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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.92%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$155M
AUM Growth
-$1.76M
Cap. Flow
-$2.59M
Cap. Flow %
-1.67%
Top 10 Hldgs %
24.39%
Holding
294
New
10
Increased
74
Reduced
39
Closed
15

Top Buys

Rank Stock Value
1
PDI icon
PIMCO Dynamic Income Fund
PDI
+$659K
2
DNI
Dividend and Income Fund
DNI
+$559K
3
GRX
Gabelli Healthcare & Wellness Trust
GRX
+$513K
4
PPT
Franklin Premier Income Trust
PPT
+$426K
5
EVTC icon
Evertec
EVTC
+$396K

Top Sells

Rank Stock Value
1
ETJ
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
+$1.16M
2
ETY icon
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
+$1.03M
3
CET
Central Securities Corp
CET
+$952K
4
USA icon
Liberty All-Star Equity Fund
USA
+$840K
5
EWW icon
iShares MSCI Mexico ETF
EWW
+$808K

Sector Composition

Rank Sector Weight
1 Financials 5.94%
2 Consumer Staples 5.56%
3 Industrials 4.32%
4 Consumer Discretionary 3.16%
5 Materials 1.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GAB.PRG icon
26
Gabelli Equity Trust Series G Preferred Stock
GAB.PRG
$51.6M
$1.75M 1.13%
81,601
– –
CPA icon
27
Copa Holdings
CPA
$5.56B
$1.73M 1.12%
12,500
– –
JEQ
28
DELISTED
abrdn Japan Equity Fund
JEQ
$1.73M 1.11%
252,752
+4,740
+2% +$31.7K
MTZ icon
29
MasTec
MTZ
$26.7B
$1.72M 1.11%
56,800
+4,000
+8% +$131K
UTF icon
30
Cohen & Steers Infrastructure Fund
UTF
$3.14B
$1.71M 1.1%
86,550
+1,534
+2% +$29.6K
WSO icon
31
Watsco Inc
WSO
$14.9B
$1.7M 1.09%
18,000
-3,000
-14% -$275K
PPT
32
Franklin Premier Income Trust
PPT
$323M
$1.67M 1.07%
317,287
+80,685
+34% +$426K
LEN icon
33
Lennar Class A
LEN
$20.4B
$1.61M 1.04%
47,801
+5,253
+12% +$170K
RCL icon
34
Royal Caribbean
RCL
$78.7B
$1.46M 0.94%
38,000
-13,000
-25% -$487K
NKX icon
35
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$651M
$1.43M 0.92%
115,500
-1,120
-1% -$13.8K
BOE icon
36
BlackRock Enhanced Global Dividend Trust
BOE
$662M
$1.4M 0.9%
100,145
+75
+0.1% +$1.04K
BBN icon
37
BlackRock Taxable Municipal Bond Trust
BBN
$969M
$1.39M 0.89%
73,860
+7,060
+11% +$136K
PCF
38
High Income Securities Fund
PCF
$99.6M
$1.38M 0.89%
175,459
+17,600
+11% +$137K
FMY
39
First Trust Mortgage Income Fund
FMY
$48.5M
$1.37M 0.88%
88,198
+922
+1% +$14.3K
KF
40
Korea Fund
KF
$247M
$1.37M 0.88%
35,274
+900
+3% +$33.4K
CCL icon
41
Carnival Corporation Ltd
CCL
$36.1B
$1.34M 0.86%
41,000
+2,000
+5% +$72.6K
FAX
42
abrdn Asia-Pacific Income Fund
FAX
$590M
$1.33M 0.86%
36,567
+2,291
+7% +$83.8K
ZTR
43
Virtus Total Return Fund
ZTR
$340M
$1.31M 0.84%
100,018
+2,242
+2% +$29.2K
PSMT icon
44
Pricesmart
PSMT
$5.75B
$1.29M 0.83%
13,600
-400
-3% -$35.9K
GRX
45
Gabelli Healthcare & Wellness Trust
GRX
$141M
$1.28M 0.83%
129,429
+52,758
+69% +$513K
MTS
46
DELISTED
MONTGOMERY STR INCOME SECS
MTS
$1.25M 0.81%
79,667
+15
+0% +$236
NSC icon
47
Norfolk Southern
NSC
$78.8B
$1.2M 0.77%
15,500
– –
BLX icon
48
Bladex Inc
BLX
$2.24B
$1.2M 0.77%
48,000
-1,000
-2% -$24.7K
CWCO icon
49
Consolidated Water Co
CWCO
$469M
$1.12M 0.72%
74,841
+8,000
+12% +$102K
CIB icon
50
Grupo Cibest SA
CIB
$20.4B
$1.11M 0.71%
19,280
– –
1
2
3 4 5

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Thomas J. Herzfeld Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Thomas J. Herzfeld Advisors held 294 positions worth $155M, down 1.1% from $157M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Thomas J. Herzfeld Advisors's Q3 2013 filing shows 10 new, 74 increased, 39 reduced and 15 closed positions. Its largest new stake was Evertec: 16,643 shares worth $370K. The largest sale was Eaton Vance Risk-Managed Diversified Equity Income Fund, an estimated $1.16M.

By sector, the portfolio is most concentrated in Financials at 5.9% of assets, down from 6.3% a quarter earlier, followed by Consumer Staples and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q3 2013 buy was Evertec: 16,643 shares worth $370K.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Income Fund in Q3 2013, an estimated $659K increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2013 reduction was Eaton Vance Risk-Managed Diversified Equity Income Fund, cutting an estimated $1.16M.
  • Thomas J. Herzfeld Advisors fully exited iShares MSCI Mexico ETF in Q3 2013, selling an estimated $808K.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 24% of its $155M portfolio in Q3 2013.
  • Thomas J. Herzfeld Advisors opened 10 new positions and closed 15 in Q3 2013.
  • Thomas J. Herzfeld Advisors's portfolio value fell 1.1% quarter-over-quarter to $155M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2013, filed 13 Nov 2013.