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HSA

HELIOS STRATEGIC INCOME FD, INC
HSA

Delisted

HSA was delisted on the 12th of August, 2014.

21 hedge funds and large institutions have $8.15M invested in HELIOS STRATEGIC INCOME FD, INC in 2013 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 5 increasing their positions, 4 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 4

9% less funds holding

Funds holding: 2321 (-2)

10% less capital invested

Capital invested by funds: $9.06M → $8.15M (-$906K)

50% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 4

Holders
21
Holders Change
-2
Holders Change %
-8.7%
% of All Funds
0.68%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
5
Reduced
4
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$4.58M +$144K +23,850 +3%
RCM
2
Rivernorth Capital Management
Florida
$1.13M
SIA
3
Sit Investment Associates
Minnesota
$511K -$662K -109,500 -58%
DA
4
Doliver Advisors
Texas
$503K +$115K +19,077 +32%
HK
5
Horizon Kinetics
New York
$390K -$367K -60,765 -50%
Wells Fargo
6
Wells Fargo
California
$263K +$21.7K +3,598 +10%
BRWA
7
B. Riley Wealth Advisors
Florida
$241K -$222K -36,720 -49%
U
8
UBS
Switzerland
$108K +$8.41K +1,392 +9%
SNC
9
Stifel Nicolaus & Co
Missouri
$95.9K
ACP
10
Aviance Capital Partners
Florida
$89K
LPL Financial
11
LPL Financial
California
$87K -$20.3K -3,363 -20%
GC
12
Guggenheim Capital
Illinois
$83K
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$69K
TRCT
14
Tower Research Capital (TRC)
New York
$3K +$1.22K +201 +67%
DAM
15
Delta Asset Management
Tennessee
$2K
Fifth Third Bancorp
16
Fifth Third Bancorp
Ohio
$2K +$1.92K +317 New
Creative Planning
17
Creative Planning
Kansas
$1K
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$1K
TJHA
19
Thomas J. Herzfeld Advisors
Florida
$1K
SFS
20
Shaker Financial Services
Virginia
-$179K -29,250 Closed
Ameriprise
21
Ameriprise
Minnesota
-$39K -6,371 Closed
Bank of America
22
Bank of America
North Carolina
-$9K -1,484 Closed
NMLIC
23
Northwestern Mutual Life Insurance Company
Wisconsin
-$1K -107 Closed
Nomura Holdings
24
Nomura Holdings
Japan
+$339 +56 New

HSA Hedge Fund Activity: Q3 2013 in Review

21 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in HELIOS STRATEGIC INCOME FD, INC (HSA) for Q3 2013, worth a combined $8.15M — down 10% from $9.06M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of HSA and 2 opened new positions — a net loss of 2 holders — while 4 trimmed existing stakes and 5 added.

The largest buyer was Morgan Stanley, adding an estimated $144K. The largest seller was Sit Investment Associates, cutting an estimated $662K.

  • 21 institutional investors held HELIOS STRATEGIC INCOME FD, INC (HSA) as of Q3 2013, down from 23 in Q2 2013.
  • Funds reported $8.15M of HELIOS STRATEGIC INCOME FD, INC stock for Q3 2013, down 10% quarter-over-quarter.
  • 2 funds opened new HELIOS STRATEGIC INCOME FD, INC positions in Q3 2013 and 4 closed out, a net change of -2 holders.
  • The largest HELIOS STRATEGIC INCOME FD, INC buyer in Q3 2013 was Morgan Stanley, an estimated $144K added.
  • The largest HELIOS STRATEGIC INCOME FD, INC seller in Q3 2013 was Sit Investment Associates, an estimated $662K sold.

Based on aggregated 13F filings for Q3 2013.