TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
This Quarter Return
-2.77%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$238M
AUM Growth
+$238M
Cap. Flow
+$31M
Cap. Flow %
13.04%
Top 10 Hldgs %
37.14%
Holding
327
New
35
Increased
86
Reduced
33
Closed
20

Top Buys

1
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
$7.05M
2
THQ
abrdn Healthcare Opportunities Fund
THQ
$4.98M
3
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
$2.88M
4
BST icon
BlackRock Science and Technology Trust
BST
$2.17M
5
MVCB.CL
MVC Capital, Inc.
MVCB.CL
$2.16M

Top Sells

1
FTT
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
$3.24M
2
GLO
Clough Global Opportunities Fund
GLO
$2.27M
3
DCA
Virtus Total Return Fund
DCA
$1.4M
4
GGN.PRB
GAMCO Global Gold Natural Resources & Income Trust 5.00% Series B
GGN.PRB
$708K
5
GLQ
Clough Global Equity Fund
GLQ
$423K

Sector Composition

1 Industrials 4.09%
2 Consumer Discretionary 3.45%
3 Financials 3.21%
4 Consumer Staples 1.78%
5 Utilities 1.55%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
INTC icon
276
Intel
INTC
$105B
$14K 0.01%
454
– –
XOM icon
277
Exxon Mobil
XOM
$477B
$13K 0.01%
163
– –
VZ icon
278
Verizon
VZ
$184B
$13K 0.01%
288
– –
IBB icon
279
iShares Biotechnology ETF
IBB
$5.68B
$13K 0.01%
36
– –
HTD
280
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$869M
$13K 0.01%
655
– –
D icon
281
Dominion Energy
D
$50.3B
$13K 0.01%
200
– –
AEP icon
282
American Electric Power
AEP
$58.8B
$13K 0.01%
243
– –
JGV
283
DELISTED
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
$12K 0.01%
1,000
– –
HPQ icon
284
HP
HPQ
$26.8B
$12K 0.01%
400
– –
CLM icon
285
Cornerstone Strategic Value Fund
CLM
$2.31B
$12K 0.01%
604
+30
+5% +$606
MSF
286
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$11K ﹤0.01%
716
– –
VGT icon
287
Vanguard Information Technology ETF
VGT
$99.1B
$11K ﹤0.01%
100
– –
NXRT
288
NexPoint Residential Trust
NXRT
$849M
$11K ﹤0.01%
+833
New +$11K
GGN
289
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$747M
$11K ﹤0.01%
+500
New +$11K
BDJ icon
290
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.6B
$11K ﹤0.01%
1,422
+20
+1% +$155
TAI
291
DELISTED
TRANSAMERICA INCOME SHS INC
TAI
$9K ﹤0.01%
429
– –
LDF
292
DELISTED
Latin American Discovery Fund
LDF
$8K ﹤0.01%
800
– –
XLV icon
293
Health Care Select Sector SPDR Fund
XLV
$33.8B
$8K ﹤0.01%
111
– –
RAND icon
294
Rand Capital
RAND
$45.3M
$8K ﹤0.01%
2,000
– –
DXJ icon
295
WisdomTree Japan Hedged Equity Fund
DXJ
$3.72B
$8K ﹤0.01%
143
– –
GGZ
296
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$115M
$7K ﹤0.01%
700
– –
SKYY icon
297
First Trust Cloud Computing ETF
SKYY
$3.03B
$6K ﹤0.01%
209
– –
MNKD icon
298
MannKind Corp
MNKD
$1.69B
$6K ﹤0.01%
+1,000
New +$6K
XLY icon
299
Consumer Discretionary Select Sector SPDR Fund
XLY
$23.2B
$5K ﹤0.01%
65
– –
BLW icon
300
BlackRock Limited Duration Income Trust
BLW
$548M
$4K ﹤0.01%
250
– –
9 10 11
12
13