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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+3.64%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$189M
AUM Growth
-$4.63M
Cap. Flow
-$9.39M
Cap. Flow %
-4.98%
Top 10 Hldgs %
35.22%
Holding
353
New
21
Increased
59
Reduced
85
Closed
46

Top Buys

Rank Stock Value
1
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$4.03M
2
ATNI icon
ATN International
ATNI
+$885K
3
CET
Central Securities Corp
CET
+$707K
4
FDEU
First Trust Dynamic Europe Equity Income Fund
FDEU
+$664K
5
THW
abrdn World Healthcare Fund
THW
+$467K

Top Sells

Rank Stock Value
1
DCA
Virtus Total Return Fund
DCA
+$3.17M
2
SOR
Source Capital
SOR
+$2.2M
3
CLM icon
Cornerstone Strategic Value Fund
CLM
+$1.55M
4
TYG
Tortoise Energy Infrastructure Corp
TYG
+$1.31M
5
HQH
abrdn Healthcare Investors
HQH
+$1.29M

Sector Composition

Rank Sector Weight
1 Financials 5.62%
2 Industrials 4.98%
3 Consumer Discretionary 4.86%
4 Consumer Staples 2.4%
5 Materials 1.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNQ icon
251
Canadian Natural Resources
CNQ
$96.9B
$28K 0.01%
1,826
-836
-31% -$11.8K
IQI icon
252
Invesco Quality Municipal Securities
IQI
$526M
$28K 0.01%
2,000
– –
NMY
253
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
$28K 0.01%
2,000
– –
ALLE icon
254
Allegion
ALLE
$13B
$27K 0.01%
386
– –
GLU
255
Gabelli Utility & Income Trust
GLU
$116M
$27K 0.01%
1,463
– –
SNY icon
256
Sanofi
SNY
$104B
$26K 0.01%
+612
New +$25.1K
QQQX icon
257
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$25K 0.01%
1,374
+26
+2% +$468
LYG icon
258
Lloyds Banking Group
LYG
$87.4B
$24K 0.01%
7,926
+715
+10% +$2.8K
NXPI icon
259
NXP Semiconductors
NXPI
$68B
$24K 0.01%
302
– –
SWZ
260
Swiss Helvetia Fund
SWZ
$76.3M
$24K 0.01%
2,316
– –
GWPH
261
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$24K 0.01%
258
-156
-38% -$13.1K
SBW
262
DELISTED
Western Asset Worldwide Income
SBW
$24K 0.01%
2,196
-2,310
-51% -$24.5K
ST icon
263
Sensata Technologies
ST
$6.65B
$23K 0.01%
660
+121
+22% +$4.42K
ARDC
264
Are Dynamic Credit Allocation Fund
ARDC
$297M
$22K 0.01%
1,596
– –
TRIP icon
265
TripAdvisor
TRIP
$1.59B
$22K 0.01%
344
+82
+31% +$5.31K
VIPS icon
266
Vipshop
VIPS
$6.84B
$22K 0.01%
1,926
– –
EFF
267
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$22K 0.01%
1,471
– –
GAB icon
268
Gabelli Equity Trust
GAB
$1.74B
$21K 0.01%
4,006
+105
+3% +$559
IBN icon
269
ICICI Bank
IBN
$106B
$21K 0.01%
3,237
– –
PUK icon
270
Prudential
PUK
$36.5B
$21K 0.01%
624
– –
TSM icon
271
TSMC
TSM
$2.09T
$21K 0.01%
817
+106
+15% +$2.65K
KST
272
DELISTED
Deutsche Strategic Income Trust
KST
$21K 0.01%
1,850
– –
HHY
273
DELISTED
Brookfield High Income Fund Inc.
HHY
$21K 0.01%
+2,931
New +$21K
CSCO icon
274
Cisco
CSCO
$450B
$20K 0.01%
+686
New +$19.3K
TM icon
275
Toyota
TM
$210B
$20K 0.01%
199
-104
-34% -$10.7K
9 10
11
12 13

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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q2 2016 Portfolio in Review

As of Q2 2016, Thomas J. Herzfeld Advisors held 353 positions worth $189M, down 2.4% from $193M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $9.39M in Q2 2016, closing 46 positions and reducing 85 holdings. Its most notable exit was Virtus Total Return Fund, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, down from 5.6% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in ATN International worth $933K.

  • Thomas J. Herzfeld Advisors's largest Q2 2016 buy was ATN International: 11,988 shares worth $933K.
  • Thomas J. Herzfeld Advisors added most to NexPoint Diversified Real Estate Trust in Q2 2016, an estimated $4.03M increase.
  • Thomas J. Herzfeld Advisors's biggest Q2 2016 reduction was Cornerstone Strategic Value Fund, cutting an estimated $1.55M.
  • Thomas J. Herzfeld Advisors fully exited Virtus Total Return Fund in Q2 2016, selling an estimated $3.17M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 35% of its $189M portfolio in Q2 2016.
  • Thomas J. Herzfeld Advisors opened 21 new positions and closed 46 in Q2 2016.
  • Thomas J. Herzfeld Advisors's portfolio value fell 2.4% quarter-over-quarter to $189M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q2 2016, filed 11 Aug 2016.