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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-2.76%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$238M
AUM Growth
+$23.4M
Cap. Flow
+$32.3M
Cap. Flow %
13.57%
Top 10 Hldgs %
37.14%
Holding
327
New
35
Increased
85
Reduced
37
Closed
20

Top Buys

Rank Stock Value
1
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$7.31M
2
THQ
abrdn Healthcare Opportunities Fund
THQ
+$5.18M
3
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
+$2.89M
4
BST icon
BlackRock Science and Technology Trust
BST
+$2.24M
5
MVCB.CL
MVC Capital, Inc.
MVCB.CL
+$2.18M

Top Sells

Rank Stock Value
1
FTT
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
+$3.24M
2
GLO
Clough Global Opportunities Fund
GLO
+$2.37M
3
DCA
Virtus Total Return Fund
DCA
+$1.49M
4
GGN.PRB
GAMCO Global Gold Natural Resources & Income Trust 5.00% Series B
GGN.PRB
+$708K
5
GLQ
Clough Global Equity Fund
GLQ
+$434K

Sector Composition

Rank Sector Weight
1 Financials 5.16%
2 Industrials 4.09%
3 Consumer Discretionary 3.45%
4 Consumer Staples 1.78%
5 Utilities 1.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEN
276
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$14K 0.01%
90
– –
AEP icon
277
American Electric Power
AEP
$72.7B
$13K 0.01%
243
– –
D icon
278
Dominion Energy
D
$61.8B
$13K 0.01%
200
– –
HTD
279
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$918M
$13K 0.01%
655
– –
IBB icon
280
iShares Biotechnology ETF
IBB
$9.44B
$13K 0.01%
108
– –
VZ icon
281
Verizon
VZ
$198B
$13K 0.01%
288
– –
XOM icon
282
ExxonMobil
XOM
$642B
$13K 0.01%
163
– –
CLM icon
283
Cornerstone Strategic Value Fund
CLM
$2.17B
$12K 0.01%
614
+31
+5% +$677
HPQ icon
284
HP
HPQ
$24.3B
$12K 0.01%
881
– –
JGV
285
DELISTED
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
$12K 0.01%
1,000
– –
BDJ icon
286
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$11K ﹤0.01%
1,422
+20
+1% +$164
GGN
287
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$767M
$11K ﹤0.01%
+500
New +$3.59K
NXRT
288
NexPoint Residential Trust
NXRT
$671M
$11K ﹤0.01%
+833
New +$12K
VGT icon
289
Vanguard Information Technology ETF
VGT
$138B
$11K ﹤0.01%
800
– –
MSF
290
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$11K ﹤0.01%
716
– –
TAI
291
DELISTED
TRANSAMERICA INCOME SHS INC
TAI
$9K ﹤0.01%
429
– –
DXJ icon
292
WisdomTree Japan Hedged Equity Fund
DXJ
$7.23B
$8K ﹤0.01%
143
– –
RAND icon
293
Rand Capital
RAND
$29.9M
$8K ﹤0.01%
222
– –
XLV icon
294
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$8K ﹤0.01%
111
– –
LDF
295
DELISTED
Latin American Discovery Fund
LDF
$8K ﹤0.01%
800
– –
GGZ
296
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$123M
$7K ﹤0.01%
700
– –
MNKD icon
297
MannKind Corp
MNKD
$1.22B
$6K ﹤0.01%
+200
New +$5.11K
SKYY icon
298
First Trust Cloud Computing ETF
SKYY
$2.78B
$6K ﹤0.01%
209
– –
XLY icon
299
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.6B
$5K ﹤0.01%
130
– –
BLW icon
300
BlackRock Limited Duration Income Trust
BLW
$492M
$4K ﹤0.01%
250
– –
9 10 11
12
13

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SM
Selkirk Management Chatham, New Jersey $294M AUM 26.84% 1-Year Est. Return
PCI
Pacifica Capital Investments Leander, Texas $294M AUM 45.89% 1-Year Est. Return
PC
Permit Capital West Conshohocken, Pennsylvania $294M AUM 27.9% 1-Year Est. Return
DMBA
Deseret Mutual Benefit Administrators Salt Lake City, Utah $294M AUM 19.14% 1-Year Est. Return
MFC
Morris Financial Concepts Mount Pleasant, South Carolina $295M AUM 17.25% 1-Year Est. Return
MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
Engle Capital Management Greenwich, Connecticut $293M AUM 68.31% 1-Year Est. Return

Thomas J. Herzfeld Advisors's Q2 2015 Portfolio in Review

As of Q2 2015, Thomas J. Herzfeld Advisors held 327 positions worth $238M, up 11% from $215M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Thomas J. Herzfeld Advisors deployed $32.3M of net new capital in Q2 2015, opening 35 new positions and adding to 85 existing holdings. Its largest new stake was Eaton Vance Tax-Advantaged Dividend Income Fund: 26,552 shares worth $522K.

By sector, the portfolio is most concentrated in Financials at 5.2% of assets, down from 5.2% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Clough Global Opportunities Fund, an estimated $2.37M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q2 2015 buy was Eaton Vance Tax-Advantaged Dividend Income Fund: 26,552 shares worth $522K.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 in Q2 2015, an estimated $7.31M increase.
  • Thomas J. Herzfeld Advisors's biggest Q2 2015 reduction was Clough Global Opportunities Fund, cutting an estimated $2.37M.
  • Thomas J. Herzfeld Advisors fully exited FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST in Q2 2015, selling an estimated $3.24M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 37% of its $238M portfolio in Q2 2015.
  • Thomas J. Herzfeld Advisors opened 35 new positions and closed 20 in Q2 2015.
  • Thomas J. Herzfeld Advisors's portfolio value rose 11% quarter-over-quarter to $238M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q2 2015, filed 14 Aug 2015.