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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-0.86%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$226M
AUM Growth
-$13.3M
Cap. Flow
-$11M
Cap. Flow %
-4.85%
Top 10 Hldgs %
42.69%
Holding
388
New
33
Increased
62
Reduced
55
Closed
39

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.84M
2
IBMJ
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
+$2.01M
3
FUMB icon
First Trust Ultra Short Duration Municipal ETF
FUMB
+$1.59M
4
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$1.14M
5
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$1.09M

Top Sells

Rank Stock Value
1
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$4.2M
2
FAX
abrdn Asia-Pacific Income Fund
FAX
+$3.32M
3
ISD
PGIM High Yield Bond Fund
ISD
+$2.96M
4
AVK
Advent Convertible and Income Fund
AVK
+$2.84M
5
GHY
PGIM Global High Yield Fund
GHY
+$2.48M

Sector Composition

Rank Sector Weight
1 Financials 8.21%
2 Industrials 5.17%
3 Consumer Discretionary 2.67%
4 Materials 1.77%
5 Utilities 1.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASML icon
351
ASML
ASML
$626B
– –
-33
Closed -$23K
BKKT icon
352
Bakkt Inc
BKKT
$321M
– –
-14
Closed -$3K
BKNG icon
353
Booking.com
BKNG
$149B
– –
-200
Closed -$18K
EFT
354
Eaton Vance Floating-Rate Income Trust
EFT
$283M
– –
-3,467
Closed -$50K
EIC
355
Eagle Point Income Co
EIC
$230M
– –
-1,800
Closed -$29K
INO icon
356
Inovio Pharmaceuticals
INO
$55.7M
– –
-417
Closed -$46K
IONQ icon
357
IonQ
IONQ
$13.6B
– –
-575
Closed -$6K
IQ icon
358
iQIYI
IQ
$1.23B
– –
-86
Closed -$1K
KPTI icon
359
Karyopharm Therapeutics
KPTI
$43.5M
– –
-100
Closed -$15K
KTF
360
DWS Municipal Income Trust
KTF
$346M
– –
-21,663
Closed -$265K
MFM
361
Aberdeen Municipal Income Fund
MFM
$221M
– –
-17,193
Closed -$123K
MOMO
362
Hello Group
MOMO
$885M
– –
-75
Closed -$1K
NMCO icon
363
Nuveen Municipal Credit Opportunities Fund
NMCO
$578M
– –
-33,574
Closed -$518K
NUW icon
364
Nuveen AMT-Free Municipal Value Fund
NUW
$251M
– –
-5,000
Closed -$86K
NVCR icon
365
NovoCure
NVCR
$1.73B
– –
-22
Closed -$5K
PCK
366
DELISTED
Pimco California Municipal Income Fund II
PCK
– –
-30,152
Closed -$290K
PHK
367
PIMCO High Income Fund
PHK
$867M
– –
-24,998
Closed -$171K
PZC
368
DELISTED
PIMCO California Municipal Income Fund III
PZC
– –
-9,469
Closed -$109K
RFM
369
RiverNorth Flexible Municipal Income Fund
RFM
$89.1M
– –
-18,561
Closed -$439K
RIO icon
370
Rio Tinto
RIO
$158B
– –
-20
Closed -$2K
RMI
371
RiverNorth Opportunistic Municipal Income Fund
RMI
$99.8M
– –
-14,642
Closed -$339K
RMM
372
RiverNorth Managed Duration Municipal Income Fund
RMM
$283M
– –
-12,041
Closed -$244K
SEVN
373
Seven Hills Realty Trust
SEVN
$171M
– –
-187,276
Closed -$2.23M
TV icon
374
Televisa
TV
$1.48B
– –
-13,504
Closed -$193K
VT icon
375
Vanguard Total World Stock ETF
VT
$77.1B
– –
-63
Closed -$7K
12 13 14
15
16

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Thomas J. Herzfeld Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Thomas J. Herzfeld Advisors held 388 positions worth $226M, down 5.5% from $240M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $11M in Q3 2021, closing 39 positions and reducing 55 holdings. Its most notable exit was Seven Hills Realty Trust, an estimated $2.23M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, up from 7.4% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in iShares iBonds Dec 2021 Term Muni Bond ETF worth $2.01M.

  • Thomas J. Herzfeld Advisors's largest Q3 2021 buy was iShares iBonds Dec 2021 Term Muni Bond ETF: 78,690 shares worth $2.01M.
  • Thomas J. Herzfeld Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2021, an estimated $5.84M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2021 reduction was Eaton Vance Limited Duration Income Fund, cutting an estimated $4.2M.
  • Thomas J. Herzfeld Advisors fully exited Seven Hills Realty Trust in Q3 2021, selling an estimated $2.23M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 43% of its $226M portfolio in Q3 2021.
  • Thomas J. Herzfeld Advisors opened 33 new positions and closed 39 in Q3 2021.
  • Thomas J. Herzfeld Advisors's portfolio value fell 5.5% quarter-over-quarter to $226M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2021, filed 12 Nov 2021.