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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+10.84%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$273M
AUM Growth
+$22M
Cap. Flow
-$3.61M
Cap. Flow %
-1.33%
Top 10 Hldgs %
37.01%
Holding
323
New
29
Increased
108
Reduced
60
Closed
31

Top Buys

Rank Stock Value
1
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$3.62M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$2.76M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$2.52M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.66M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.52M

Top Sells

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$9.61M
2
PCEF icon
Invesco CEF Income Composite ETF
PCEF
+$5.64M
3
DSL
DoubleLine Income Solutions Fund
DSL
+$3.22M
4
FOF icon
Cohen & Steers Closed End Opportunity Fund
FOF
+$1.34M
5
CET
Central Securities Corp
CET
+$986K

Sector Composition

Rank Sector Weight
1 Financials 7.67%
2 Consumer Discretionary 4.41%
3 Industrials 3.92%
4 Consumer Staples 1.23%
5 Utilities 1.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMBJ
276
Embraer S.A. ADS
EMBJ
$12B
$6K ﹤0.01%
330
+96
+41% +$2K
MMM icon
277
3M
MMM
$91.8B
$6K ﹤0.01%
35
– –
SMFG icon
278
Sumitomo Mitsui Financial
SMFG
$159B
$6K ﹤0.01%
916
+263
+40% +$1.88K
TJX icon
279
TJX Companies
TJX
$179B
$6K ﹤0.01%
116
– –
VZ icon
280
Verizon
VZ
$197B
$6K ﹤0.01%
96
– –
WIX icon
281
WIX.com
WIX
$2.56B
$6K ﹤0.01%
+52
New +$5.65K
XOM icon
282
ExxonMobil
XOM
$650B
$6K ﹤0.01%
73
– –
ABB
283
DELISTED
ABB Ltd
ABB
$6K ﹤0.01%
318
+92
+41% +$1.78K
WM icon
284
Waste Management
WM
$95B
$5K ﹤0.01%
45
– –
IRL
285
DELISTED
NEW IRELAND FUND INC
IRL
$5K ﹤0.01%
546
-538
-50% -$4.8K
HDB icon
286
HDFC Bank
HDB
$123B
$4K ﹤0.01%
+132
New +$3.42K
TRV icon
287
Travelers Companies
TRV
$81.1B
$4K ﹤0.01%
29
– –
DD icon
288
DuPont de Nemours
DD
$18.6B
$3K ﹤0.01%
30
– –
SPE
289
Special Opportunities Fund
SPE
$139M
$3K ﹤0.01%
220
-44,652
-100% -$554K
CS
290
DELISTED
Credit Suisse Group
CS
$3K ﹤0.01%
226
-127
-36% -$1.51K
NBO
291
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$3K ﹤0.01%
+241
New +$2.83K
DBL
292
DoubleLine Opportunistic Credit Fund
DBL
$278M
$1K ﹤0.01%
56
-28,807
-100% -$566K
BTA
293
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
– –
-14,998
Closed -$160K
CMU
294
DELISTED
MFS High Yield Municipal Trust
CMU
– –
-25,367
Closed -$106K
DSL
295
DoubleLine Income Solutions Fund
DSL
$1.22B
– –
-185,900
Closed -$3.22M
EQS icon
296
Equus Total Return
EQS
$16.9M
– –
-1,174
Closed -$2K
FBIO icon
297
Fortress Biotech
FBIO
$111M
– –
-172
Closed -$2K
FFC
298
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$767M
– –
-8,585
Closed -$144K
HSBC icon
299
HSBC
HSBC
$352B
– –
-129
Closed -$5K
IBB icon
300
iShares Biotechnology ETF
IBB
$9.45B
– –
-5,100
Closed -$492K
9 10 11
12
13

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PC
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DMBA
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ECM
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CWA
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Thomas J. Herzfeld Advisors's Q1 2019 Portfolio in Review

As of Q1 2019, Thomas J. Herzfeld Advisors held 323 positions worth $273M, up 8.8% from $251M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2019 filing shows 29 new, 108 increased, 60 reduced and 31 closed positions. Its largest new stake was iShares Short Maturity Bond ETF: 72,236 shares worth $3.63M. The largest sale was PIMCO Dynamic Credit and Mortgage Income Fund, an estimated $9.61M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, up from 6.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q1 2019 buy was iShares Short Maturity Bond ETF: 72,236 shares worth $3.63M.
  • Thomas J. Herzfeld Advisors added most to Nuveen Credit Strategies Income Fund in Q1 2019, an estimated $2.52M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2019 reduction was Invesco CEF Income Composite ETF, cutting an estimated $5.64M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q1 2019, selling an estimated $9.61M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 37% of its $273M portfolio in Q1 2019.
  • Thomas J. Herzfeld Advisors opened 29 new positions and closed 31 in Q1 2019.
  • Thomas J. Herzfeld Advisors's portfolio value rose 8.8% quarter-over-quarter to $273M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2019, filed 14 May 2019.