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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+4.09%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$175M
AUM Growth
+$5.15M
Cap. Flow
-$1.35M
Cap. Flow %
-0.77%
Top 10 Hldgs %
25.98%
Holding
336
New
52
Increased
59
Reduced
61
Closed
48

Top Buys

Rank Stock Value
1
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$2.07M
2
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
+$1.55M
3
MRF
AMERICAN INCOME FUND
MRF
+$1.34M
4
CYBX
CYBERONICS INC
CYBX
+$1.12M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.08M

Top Sells

Rank Stock Value
1
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$1.8M
2
JRI icon
Nuveen Real Asset Income & Growth Fund
JRI
+$1.67M
3
BOE icon
BlackRock Enhanced Global Dividend Trust
BOE
+$1.44M
4
AVK
Advent Convertible and Income Fund
AVK
+$1.16M
5
EDD
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
+$1.14M

Sector Composition

Rank Sector Weight
1 Financials 5.24%
2 Consumer Staples 3.8%
3 Industrials 3.76%
4 Consumer Discretionary 3.28%
5 Real Estate 1.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GAM.PRB
301
General American Investors Co 5.95% Series B Preferred Stock
GAM.PRB
$189M
– –
-4,900
Closed -$125K
HEQ
302
John Hancock Hedged Equity & Income Fund
HEQ
$139M
– –
-13,401
Closed -$235K
HMC icon
303
Honda
HMC
$37.6B
– –
-300
Closed -$11K
ILF icon
304
iShares Latin America 40 ETF
ILF
$3.78B
– –
-7,000
Closed -$256K
JRI icon
305
Nuveen Real Asset Income & Growth Fund
JRI
$355M
– –
-90,971
Closed -$1.67M
MCN
306
Madison Covered Call & Equity Strategy Fund
MCN
$118M
– –
-1,000
Closed -$8K
MUA icon
307
BlackRock MuniAssets Fund
MUA
$527M
– –
-2,500
Closed -$31K
NAZ icon
308
Nuveen Arizona Quality Municipal Income Fund
NAZ
$156M
– –
-5,000
Closed -$64K
PDI icon
309
PIMCO Dynamic Income Fund
PDI
$7.33B
– –
-18,251
Closed -$553K
SBUX icon
310
Starbucks
SBUX
$119B
– –
-1,200
Closed -$44K
STK
311
Columbia Seligman Premium Technology Growth Fund
STK
$835M
– –
-1,726
Closed -$27K
ENZ
312
DELISTED
Enzo Biochem, Inc.
ENZ
– –
-3,000
Closed -$12K
MUI
313
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
– –
-4,000
Closed -$57K
CORR
314
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
– –
-102
Closed -$3K
VMM
315
DELISTED
Delaware Investments Minnesota Municipal Income Fund II
VMM
– –
-200
Closed -$3K
NUM
316
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
– –
-5,918
Closed -$80K
MSP
317
DELISTED
Madison Strategic Sector
MSP
– –
-7,785
Closed -$95K
GRR
318
DELISTED
Asia Tigers Fund
GRR
– –
-759
Closed -$9K
MVCB.CL
319
DELISTED
MVC Capital, Inc.
MVCB.CL
– –
-2,000
Closed -$51K
FAV
320
DELISTED
FIRST TRUST DIVIDEND AND INCOME FD COM
FAV
– –
-6,900
Closed -$60K
JLA
321
DELISTED
NUVEEN EQUITY PREMIUM ADVANTAGE FUND
JLA
– –
-13,705
Closed -$174K
DVM
322
DELISTED
COHEN & STEERS DIV MAJORS FUND INC
DVM
– –
-30,286
Closed -$468K
NCU.PRC
323
DELISTED
NUVEEN CALIFORNIA PREMIUM INCOME MUNICIPAL MUNIFUND TERM PFD
NCU.PRC
– –
-1,000
Closed -$10K
NKG.PRD
324
DELISTED
NUVEEN GEORGIA DIVIDEND ADVANTAGE MUNI FD 2 2.65% TERM PFD
NKG.PRD
– –
-1,000
Closed -$10K
NKG.PRC
325
DELISTED
NUVEEN GA DIVID ADVANTAGE MUN FD 2 PFD SHS (MA)
NKG.PRC
– –
-2,500
Closed -$25K
10 11 12
13
14

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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q2 2014 Portfolio in Review

As of Q2 2014, Thomas J. Herzfeld Advisors held 336 positions worth $175M, up 3% from $170M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Thomas J. Herzfeld Advisors's Q2 2014 filing shows 52 new, 59 increased, 61 reduced and 48 closed positions. Its largest new stake was Nuveen Credit Strategies Income Fund: 221,322 shares worth $2.07M. The largest sale was BlackRock Taxable Municipal Bond Trust, an estimated $1.8M.

By sector, the portfolio is most concentrated in Financials at 5.2% of assets, down from 5.5% a quarter earlier, followed by Consumer Staples and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q2 2014 buy was Nuveen Credit Strategies Income Fund: 221,322 shares worth $2.07M.
  • Thomas J. Herzfeld Advisors added most to Kayne Anderson NextGen Energy & Infrastructure, Inc. in Q2 2014, an estimated $694K increase.
  • Thomas J. Herzfeld Advisors's biggest Q2 2014 reduction was Morgan Stanley Emerging Markets Domestic Debt Fund, cutting an estimated $1.14M.
  • Thomas J. Herzfeld Advisors fully exited BlackRock Taxable Municipal Bond Trust in Q2 2014, selling an estimated $1.8M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 26% of its $175M portfolio in Q2 2014.
  • Thomas J. Herzfeld Advisors opened 52 new positions and closed 48 in Q2 2014.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3% quarter-over-quarter to $175M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q2 2014, filed 14 Aug 2014.