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HSA

HELIOS STRATEGIC INCOME FD, INC
HSA

Delisted

HSA was delisted on the 12th of August, 2014.

20 hedge funds and large institutions have $9.8M invested in HELIOS STRATEGIC INCOME FD, INC in 2014 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 2 increasing their positions, 6 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

7% more capital invested

Capital invested by funds: $9.14M → $9.8M (+$661K)

0% more funds holding

Funds holding: 2020 (0)

0% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 5

67% less repeat investments, than reductions

Existing positions increased: 2 | Existing positions reduced: 6

Holders
20
Holders Change
Holders Change %
0%
% of All Funds
0.57%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
2
Reduced
6
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$6.07M +$3.96M +573,649 +186%
RCM
2
Rivernorth Capital Management
Florida
$908K -$297K -43,035 -25%
SFS
3
Shaker Financial Services
Virginia
$551K +$552K +79,932 New
HK
4
Horizon Kinetics
New York
$473K -$4.63K -671 -1%
Grantham, Mayo, Van Otterloo & Co (GMO)
5
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$473K
Wells Fargo
6
Wells Fargo
California
$379K -$100K -14,504 -21%
WAM
7
Weiss Asset Management
Massachusetts
$374K +$375K +54,399 New
Morgan Stanley
8
Morgan Stanley
New York
$111K -$3.42M -496,376 -97%
Stifel Financial
9
Stifel Financial
Missouri
$104K -$1.98K -287 -2%
U
10
UBS
Switzerland
$102K -$20.1K -2,909 -16%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$74K
ACP
12
Aviance Capital Partners
Florida
$72K +$71.9K +10,414 New
RCM
13
Robinson Capital Management
Michigan
$68K +$69.7K +10,100 New
BRWA
14
B. Riley Wealth Advisors
Florida
$26.7K +$26.7K +3,869 New
ACM
15
Antonetti Capital Management
Florida
$2K
DAM
16
Delta Asset Management
Tennessee
$2K
Fifth Third Bancorp
17
Fifth Third Bancorp
Ohio
$2K
Creative Planning
18
Creative Planning
Kansas
$1K
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$1K
LPL Financial
20
LPL Financial
California
-$87K -12,847 Closed
IA
21
Icon Advisers
Colorado
-$70K -10,349 Closed
TRCT
22
Tower Research Capital (TRC)
New York
-$2K -300 Closed
TJHA
23
Thomas J. Herzfeld Advisors
Florida
-$1K -166 Closed
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
+$41 +6 +12%

HSA Hedge Fund Activity: Q2 2014 in Review

20 of the 3,480 institutional investors tracked by Wall St. Rank reported a position in HELIOS STRATEGIC INCOME FD, INC (HSA) for Q2 2014, worth a combined $9.8M — up 7.2% from $9.14M a quarter earlier.

Fund positioning in HSA was balanced in Q2 2014: 5 funds opened new positions, 5 closed out, 2 added to existing stakes and 6 trimmed.

The largest buyer was Sit Investment Associates, adding an estimated $3.96M. The largest seller was Morgan Stanley, cutting an estimated $3.42M.

  • 20 institutional investors held HELIOS STRATEGIC INCOME FD, INC (HSA) as of Q2 2014, unchanged from Q1 2014.
  • Funds reported $9.8M of HELIOS STRATEGIC INCOME FD, INC stock for Q2 2014, up 7.2% quarter-over-quarter.
  • 5 funds opened new HELIOS STRATEGIC INCOME FD, INC positions in Q2 2014 and 5 closed out, a net change of 0 holders.
  • The largest HELIOS STRATEGIC INCOME FD, INC buyer in Q2 2014 was Sit Investment Associates, an estimated $3.96M added.
  • The largest HELIOS STRATEGIC INCOME FD, INC seller in Q2 2014 was Morgan Stanley, an estimated $3.42M sold.

Based on aggregated 13F filings for Q2 2014.