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HSA

HELIOS STRATEGIC INCOME FD, INC
HSA

Delisted

HSA was delisted on the 12th of August, 2014.

20 hedge funds and large institutions have $9.14M invested in HELIOS STRATEGIC INCOME FD, INC in 2014 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 4 increasing their positions, 6 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% more capital invested

Capital invested by funds: $8.67M → $9.14M (+$462K)

9% less funds holding

Funds holding: 2220 (-2)

33% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 6

40% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 5

Holders
20
Holders Change
-2
Holders Change %
-9.09%
% of All Funds
0.58%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
4
Reduced
6
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$3.47M +$319K +47,183 +10%
SIA
2
Sit Investment Associates
Minnesota
$2.09M +$311K +45,991 +18%
RCM
3
Rivernorth Capital Management
Florida
$1.19M -$16.9K -2,500 -1%
HK
4
Horizon Kinetics
New York
$988K -$8.91K -1,319 -2%
Wells Fargo
5
Wells Fargo
California
$471K -$2.96K -439 -0.6%
Grantham, Mayo, Van Otterloo & Co (GMO)
6
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$466K +$82.9K +12,279 +22%
U
7
UBS
Switzerland
$120K +$7.37K +1,091 +7%
Stifel Financial
8
Stifel Financial
Missouri
$104K +$104K +15,387 New
LPL Financial
9
LPL Financial
California
$87K
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$73K
IA
11
Icon Advisers
Colorado
$70K -$585K -86,641 -89%
TRCT
12
Tower Research Capital (TRC)
New York
$2K -$3.38K -500 -63%
DAM
13
Delta Asset Management
Tennessee
$2K
Fifth Third Bancorp
14
Fifth Third Bancorp
Ohio
$2K
ACM
15
Antonetti Capital Management
Florida
$2K +$2.21K +328 New
Creative Planning
16
Creative Planning
Kansas
$1K
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$1K
TJHA
18
Thomas J. Herzfeld Advisors
Florida
$1K
BRWA
19
B. Riley Wealth Advisors
Florida
-$150K -22,638 Closed
DA
20
Doliver Advisors
Texas
-$118K -17,852 Closed
GC
21
Guggenheim Capital
Illinois
-$87K -13,049 Closed
ACP
22
Aviance Capital Partners
Florida
-$83K -12,563 Closed
BFEC
23
Benjamin F. Edwards & Company
Missouri
-$4K -590 Closed
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
-$439 -65 -57%
Deutsche Bank
25
Deutsche Bank
Germany
+$27 +4 New

HSA Hedge Fund Activity: Q1 2014 in Review

20 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in HELIOS STRATEGIC INCOME FD, INC (HSA) for Q1 2014, worth a combined $9.14M — up 5.3% from $8.67M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of HSA and 3 opened new positions — a net loss of 2 holders — while 6 trimmed existing stakes and 4 added.

The largest buyer was Morgan Stanley, adding an estimated $319K. The largest seller was Icon Advisers, cutting an estimated $585K.

  • 20 institutional investors held HELIOS STRATEGIC INCOME FD, INC (HSA) as of Q1 2014, down from 22 in Q4 2013.
  • Funds reported $9.14M of HELIOS STRATEGIC INCOME FD, INC stock for Q1 2014, up 5.3% quarter-over-quarter.
  • 3 funds opened new HELIOS STRATEGIC INCOME FD, INC positions in Q1 2014 and 5 closed out, a net change of -2 holders.
  • The largest HELIOS STRATEGIC INCOME FD, INC buyer in Q1 2014 was Morgan Stanley, an estimated $319K added.
  • The largest HELIOS STRATEGIC INCOME FD, INC seller in Q1 2014 was Icon Advisers, an estimated $585K sold.

Based on aggregated 13F filings for Q1 2014.