4,150
-4% -$76K
SMM
32
DELISTED
Salient Midstream & MLP Fund
SMM
$1.84M 0.95%
229,476
-10,221
-4% -$76.3K
RVT icon
33
Royce Value Trust
RVT
$2.21B
$1.8M 0.93%
153,442
-6,480
-4% -$69.7K
FOF icon
34
Cohen & Steers Closed End Opportunity Fund
FOF
$374M
$1.76M 0.91%
161,725
+29,188
+22% +$303K
SEB icon
35
Seaboard Corp
SEB
$4.52B
$1.74M 0.9%
580
– –
ZTR
36
Virtus Total Return Fund
ZTR
$340M
$1.69M 0.87%
140,681
-2,948
-2% -$33.9K
CCL icon
37
Carnival Corporation Ltd
CCL
$36.1B
$1.64M 0.85%
31,000
+4,000
+15% +$194K
CWCO icon
38
Consolidated Water Co
CWCO
$469M
$1.58M 0.82%
129,538
– –
GF
39
New Germany Fund
GF
$184M
$1.54M 0.8%
109,643
+5,097
+5% +$67.8K
RDS.B
40
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$1.5M 0.77%
880
+172
+24% +$7.72K
NEE icon
41
NextEra Energy
NEE
$187B
$1.46M 0.76%
49,348
-2,652
-5% -$74.4K
CLM icon
42
Cornerstone Strategic Value Fund
CLM
$2.17B
$1.43M 0.74%
99,443
-8,177
-8% -$111K
WSO icon
43
Watsco Inc
WSO
$14.9B
$1.36M 0.7%
10,100
– –
TYG
44
Tortoise Energy Infrastructure Corp
TYG
$1.14B
$1.32M 0.68%
13,411
-4,578
-25% -$432K
HQH
45
abrdn Healthcare Investors
HQH
$1.23B
$1.29M 0.67%
53,911
-3,228
-6% -$76.8K
DRA
46
DELISTED
Diversified Real Asset Income Fd
DRA
$1.28M 0.66%
80,933
-3,763
-4% -$55.3K
SAVE
47
DELISTED
Spirit Airlines, Inc.
SAVE
$1.25M 0.65%
26,000
+2,000
+8% +$89.5K
FDEU
48
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$1.24M 0.64%
74,551
-12,915
-15% -$200K
JOF
49
Japan Smaller Capitalization Fund
JOF
$320M
$1.24M 0.64%
128,855
-5,300
-4% -$49.7K
SPE
50
Special Opportunities Fund
SPE
$140M
$1.21M 0.63%
96,857
+790
+0.8% +$9.45K
1
2
3 4 5

Similar funds

BIC
B&I Capital Zurich, Switzerland $294M AUM 3.09% 1-Year Est. Return
SM
Selkirk Management Chatham, New Jersey $294M AUM 26.84% 1-Year Est. Return
PCI
Pacifica Capital Investments Leander, Texas $294M AUM 45.89% 1-Year Est. Return
PC
Permit Capital West Conshohocken, Pennsylvania $294M AUM 27.9% 1-Year Est. Return
DMBA
Deseret Mutual Benefit Administrators Salt Lake City, Utah $294M AUM 19.14% 1-Year Est. Return
MFC
Morris Financial Concepts Mount Pleasant, South Carolina $295M AUM 17.25% 1-Year Est. Return
MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
Engle Capital Management Greenwich, Connecticut $293M AUM 68.31% 1-Year Est. Return

Thomas J. Herzfeld Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, Thomas J. Herzfeld Advisors held 371 positions worth $193M, down 22% from $249M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $51.9M in Q1 2016, closing 39 positions and reducing 94 holdings. Its most notable exit was Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023, an estimated $19.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, up from 4.3% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in Eaton Vance Municipal Income 2028 Term Trust worth $102K.

  • Thomas J. Herzfeld Advisors's largest Q1 2016 buy was Eaton Vance Municipal Income 2028 Term Trust: 5,186 shares worth $102K.
  • Thomas J. Herzfeld Advisors added most to abrdn Healthcare Opportunities Fund in Q1 2016, an estimated $416K increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2016 reduction was Source Capital, cutting an estimated $7.92M.
  • Thomas J. Herzfeld Advisors fully exited Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 in Q1 2016, selling an estimated $19.4M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 32% of its $193M portfolio in Q1 2016.
  • Thomas J. Herzfeld Advisors opened 47 new positions and closed 39 in Q1 2016.
  • Thomas J. Herzfeld Advisors's portfolio value fell 22% quarter-over-quarter to $193M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2016, filed 13 May 2016.