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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.77%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$249M
AUM Growth
+$18.8M
Cap. Flow
+$17.5M
Cap. Flow %
7.03%
Top 10 Hldgs %
39.09%
Holding
373
New
48
Increased
83
Reduced
54
Closed
49

Top Buys

Rank Stock Value
1
SOR
Source Capital
SOR
+$13.1M
2
THW
abrdn World Healthcare Fund
THW
+$3.84M
3
PCEF icon
Invesco CEF Income Composite ETF
PCEF
+$2.37M
4
TYG
Tortoise Energy Infrastructure Corp
TYG
+$1.95M
5
FDEU
First Trust Dynamic Europe Equity Income Fund
FDEU
+$1.64M

Top Sells

Rank Stock Value
1
PDI icon
PIMCO Dynamic Income Fund
PDI
+$4.65M
2
DSL
DoubleLine Income Solutions Fund
DSL
+$2.51M
3
THQ
abrdn Healthcare Opportunities Fund
THQ
+$2M
4
PEO
Adams Natural Resources Fund
PEO
+$1.13M
5
PCF
High Income Securities Fund
PCF
+$1.11M

Sector Composition

Rank Sector Weight
1 Financials 4.32%
2 Consumer Discretionary 3.92%
3 Industrials 3.08%
4 Consumer Staples 1.58%
5 Utilities 1.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GAB.PRD.CL
276
DELISTED
The Gabelli Equity Trust Inc. 5.875% Ser D Cumulative Pfd Called
GAB.PRD.CL
$22K 0.01%
848
– –
ARDC
277
Are Dynamic Credit Allocation Fund
ARDC
$296M
$21K 0.01%
1,596
– –
DPG
278
Duff & Phelps Utility and Infrastructure Fund
DPG
$532M
$21K 0.01%
1,410
– –
PDT
279
John Hancock Premium Dividend Fund
PDT
$637M
$21K 0.01%
1,509
– –
TSM icon
280
TSMC
TSM
$2.03T
$21K 0.01%
942
+244
+35% +$5.49K
CEM
281
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$21K 0.01%
+280
New +$24.7K
EFF
282
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$21K 0.01%
1,471
– –
GWPH
283
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$21K 0.01%
308
+110
+56% +$8.96K
CNQ icon
284
Canadian Natural Resources
CNQ
$92.2B
$20K 0.01%
1,907
-867
-31% -$9.69K
CXH
285
DELISTED
MFS Investment Grade Municipal Trust
CXH
$20K 0.01%
+2,000
New +$19.4K
GAB icon
286
Gabelli Equity Trust
GAB
$1.76B
$20K 0.01%
3,794
+132
+4% +$708
EL icon
287
Estee Lauder
EL
$30.7B
$19K 0.01%
216
-54
-20% -$4.6K
MVC
288
DELISTED
MVC Capital, Inc.
MVC
$19K 0.01%
2,618
– –
KST
289
DELISTED
Deutsche Strategic Income Trust
KST
$19K 0.01%
1,850
– –
CHU
290
DELISTED
China Unicom (HONG KONG) Limited
CHU
$18K 0.01%
1,481
– –
VIV icon
291
Telefônica Brasil
VIV
$21B
$17K 0.01%
+1,838
New +$18.2K
TRIP icon
292
TripAdvisor
TRIP
$1.74B
$16K 0.01%
183
– –
NZH
293
DELISTED
Nuveen Calif Div
NZH
$14K 0.01%
+1,000
New +$13.7K
HTD
294
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$920M
$13K 0.01%
655
– –
MGA icon
295
Magna International
MGA
$18.8B
$13K 0.01%
312
– –
IBB icon
296
iShares Biotechnology ETF
IBB
$9.55B
$12K ﹤0.01%
108
– –
DMF
297
DELISTED
BNY Mellon Municipal Income
DMF
$11K ﹤0.01%
+1,200
New +$11.3K
GGN.PRB
298
GAMCO Global Gold Natural Resources & Income Trust 5.00% Series B
GGN.PRB
$62M
$11K ﹤0.01%
500
– –
NXRT
299
NexPoint Residential Trust
NXRT
$686M
$11K ﹤0.01%
833
– –
USO icon
300
United States Oil Fund
USO
$2B
$11K ﹤0.01%
125
– –
10 11
12
13 14

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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Thomas J. Herzfeld Advisors held 373 positions worth $249M, up 8.2% from $230M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Thomas J. Herzfeld Advisors deployed $17.5M of net new capital in Q4 2015, opening 48 new positions and adding to 83 existing holdings. Its largest new stake was Invesco CEF Income Composite ETF: 110,390 shares worth $2.36M.

By sector, the portfolio is most concentrated in Financials at 4.3% of assets, down from 4.9% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was DoubleLine Income Solutions Fund, an estimated $2.51M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2015 buy was Invesco CEF Income Composite ETF: 110,390 shares worth $2.36M.
  • Thomas J. Herzfeld Advisors added most to Source Capital in Q4 2015, an estimated $13.1M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2015 reduction was DoubleLine Income Solutions Fund, cutting an estimated $2.51M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Income Fund in Q4 2015, selling an estimated $4.65M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 39% of its $249M portfolio in Q4 2015.
  • Thomas J. Herzfeld Advisors opened 48 new positions and closed 49 in Q4 2015.
  • Thomas J. Herzfeld Advisors's portfolio value rose 8.2% quarter-over-quarter to $249M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2015, filed 12 Feb 2016.