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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+1.29%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$216M
AUM Growth
+$28.4M
Cap. Flow
+$27.7M
Cap. Flow %
12.82%
Top 10 Hldgs %
39.27%
Holding
324
New
30
Increased
103
Reduced
43
Closed
18

Top Buys

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$5.41M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$4.16M
3
CET
Central Securities Corp
CET
+$3.21M
4
SOR
Source Capital
SOR
+$1.8M
5
HERZ
Herzfeld Credit Income Fund
HERZ
+$1.56M

Top Sells

Rank Stock Value
1
MTZ icon
MasTec
MTZ
+$1.12M
2
CPA icon
Copa Holdings
CPA
+$932K
3
KOF icon
Coca-Cola Femsa
KOF
+$660K
4
SPE.PRB
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
+$599K
5
FIF
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
+$527K

Sector Composition

Rank Sector Weight
1 Financials 6.11%
2 Consumer Discretionary 5.29%
3 Industrials 5.17%
4 Consumer Staples 1.89%
5 Materials 1.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICB
251
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$28K 0.01%
1,555
-570
-27% -$10.2K
BTT icon
252
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
$27K 0.01%
1,241
– –
MA icon
253
Mastercard
MA
$497B
$27K 0.01%
+260
New +$26.9K
ST icon
254
Sensata Technologies
ST
$6.8B
$26K 0.01%
660
– –
DDF
255
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$26K 0.01%
2,624
– –
SHPG
256
DELISTED
Shire pic
SHPG
$26K 0.01%
155
+15
+11% +$2.66K
ALLE icon
257
Allegion
ALLE
$13.7B
$25K 0.01%
386
– –
GLU
258
Gabelli Utility & Income Trust
GLU
$115M
$25K 0.01%
1,463
– –
LYG icon
259
Lloyds Banking Group
LYG
$87.2B
$25K 0.01%
7,926
– –
NGG icon
260
National Grid
NGG
$81.3B
$25K 0.01%
444
– –
SNY icon
261
Sanofi
SNY
$109B
$25K 0.01%
612
– –
EFF
262
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$25K 0.01%
1,471
– –
CCEP icon
263
Coca-Cola Europacific Partners
CCEP
$49.3B
$24K 0.01%
774
– –
INCY icon
264
Incyte
INCY
$26B
$24K 0.01%
242
– –
PUK icon
265
Prudential
PUK
$36.1B
$24K 0.01%
624
– –
SWZ
266
Swiss Helvetia Fund
SWZ
$76.7M
$24K 0.01%
2,316
– –
LTS
267
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
$24K 0.01%
+10,000
New +$23.3K
JDD
268
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$24K 0.01%
2,114
– –
GAB icon
269
Gabelli Equity Trust
GAB
$1.76B
$23K 0.01%
4,225
+110
+3% +$583
SONY icon
270
Sony
SONY
$133B
$23K 0.01%
4,035
– –
GIL icon
271
Gildan
GIL
$9.58B
$22K 0.01%
851
– –
NTES icon
272
NetEase
NTES
$81.5B
$22K 0.01%
505
-170
-25% -$8.11K
GWPH
273
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$22K 0.01%
201
-52
-21% -$6.26K
MVC
274
DELISTED
MVC Capital, Inc.
MVC
$22K 0.01%
2,618
+600
+30% +$5.13K
TI
275
DELISTED
Telecom Italia
TI
$22K 0.01%
+2,428
New +$19.7K
9 10
11
12 13

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SM
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PCI
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PC
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DMBA
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MFC
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MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
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Thomas J. Herzfeld Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Thomas J. Herzfeld Advisors held 324 positions worth $216M, up 15% from $188M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Thomas J. Herzfeld Advisors deployed $27.7M of net new capital in Q4 2016, opening 30 new positions and adding to 103 existing holdings. Its largest new stake was Source Capital: 50,048 shares worth $1.8M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 6.1% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was MasTec, an estimated $1.12M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2016 buy was Source Capital: 50,048 shares worth $1.8M.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Credit and Mortgage Income Fund in Q4 2016, an estimated $5.41M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2016 reduction was MasTec, cutting an estimated $1.12M.
  • Thomas J. Herzfeld Advisors fully exited Coca-Cola Femsa in Q4 2016, selling an estimated $660K.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 39% of its $216M portfolio in Q4 2016.
  • Thomas J. Herzfeld Advisors opened 30 new positions and closed 18 in Q4 2016.
  • Thomas J. Herzfeld Advisors's portfolio value rose 15% quarter-over-quarter to $216M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.