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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-2.76%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$238M
AUM Growth
+$23.4M
Cap. Flow
+$32.3M
Cap. Flow %
13.57%
Top 10 Hldgs %
37.14%
Holding
327
New
35
Increased
85
Reduced
37
Closed
20

Top Buys

Rank Stock Value
1
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$7.31M
2
THQ
abrdn Healthcare Opportunities Fund
THQ
+$5.18M
3
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
+$2.89M
4
BST icon
BlackRock Science and Technology Trust
BST
+$2.24M
5
MVCB.CL
MVC Capital, Inc.
MVCB.CL
+$2.18M

Top Sells

Rank Stock Value
1
FTT
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
+$3.24M
2
GLO
Clough Global Opportunities Fund
GLO
+$2.37M
3
DCA
Virtus Total Return Fund
DCA
+$1.49M
4
GGN.PRB
GAMCO Global Gold Natural Resources & Income Trust 5.00% Series B
GGN.PRB
+$708K
5
GLQ
Clough Global Equity Fund
GLQ
+$434K

Sector Composition

Rank Sector Weight
1 Financials 5.16%
2 Industrials 4.09%
3 Consumer Discretionary 3.45%
4 Consumer Staples 1.78%
5 Utilities 1.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTZ icon
26
MasTec
MTZ
$26.7B
$2.68M 1.13%
134,927
– –
SEVN
27
Seven Hills Realty Trust
SEVN
$179M
$2.58M 1.08%
144,513
+10,059
+7% +$195K
JEQ
28
DELISTED
abrdn Japan Equity Fund
JEQ
$2.44M 1.03%
295,754
+25,300
+9% +$208K
RCL icon
29
Royal Caribbean
RCL
$78.7B
$2.38M 1%
30,313
+4,313
+17% +$329K
HCF
30
DELISTED
NEXPOINT CREDIT STRATEGIES FUND
HCF
$2.32M 0.97%
319,361
+203,818
+176% +$1.48M
LEN icon
31
Lennar Class A
LEN
$20.4B
$2.27M 0.95%
46,750
– –
GDV icon
32
Gabelli Dividend & Income Trust
GDV
$2.6B
$2.15M 0.91%
104,504
+97,504
+1,393% +$2.08M
MINT icon
33
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$2.1M 0.88%
20,729
+10,100
+95% +$1.02M
SEB icon
34
Seaboard Corp
SEB
$4.52B
$2.09M 0.88%
580
+10
+2% +$35.8K
UTF icon
35
Cohen & Steers Infrastructure Fund
UTF
$3.14B
$2.05M 0.86%
97,389
+21,076
+28% +$474K
RVT icon
36
Royce Value Trust
RVT
$2.21B
$2.05M 0.86%
148,374
+1,681
+1% +$23.9K
NCLH icon
37
Norwegian Cruise Line
NCLH
$8.89B
$2.04M 0.86%
36,443
– –
FSD
38
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$1.81M 0.76%
117,614
-17,420
-13% -$283K
DRA
39
DELISTED
Diversified Real Asset Income Fd
DRA
$1.81M 0.76%
104,690
-23,411
-18% -$421K
ZTR
40
Virtus Total Return Fund
ZTR
$340M
$1.74M 0.73%
136,390
+25,500
+23% +$344K
NDP
41
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$1.69M 0.71%
11,486
-34
-0.3% -$5.51K
CWCO icon
42
Consolidated Water Co
CWCO
$469M
$1.63M 0.69%
129,538
– –
GLO
43
Clough Global Opportunities Fund
GLO
$249M
$1.44M 0.6%
120,355
-189,665
-61% -$2.37M
JOF
44
Japan Smaller Capitalization Fund
JOF
$320M
$1.43M 0.6%
132,750
+11,306
+9% +$117K
PCF
45
High Income Securities Fund
PCF
$99.6M
$1.41M 0.59%
181,034
– –
GF
46
New Germany Fund
GF
$184M
$1.39M 0.58%
91,849
+10,251
+13% +$161K
BTZ icon
47
BlackRock Credit Allocation Income Trust
BTZ
$927M
$1.38M 0.58%
110,243
+8,688
+9% +$115K
KF
48
Korea Fund
KF
$247M
$1.34M 0.56%
33,085
+161
+0.5% +$6.69K
CX icon
49
Cemex
CX
$17.4B
$1.34M 0.56%
158,316
-1
-0% -$9
CCL icon
50
Carnival Corporation Ltd
CCL
$36.1B
$1.33M 0.56%
27,000
-4,000
-13% -$189K
1
2
3 4 5

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Thomas J. Herzfeld Advisors's Q2 2015 Portfolio in Review

As of Q2 2015, Thomas J. Herzfeld Advisors held 327 positions worth $238M, up 11% from $215M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Thomas J. Herzfeld Advisors deployed $32.3M of net new capital in Q2 2015, opening 35 new positions and adding to 85 existing holdings. Its largest new stake was Eaton Vance Tax-Advantaged Dividend Income Fund: 26,552 shares worth $522K.

By sector, the portfolio is most concentrated in Financials at 5.2% of assets, down from 5.2% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Clough Global Opportunities Fund, an estimated $2.37M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q2 2015 buy was Eaton Vance Tax-Advantaged Dividend Income Fund: 26,552 shares worth $522K.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 in Q2 2015, an estimated $7.31M increase.
  • Thomas J. Herzfeld Advisors's biggest Q2 2015 reduction was Clough Global Opportunities Fund, cutting an estimated $2.37M.
  • Thomas J. Herzfeld Advisors fully exited FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST in Q2 2015, selling an estimated $3.24M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 37% of its $238M portfolio in Q2 2015.
  • Thomas J. Herzfeld Advisors opened 35 new positions and closed 20 in Q2 2015.
  • Thomas J. Herzfeld Advisors's portfolio value rose 11% quarter-over-quarter to $238M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q2 2015, filed 14 Aug 2015.