Ameriprise’s HELIOS STRATEGIC INCOME FD, INC HSA Stock Holding History

Ameriprise’s Portfolio HSA Stock Details HSA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q3	–	Sell	-6,371	Closed	-$39K	–	5854
2013 Q2	$39K	Buy	+6,371	New	+$40.9K	﹤0.01%	3865

Other funds holding HSA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

BRWA

B. Riley Wealth Advisors Boca Raton, Florida $1.87B AUM 37.01% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

SNC

Stifel Nicolaus & Co St Louis, Missouri $6.04B AUM

ACP

Aviance Capital Partners Naples, Florida $854M AUM 25.16% 1-Year Est. Return

Ameriprise's HSA Position: Q3 2013 in Review

Ameriprise sold out of HELIOS STRATEGIC INCOME FD, INC (HSA) in Q3 2013, closing a stake of 6,371 shares — an estimated $39K sold.

Ameriprise first reported a position in HSA in Q2 2013 and held it in 1 quarter. The position peaked at $39K in Q2 2013. 21 funds tracked by Wall St. Rank hold HSA as of Q3 2013.

Ameriprise reported no remaining HELIOS STRATEGIC INCOME FD, INC position as of Q3 2013 after selling out during the quarter.
Ameriprise sold 6,371 HELIOS STRATEGIC INCOME FD, INC shares in Q3 2013, an estimated $39K.
Ameriprise first reported a position in HELIOS STRATEGIC INCOME FD, INC in Q2 2013 and held it in 1 quarter.
Ameriprise's HELIOS STRATEGIC INCOME FD, INC position peaked at $39K in Q2 2013.
21 funds tracked by Wall St. Rank held HELIOS STRATEGIC INCOME FD, INC as of Q3 2013.

Based on Ameriprise's 13F filing for Q3 2013, filed 14 Nov 2013.