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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-10.62%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$230M
AUM Growth
-$7.82M
Cap. Flow
+$20.5M
Cap. Flow %
8.91%
Top 10 Hldgs %
37.84%
Holding
346
New
39
Increased
95
Reduced
59
Closed
21

Top Buys

Rank Stock Value
1
CAF
Morgan Stanley China A Share Fund
CAF
+$3.37M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$3.28M
3
HQH
abrdn Healthcare Investors
HQH
+$2.24M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.88M
5
THW
abrdn World Healthcare Fund
THW
+$1.85M

Top Sells

Rank Stock Value
1
TYG
Tortoise Energy Infrastructure Corp
TYG
+$2.66M
2
HCF
NEXPOINT CREDIT STRATEGIES FUND
HCF
+$2.32M
3
KMF
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
+$2.2M
4
NDP
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
+$1.69M
5
STNR
STEINER LEISURE LTD
STNR
+$1.21M

Sector Composition

Rank Sector Weight
1 Financials 4.88%
2 Consumer Discretionary 3.9%
3 Industrials 3.1%
4 Consumer Staples 1.85%
5 Utilities 1.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INCY icon
251
Incyte
INCY
$25.2B
$27K 0.01%
242
– –
INTC icon
252
Intel
INTC
$418B
$27K 0.01%
896
+442
+97% +$12.8K
JNJ icon
253
Johnson & Johnson
JNJ
$644B
$27K 0.01%
284
+140
+97% +$13.5K
WMT icon
254
Walmart Inc
WMT
$907B
$27K 0.01%
1,251
+477
+62% +$10.9K
BUD icon
255
AB InBev
BUD
$163B
$26K 0.01%
241
– –
CNQ icon
256
Canadian Natural Resources
CNQ
$96.2B
$26K 0.01%
2,774
-205
-7% -$2.26K
VIPS icon
257
Vipshop
VIPS
$7.25B
$26K 0.01%
1,542
– –
BIDU icon
258
Baidu
BIDU
$35.6B
$25K 0.01%
185
+29
+19% +$4.78K
PUK icon
259
Prudential
PUK
$36.4B
$25K 0.01%
624
– –
SWZ
260
Swiss Helvetia Fund
SWZ
$76.5M
$25K 0.01%
2,316
– –
TY.PR icon
261
Tri-Continental Corporation $2.50 Cumulative Preferred
TY.PR
$31.6M
$25K 0.01%
500
– –
ABEV icon
262
Ambev
ABEV
$47.9B
$24K 0.01%
4,939
– –
BAP icon
263
Credicorp
BAP
$30.4B
$24K 0.01%
223
– –
BTI icon
264
British American Tobacco
BTI
$136B
$24K 0.01%
440
– –
GLU
265
Gabelli Utility & Income Trust
GLU
$115M
$24K 0.01%
1,463
– –
HPQ icon
266
HP
HPQ
$26.1B
$24K 0.01%
2,094
+1,213
+138% +$15.8K
MAT icon
267
Mattel
MAT
$4.47B
$24K 0.01%
+1,151
New +$26.9K
SLB icon
268
SLB Ltd
SLB
$73.2B
$24K 0.01%
353
+174
+97% +$13.8K
ST icon
269
Sensata Technologies
ST
$6.59B
$24K 0.01%
539
– –
ASA
270
ASA Gold and Precious Metals
ASA
$916M
$23K 0.01%
3,000
-7,307
-71% -$59.8K
COP icon
271
ConocoPhillips
COP
$144B
$23K 0.01%
489
+243
+99% +$12.4K
LYG icon
272
Lloyds Banking Group
LYG
$85.3B
$23K 0.01%
+5,072
New +$25.4K
ARDC
273
Are Dynamic Credit Allocation Fund
ARDC
$295M
$22K 0.01%
+1,596
New +$23.7K
EL icon
274
Estee Lauder
EL
$30.9B
$22K 0.01%
270
+102
+61% +$8.55K
ALXN
275
DELISTED
Alexion Pharmaceuticals
ALXN
$22K 0.01%
138
+15
+12% +$2.74K
9 10
11
12 13

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PCI
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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Thomas J. Herzfeld Advisors held 346 positions worth $230M, down 3.3% from $238M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Thomas J. Herzfeld Advisors deployed $20.5M of net new capital in Q3 2015, opening 39 new positions and adding to 95 existing holdings. Its largest new stake was NexPoint Diversified Real Estate Trust: 126,776 shares worth $2.9M.

By sector, the portfolio is most concentrated in Financials at 4.9% of assets, down from 5.2% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Tortoise Energy Infrastructure Corp, an estimated $2.66M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q3 2015 buy was NexPoint Diversified Real Estate Trust: 126,776 shares worth $2.9M.
  • Thomas J. Herzfeld Advisors added most to Morgan Stanley China A Share Fund in Q3 2015, an estimated $3.37M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2015 reduction was Tortoise Energy Infrastructure Corp, cutting an estimated $2.66M.
  • Thomas J. Herzfeld Advisors fully exited NEXPOINT CREDIT STRATEGIES FUND in Q3 2015, selling an estimated $2.32M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 38% of its $230M portfolio in Q3 2015.
  • Thomas J. Herzfeld Advisors opened 39 new positions and closed 21 in Q3 2015.
  • Thomas J. Herzfeld Advisors's portfolio value fell 3.3% quarter-over-quarter to $230M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.