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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.92%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$155M
AUM Growth
-$1.76M
Cap. Flow
-$2.59M
Cap. Flow %
-1.67%
Top 10 Hldgs %
24.39%
Holding
294
New
10
Increased
74
Reduced
39
Closed
15

Top Buys

Rank Stock Value
1
PDI icon
PIMCO Dynamic Income Fund
PDI
+$659K
2
DNI
Dividend and Income Fund
DNI
+$559K
3
GRX
Gabelli Healthcare & Wellness Trust
GRX
+$513K
4
PPT
Franklin Premier Income Trust
PPT
+$426K
5
EVTC icon
Evertec
EVTC
+$396K

Top Sells

Rank Stock Value
1
ETJ
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
+$1.16M
2
ETY icon
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
+$1.03M
3
CET
Central Securities Corp
CET
+$952K
4
USA icon
Liberty All-Star Equity Fund
USA
+$840K
5
EWW icon
iShares MSCI Mexico ETF
EWW
+$808K

Sector Composition

Rank Sector Weight
1 Financials 5.94%
2 Consumer Staples 5.56%
3 Industrials 4.32%
4 Consumer Discretionary 3.16%
5 Materials 1.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENZ
251
DELISTED
Enzo Biochem, Inc.
ENZ
$8K 0.01%
3,000
– –
F icon
252
Ford
F
$59.6B
$6K ﹤0.01%
+350
New +$5.91K
RAND icon
253
Rand Capital
RAND
$29.9M
$6K ﹤0.01%
222
– –
NNC
254
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
$6K ﹤0.01%
500
– –
NCB
255
DELISTED
Nuveen California Municipal Value Fund 2
NCB
$6K ﹤0.01%
392
– –
CORR
256
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
$4K ﹤0.01%
102
– –
INF.RT
257
DELISTED
BROOKFIELD GBL LISTED RT INF SRT INC FD INC EXP 10/18/13
INF.RT
$3K ﹤0.01%
+8,901
New +$3.88K
LAQ
258
DELISTED
Aberdeen Latin America Equity Fund
LAQ
$3K ﹤0.01%
88
– –
THI
259
DELISTED
TIM HORTONS INC COM, CANADA
THI
$1K ﹤0.01%
13
– –
HSA
260
DELISTED
HELIOS STRATEGIC INCOME FD, INC
HSA
$1K ﹤0.01%
166
– –
ASR icon
261
Grupo Aeroportuario del Sureste
ASR
$8.14B
– –
-1,000
Closed -$111K
CXE
262
DELISTED
MFS High Income Municipal Trust
CXE
– –
-300
Closed -$1K
EMF
263
Templeton Emerging Markets Fund
EMF
$305M
– –
-2,500
Closed -$44K
EOI
264
Eaton Vance Enhanced Equity Income Fund
EOI
$804M
– –
-1,000
Closed -$12K
EOS
265
Eaton Vance Enhance Equity Income Fund II
EOS
$1.12B
– –
-15,000
Closed -$173K
ETW
266
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.02B
– –
-16,646
Closed -$185K
EWW icon
267
iShares MSCI Mexico ETF
EWW
$1.92B
– –
-12,400
Closed -$808K
EXG icon
268
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.93B
– –
-34,700
Closed -$322K
GRF
269
Eagle Capital Growth Fund
GRF
$41.3M
– –
-3,770
Closed -$29K
WU icon
270
Western Union
WU
$2.58B
– –
-31,000
Closed -$530K
S
271
DELISTED
Sprint Corporation
S
– –
-126
Closed -$1K
LTS
272
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
– –
-5,815
Closed -$10K
KCG
273
DELISTED
KCG Holdings, Inc.
KCG
– –
-5,000
Closed -$53K
NPV.PRC
274
DELISTED
NUVEEN VIRGINIA PREMIUM INCM MUNI FD MUNIFUND TERM PFD SHS
NPV.PRC
– –
-2,500
Closed -$25K
GRX.RT
275
DELISTED
GABELLI HEALTHCARE & WELLNESS RX TR RTS EXP 07/17/13
GRX.RT
– –
-51,075
Closed -$8K
7 8 9 10
11

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Thomas J. Herzfeld Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Thomas J. Herzfeld Advisors held 294 positions worth $155M, down 1.1% from $157M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Thomas J. Herzfeld Advisors's Q3 2013 filing shows 10 new, 74 increased, 39 reduced and 15 closed positions. Its largest new stake was Evertec: 16,643 shares worth $370K. The largest sale was Eaton Vance Risk-Managed Diversified Equity Income Fund, an estimated $1.16M.

By sector, the portfolio is most concentrated in Financials at 5.9% of assets, down from 6.3% a quarter earlier, followed by Consumer Staples and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q3 2013 buy was Evertec: 16,643 shares worth $370K.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Income Fund in Q3 2013, an estimated $659K increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2013 reduction was Eaton Vance Risk-Managed Diversified Equity Income Fund, cutting an estimated $1.16M.
  • Thomas J. Herzfeld Advisors fully exited iShares MSCI Mexico ETF in Q3 2013, selling an estimated $808K.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 24% of its $155M portfolio in Q3 2013.
  • Thomas J. Herzfeld Advisors opened 10 new positions and closed 15 in Q3 2013.
  • Thomas J. Herzfeld Advisors's portfolio value fell 1.1% quarter-over-quarter to $155M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2013, filed 13 Nov 2013.