HSA

HELIOS STRATEGIC INCOME FD, INC
HSA

Delisted

HSA was delisted on the 12th of August, 2014.

23 hedge funds and large institutions have $9.06M invested in HELIOS STRATEGIC INCOME FD, INC in 2013 Q2 according to their latest regulatory filings, with 23 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
23
Holders Change
+23
Holders Change %
% of All Funds
0.75%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
23
Increased
Reduced
Closed
Calls
Puts
Net Calls
Net Calls Change

Top Buyers

No buyers this quarter

Top Sellers

No sellers this quarter
Name Holding Trade Value Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$4.26M +$4.26M +696,695 New
SIA
2
Sit Investment Associates
Minnesota
$1.16M +$1.16M +189,938 New
RCM
3
Rivernorth Capital Management
Florida
$1.08M +$1.08M +177,271 New
HK
4
Horizon Kinetics
New York
$746K +$746K +122,147 New
BRWA
5
B. Riley Wealth Advisors
Florida
$456K +$456K +74,631 New
DA
6
Doliver Advisors
Texas
$367K +$367K +60,087 New
Wells Fargo
7
Wells Fargo
California
$231K +$231K +37,745 New
SFS
8
Shaker Financial Services
Virginia
$179K +$179K +29,250 New
LPL Financial
9
LPL Financial
California
$103K +$103K +16,910 New
U
10
UBS
Switzerland
$96K +$96K +15,636 New
SNC
11
Stifel Nicolaus & Co
Missouri
$92.3K +$92.3K +15,100 New
ACP
12
Aviance Capital Partners
Florida
$86K +$86K +14,040 New
GC
13
Guggenheim Capital
Illinois
$80K +$80K +13,049 New
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$66K +$66K +10,800 New
Ameriprise
15
Ameriprise
Minnesota
$39K +$39K +6,371 New
Bank of America
16
Bank of America
North Carolina
$9K +$9K +1,484 New
TRCT
17
Tower Research Capital (TRC)
New York
$2K +$2K +300 New
DAM
18
Delta Asset Management
Tennessee
$2K +$2K +363 New
NMLIC
19
Northwestern Mutual Life Insurance Company
Wisconsin
$1K +$1K +107 New
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$1K +$1K +152 New
Creative Planning
21
Creative Planning
Kansas
$1K +$1K +159 New
TJHA
22
Thomas J. Herzfeld Advisors
Florida
$1K +$1K +166 New