Thomas J. Herzfeld Advisors’s HELIOS STRATEGIC INCOME FD, INC HSA Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio HSA Stock Details HSA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-166	Closed	-$1K	–	330
2014 Q1	$1K	Hold	166	–	–	﹤0.01%	284
2013 Q4	$1K	Hold	166	–	–	﹤0.01%	297
2013 Q3	$1K	Hold	166	–	–	﹤0.01%	279
2013 Q2	$1K	Buy	+166	New	+$1.06K	﹤0.01%	284

Other funds holding HSA

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Grantham, Mayo, Van Otterloo & Co (GMO) Boston, Massachusetts $39.1B AUM 28.69% 1-Year Est. Return

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

WAM

Weiss Asset Management Boston, Massachusetts $5.91B AUM 42.42% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Thomas J. Herzfeld Advisors's HSA Position: Q2 2014 in Review

Thomas J. Herzfeld Advisors sold out of HELIOS STRATEGIC INCOME FD, INC (HSA) in Q2 2014, closing a stake of 166 shares — an estimated $1K sold.

Thomas J. Herzfeld Advisors first reported a position in HSA in Q2 2013 and held it in 4 quarters. The position peaked at $1K in Q1 2014. 20 funds tracked by Wall St. Rank hold HSA as of Q2 2014.

Thomas J. Herzfeld Advisors reported no remaining HELIOS STRATEGIC INCOME FD, INC position as of Q2 2014 after selling out during the quarter.
Thomas J. Herzfeld Advisors sold 166 HELIOS STRATEGIC INCOME FD, INC shares in Q2 2014, an estimated $1K.
Thomas J. Herzfeld Advisors first reported a position in HELIOS STRATEGIC INCOME FD, INC in Q2 2013 and held it in 4 quarters.
Thomas J. Herzfeld Advisors's HELIOS STRATEGIC INCOME FD, INC position peaked at $1K in Q1 2014.
20 funds tracked by Wall St. Rank held HELIOS STRATEGIC INCOME FD, INC as of Q2 2014.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q2 2014, filed 14 Aug 2014.