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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+2.36%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$175M
AUM Growth
+$20.1M
Cap. Flow
+$8.45M
Cap. Flow %
4.82%
Top 10 Hldgs %
26.97%
Holding
328
New
49
Increased
91
Reduced
74
Closed
31

Top Buys

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$2.18M
2
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$1.29M
3
FSD
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
+$808K
4
DSL
DoubleLine Income Solutions Fund
DSL
+$785K
5
FPF
First Trust Intermediate Duration Preferred & Income Fund
FPF
+$631K

Top Sells

Rank Stock Value
1
PSMT icon
Pricesmart
PSMT
+$1.38M
2
PDI icon
PIMCO Dynamic Income Fund
PDI
+$926K
3
FTT
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
+$581K
4
JGT
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
+$545K
5
CPA icon
Copa Holdings
CPA
+$480K

Sector Composition

Rank Sector Weight
1 Financials 5.6%
2 Consumer Staples 4.5%
3 Industrials 3.66%
4 Consumer Discretionary 3.13%
5 Materials 1.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UTF icon
26
Cohen & Steers Infrastructure Fund
UTF
$3.14B
$1.89M 1.08%
91,709
+5,159
+6% +$104K
ACG
27
DELISTED
AllianceBernstein Income Fund Inc
ACG
$1.85M 1.05%
259,110
+7,811
+3% +$55.1K
SLA
28
DELISTED
AMERICAN SELECT PTFL INC
SLA
$1.84M 1.05%
198,716
-27,742
-12% -$266K
JEQ
29
DELISTED
abrdn Japan Equity Fund
JEQ
$1.76M 1%
251,902
-850
-0.3% -$5.83K
WSO icon
30
Watsco Inc
WSO
$14.9B
$1.76M 1%
18,300
+300
+2% +$28.5K
LEN icon
31
Lennar Class A
LEN
$20.4B
$1.72M 0.98%
45,699
-2,102
-4% -$70.9K
BBN icon
32
BlackRock Taxable Municipal Bond Trust
BBN
$969M
$1.71M 0.98%
89,490
+15,630
+21% +$293K
RCL icon
33
Royal Caribbean
RCL
$78.7B
$1.66M 0.95%
35,000
-3,000
-8% -$127K
GAB.PRG icon
34
Gabelli Equity Trust Series G Preferred Stock
GAB.PRG
$51.6M
$1.6M 0.91%
76,326
-5,275
-6% -$112K
BDJ icon
35
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$1.59M 0.91%
200,102
+58,093
+41% +$450K
CPA icon
36
Copa Holdings
CPA
$5.56B
$1.49M 0.85%
9,327
-3,173
-25% -$480K
BOE icon
37
BlackRock Enhanced Global Dividend Trust
BOE
$662M
$1.48M 0.84%
98,916
-1,229
-1% -$17.8K
PDI icon
38
PIMCO Dynamic Income Fund
PDI
$7.4B
$1.46M 0.83%
50,151
-31,650
-39% -$926K
FMY
39
First Trust Mortgage Income Fund
FMY
$48.5M
$1.45M 0.83%
93,182
+4,984
+6% +$77.8K
KF
40
Korea Fund
KF
$247M
$1.43M 0.81%
34,574
-700
-2% -$28.3K
JGT
41
DELISTED
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
$1.43M 0.81%
141,607
-52,031
-27% -$545K
CWCO icon
42
Consolidated Water Co
CWCO
$469M
$1.41M 0.8%
100,117
+25,276
+34% +$356K
PCF
43
High Income Securities Fund
PCF
$99.6M
$1.41M 0.8%
170,459
-5,000
-3% -$40.7K
CCL icon
44
Carnival Corporation Ltd
CCL
$36.1B
$1.37M 0.78%
34,000
-7,000
-17% -$247K
ZTR
45
Virtus Total Return Fund
ZTR
$340M
$1.36M 0.77%
97,510
-2,508
-3% -$33.9K
GRX
46
Gabelli Healthcare & Wellness Trust
GRX
$141M
$1.31M 0.75%
131,064
+1,635
+1% +$16.2K
MTS
47
DELISTED
MONTGOMERY STR INCOME SECS
MTS
$1.23M 0.7%
79,385
-282
-0.4% -$4.48K
BLX icon
48
Bladex Inc
BLX
$2.24B
$1.19M 0.68%
42,300
-5,700
-12% -$151K
NKX icon
49
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$651M
$1.18M 0.67%
96,997
-18,503
-16% -$226K
STEW
50
SRH Total Return Fund
STEW
$1.75B
$1.15M 0.65%
142,840
+673
+0.5% +$5.28K
1
2
3 4 5

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PCI
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PC
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Thomas J. Herzfeld Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Thomas J. Herzfeld Advisors held 328 positions worth $175M, up 13% from $155M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Thomas J. Herzfeld Advisors deployed $8.45M of net new capital in Q4 2013, opening 49 new positions and adding to 91 existing holdings. Its largest new stake was PIMCO Dynamic Credit and Mortgage Income Fund: 98,305 shares worth $2.21M.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, down from 5.9% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was Pricesmart, an estimated $1.38M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2013 buy was PIMCO Dynamic Credit and Mortgage Income Fund: 98,305 shares worth $2.21M.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 in Q4 2013, an estimated $1.29M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2013 reduction was Pricesmart, cutting an estimated $1.38M.
  • Thomas J. Herzfeld Advisors fully exited Allianzgi Intl & Prem Strategy Fnd Com Shs Of Bene Int in Q4 2013, selling an estimated $176K.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 27% of its $175M portfolio in Q4 2013.
  • Thomas J. Herzfeld Advisors opened 49 new positions and closed 31 in Q4 2013.
  • Thomas J. Herzfeld Advisors's portfolio value rose 13% quarter-over-quarter to $175M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2013, filed 13 Feb 2014.