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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-2.99%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$180M
AUM Growth
+$4.46M
Cap. Flow
+$10.2M
Cap. Flow %
5.66%
Top 10 Hldgs %
27.42%
Holding
301
New
13
Increased
70
Reduced
53
Closed
21

Top Buys

Rank Stock Value
1
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$3.71M
2
DRA
Diversified Real Asset Income Fd
DRA
+$2.49M
3
TYG
Tortoise Energy Infrastructure Corp
TYG
+$1.99M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$1.71M
5
JMM icon
Nuveen Multi-Market Income Fund
JMM
+$1.49M

Top Sells

Rank Stock Value
1
SLA
AMERICAN SELECT PTFL INC
SLA
+$2.08M
2
BDJ icon
BlackRock Enhanced Equity Dividend Trust
BDJ
+$1.5M
3
MRF
AMERICAN INCOME FUND
MRF
+$1.35M
4
GAB.PRG icon
Gabelli Equity Trust Series G Preferred Stock
GAB.PRG
+$1.12M
5
ACG
AllianceBernstein Income Fund Inc
ACG
+$1.11M

Sector Composition

Rank Sector Weight
1 Financials 4.77%
2 Industrials 3.88%
3 Consumer Staples 3.32%
4 Consumer Discretionary 3.27%
5 Real Estate 1.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXLCN
26
DELISTED
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
$2.21M 1.23%
87,135
+25,908
+42% +$655K
TTP
27
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$2.14M 1.19%
15,539
+6,444
+71% +$903K
NZF icon
28
Nuveen Municipal Credit Income Fund
NZF
$2.4B
$2.11M 1.17%
154,543
-14,685
-9% -$204K
MTZ icon
29
MasTec
MTZ
$26.7B
$2.06M 1.14%
67,100
+7,000
+12% +$208K
TYG
30
Tortoise Energy Infrastructure Corp
TYG
$1.14B
$2.03M 1.13%
10,571
+10,384
+5,553% +$1.99M
KOF icon
31
Coca-Cola Femsa
KOF
$21.6B
$1.97M 1.1%
19,602
– –
RVT icon
32
Royce Value Trust
RVT
$2.21B
$1.89M 1.05%
130,589
+1,573
+1% +$24.4K
JEQ
33
DELISTED
abrdn Japan Equity Fund
JEQ
$1.86M 1.03%
261,158
+11,959
+5% +$86.3K
NKX icon
34
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$651M
$1.82M 1.01%
130,637
+8,030
+7% +$110K
RCL icon
35
Royal Caribbean
RCL
$78.7B
$1.75M 0.97%
26,000
-4,000
-13% -$248K
NIE
36
Virtus Equity & Convertible Income Fund
NIE
$718M
$1.71M 0.95%
86,111
+15,844
+23% +$320K
SEB icon
37
Seaboard Corp
SEB
$4.52B
$1.69M 0.94%
633
– –
LEN icon
38
Lennar Class A
LEN
$20.4B
$1.57M 0.87%
42,548
– –
JMM icon
39
Nuveen Multi-Market Income Fund
JMM
$54.1M
$1.49M 0.83%
+197,622
New +$1.49M
ZTR
40
Virtus Total Return Fund
ZTR
$340M
$1.48M 0.82%
106,891
+6,688
+7% +$94.8K
FPF
41
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$1.45M 0.81%
66,792
+17,400
+35% +$384K
FAX
42
abrdn Asia-Pacific Income Fund
FAX
$590M
$1.35M 0.75%
38,263
+1,530
+4% +$56.1K
KF
43
Korea Fund
KF
$247M
$1.35M 0.75%
32,624
-200
-0.6% -$8.64K
PCF
44
High Income Securities Fund
PCF
$99.6M
$1.33M 0.74%
159,859
– –
NCLH icon
45
Norwegian Cruise Line
NCLH
$8.89B
$1.31M 0.73%
36,443
-2,000
-5% -$67.9K
STEW
46
SRH Total Return Fund
STEW
$1.75B
$1.3M 0.72%
146,752
+3,721
+3% +$32.6K
GF
47
New Germany Fund
GF
$184M
$1.3M 0.72%
77,587
+12,076
+18% +$213K
CCL icon
48
Carnival Corporation Ltd
CCL
$36.1B
$1.25M 0.69%
31,000
– –
CWCO icon
49
Consolidated Water Co
CWCO
$469M
$1.22M 0.68%
104,013
– –
NDP
50
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$1.17M 0.65%
5,912
+1,250
+27% +$269K
1
2
3 4 5

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Thomas J. Herzfeld Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Thomas J. Herzfeld Advisors held 301 positions worth $180M, up 2.5% from $175M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Thomas J. Herzfeld Advisors deployed $10.2M of net new capital in Q3 2014, opening 13 new positions and adding to 70 existing holdings. Its largest new stake was Diversified Real Asset Income Fd: 140,718 shares worth $2.5M.

By sector, the portfolio is most concentrated in Financials at 4.8% of assets, down from 5.2% a quarter earlier, followed by Industrials and Consumer Staples.

On the sell side, the largest reduction was BlackRock Enhanced Equity Dividend Trust, an estimated $1.5M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q3 2014 buy was Diversified Real Asset Income Fd: 140,718 shares worth $2.5M.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 in Q3 2014, an estimated $3.71M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2014 reduction was BlackRock Enhanced Equity Dividend Trust, cutting an estimated $1.5M.
  • Thomas J. Herzfeld Advisors fully exited AMERICAN SELECT PTFL INC in Q3 2014, selling an estimated $2.08M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 27% of its $180M portfolio in Q3 2014.
  • Thomas J. Herzfeld Advisors opened 13 new positions and closed 21 in Q3 2014.
  • Thomas J. Herzfeld Advisors's portfolio value rose 2.5% quarter-over-quarter to $180M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.