HSA

HELIOS STRATEGIC INCOME FD, INC
HSA

Delisted

HSA was delisted on the 12th of August, 2014.

21 hedge funds and large institutions have $8.15M invested in HELIOS STRATEGIC INCOME FD, INC in 2013 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 5 increasing their positions, 4 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
21
Holders Change
-2
Holders Change %
-8.7%
% of All Funds
0.68%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
5
Reduced
4
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$4.58M +$151K +23,850 +3%
RCM
2
Rivernorth Capital Management
Florida
$1.13M
SIA
3
Sit Investment Associates
Minnesota
$511K -$696K -109,500 -58%
DA
4
Doliver Advisors
Texas
$503K +$121K +19,077 +32%
HK
5
Horizon Kinetics
New York
$390K -$386K -60,765 -50%
Wells Fargo
6
Wells Fargo
California
$263K +$22.9K +3,598 +10%
BRWA
7
B. Riley Wealth Advisors
Florida
$241K -$233K -36,720 -49%
U
8
UBS
Switzerland
$108K +$8.83K +1,392 +9%
SNC
9
Stifel Nicolaus & Co
Missouri
$95.9K
ACP
10
Aviance Capital Partners
Florida
$89K
LPL Financial
11
LPL Financial
California
$87K -$21.6K -3,363 -20%
GC
12
Guggenheim Capital
Illinois
$83K
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$69K
TRCT
14
Tower Research Capital (TRC)
New York
$3K +$1.2K +201 +67%
DAM
15
Delta Asset Management
Tennessee
$2K
Fifth Third Bancorp
16
Fifth Third Bancorp
Ohio
$2K +$2K +317 New
TJHA
17
Thomas J. Herzfeld Advisors
Florida
$1K
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$1K
Creative Planning
19
Creative Planning
Kansas
$1K
SFS
20
Shaker Financial Services
Virginia
-$179K -29,250 Closed
Ameriprise
21
Ameriprise
Minnesota
-$39K -6,371 Closed
Bank of America
22
Bank of America
North Carolina
-$9K -1,484 Closed
NMLIC
23
Northwestern Mutual Life Insurance Company
Wisconsin
-$1K -107 Closed