LPL Financial’s HELIOS STRATEGIC INCOME FD, INC HSA Stock Holding History

LPL Financial’s Portfolio HSA Stock Details HSA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-12,847	Closed	-$87K	–	2826
2014 Q1	$87K	Hold	12,847	–	–	﹤0.01%	2562
2013 Q4	$85K	Sell	12,847 -700	-5%	-$4.55K	﹤0.01%	2573
2013 Q3	$87K	Sell	13,547 -3,363	-20%	-$20.3K	﹤0.01%	2464
2013 Q2	$103K	Buy	+16,910	New	+$108K	﹤0.01%	2332

Other funds holding HSA

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Grantham, Mayo, Van Otterloo & Co (GMO) Boston, Massachusetts $39.1B AUM 28.69% 1-Year Est. Return

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

WAM

Weiss Asset Management Boston, Massachusetts $5.91B AUM 42.42% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

LPL Financial's HSA Position: Q2 2014 in Review

LPL Financial sold out of HELIOS STRATEGIC INCOME FD, INC (HSA) in Q2 2014, closing a stake of 12,847 shares — an estimated $87K sold.

LPL Financial first reported a position in HSA in Q2 2013 and held it in 4 quarters. The position peaked at $103K in Q2 2013. 20 funds tracked by Wall St. Rank hold HSA as of Q2 2014.

LPL Financial reported no remaining HELIOS STRATEGIC INCOME FD, INC position as of Q2 2014 after selling out during the quarter.
LPL Financial sold 12,847 HELIOS STRATEGIC INCOME FD, INC shares in Q2 2014, an estimated $87K.
LPL Financial first reported a position in HELIOS STRATEGIC INCOME FD, INC in Q2 2013 and held it in 4 quarters.
LPL Financial's HELIOS STRATEGIC INCOME FD, INC position peaked at $103K in Q2 2013.
20 funds tracked by Wall St. Rank held HELIOS STRATEGIC INCOME FD, INC as of Q2 2014.

Based on LPL Financial's 13F filing for Q2 2014, filed 5 Aug 2014.