TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
This Quarter Return
+0.93%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$155M
AUM Growth
+$155M
Cap. Flow
-$2.69M
Cap. Flow %
-1.73%
Top 10 Hldgs %
24.39%
Holding
294
New
10
Increased
74
Reduced
39
Closed
15

Top Buys

1
PDI icon
PIMCO Dynamic Income Fund
PDI
$676K
2
GRX
Gabelli Healthcare & Wellness Trust
GRX
$523K
3
DNI
Dividend and Income Fund
DNI
$509K
4
PPT
Putnam Premier Income Trust
PPT
$424K
5
GGN.PRB
GAMCO Global Gold Natural Resources & Income Trust 5.00% Series B
GGN.PRB
$382K

Top Sells

1
ETJ
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$1.15M
2
ETY icon
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$997K
3
CET
Central Securities Corp
CET
$983K
4
USA icon
Liberty All-Star Equity Fund
USA
$827K
5
EWW icon
iShares MSCI Mexico ETF
EWW
$808K

Sector Composition

1 Consumer Staples 5.56%
2 Industrials 4.32%
3 Financials 3.51%
4 Consumer Discretionary 3.16%
5 Materials 1.7%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ENZ
251
DELISTED
Enzo Biochem, Inc.
ENZ
$8K 0.01%
3,000
– –
F icon
252
Ford
F
$46.4B
$6K ﹤0.01%
+350
New +$6K
RAND icon
253
Rand Capital
RAND
$46.4M
$6K ﹤0.01%
2,000
– –
NNC
254
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
$6K ﹤0.01%
500
– –
NCB
255
DELISTED
Nuveen California Municipal Value Fund 2
NCB
$6K ﹤0.01%
392
– –
CORR
256
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
$4K ﹤0.01%
510
– –
INF.RT
257
DELISTED
BROOKFIELD GBL LISTED RT INF SRT INC FD INC EXP 10/18/13
INF.RT
$3K ﹤0.01%
+8,901
New +$3K
LAQ
258
DELISTED
Aberdeen Latin America Equity Fund, Inc.
LAQ
$3K ﹤0.01%
88
– –
THI
259
DELISTED
TIM HORTONS INC COM, CANADA
THI
$1K ﹤0.01%
13
– –
HSA
260
DELISTED
HELIOS STRATEGIC INCOME FD, INC
HSA
$1K ﹤0.01%
166
– –
ASR icon
261
Grupo Aeroportuario del Sureste
ASR
$9.92B
– –
-1,000
Closed -$111K
CXE
262
MFS High Income Municipal Trust
CXE
$111M
– –
-300
Closed -$1K
EMF
263
Templeton Emerging Markets Fund
EMF
$230M
– –
-2,500
Closed -$44K
EOI
264
Eaton Vance Enhanced Equity Income Fund
EOI
$869M
– –
-1,000
Closed -$12K
EOS
265
Eaton Vance Enhance Equity Income Fund II
EOS
$1.28B
– –
-15,000
Closed -$173K
ETW
266
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$972M
– –
-16,646
Closed -$185K
EWW icon
267
iShares MSCI Mexico ETF
EWW
$1.8B
– –
-12,400
Closed -$808K
EXG icon
268
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.72B
– –
-34,700
Closed -$322K
GRF
269
Eagle Capital Growth Fund
GRF
$42.5M
– –
-3,770
Closed -$29K
S
270
DELISTED
Sprint Corporation
S
– –
-126
Closed -$1K
LTS
271
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
– –
-5,815
Closed -$10K
KCG
272
DELISTED
KCG Holdings, Inc.
KCG
– –
-5,000
Closed -$53K
NPV.PRC
273
DELISTED
NUVEEN VIRGINIA PREMIUM INCM MUNI FD MUNIFUND TERM PFD SHS
NPV.PRC
– –
-2,500
Closed -$25K
GRX.RT
274
DELISTED
GABELLI HEALTHCARE & WELLNESS RX TR RTS EXP 07/17/13
GRX.RT
– –
-51,075
Closed -$8K
WU icon
275
Western Union
WU
$2.82B
– –
-31,000
Closed -$530K
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