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HSA

HELIOS STRATEGIC INCOME FD, INC
HSA

Delisted

HSA was delisted on the 12th of August, 2014.

22 hedge funds and large institutions have $8.67M invested in HELIOS STRATEGIC INCOME FD, INC in 2013 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 5 increasing their positions, 7 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 1

6% more capital invested

Capital invested by funds: $8.15M → $8.67M (+$522K)

5% more funds holding

Funds holding: 2122 (+1)

29% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 7

Holders
22
Holders Change
+1
Holders Change %
+4.76%
% of All Funds
0.64%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
5
Reduced
7
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$3.09M -$1.66M -255,255 -35%
SIA
2
Sit Investment Associates
Minnesota
$1.74M +$1.18M +181,322 +225%
RCM
3
Rivernorth Capital Management
Florida
$1.18M
IA
4
Icon Advisers
Colorado
$644K +$630K +96,990 New
HK
5
Horizon Kinetics
New York
$468K +$59.9K +9,213 +15%
Wells Fargo
6
Wells Fargo
California
$464K +$186K +28,600 +69%
Grantham, Mayo, Van Otterloo & Co (GMO)
7
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$376K +$367K +56,421 New
BRWA
8
B. Riley Wealth Advisors
Florida
$150K -$99.2K -15,273 -40%
DA
9
Doliver Advisors
Texas
$118K -$398K -61,312 -77%
U
10
UBS
Switzerland
$110K -$2.79K -429 -3%
GC
11
Guggenheim Capital
Illinois
$87K
LPL Financial
12
LPL Financial
California
$85K -$4.55K -700 -5%
ACP
13
Aviance Capital Partners
Florida
$83K -$9.6K -1,477 -11%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$72K
TRCT
15
Tower Research Capital (TRC)
New York
$5K +$1.94K +299 +60%
BFEC
16
Benjamin F. Edwards & Company
Missouri
$4K +$3.83K +590 New
DAM
17
Delta Asset Management
Tennessee
$2K -$474 -73 -20%
Fifth Third Bancorp
18
Fifth Third Bancorp
Ohio
$2K
Creative Planning
19
Creative Planning
Kansas
$1K
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$1K
TJHA
21
Thomas J. Herzfeld Advisors
Florida
$1K
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$1K +$325 +50 +77%

HSA Hedge Fund Activity: Q4 2013 in Review

22 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in HELIOS STRATEGIC INCOME FD, INC (HSA) for Q4 2013, worth a combined $8.67M — up 6.4% from $8.15M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new HSA positions and 1 closed out — a net gain of 2 holders — while 5 added to existing stakes and 7 trimmed.

The largest buyer was Sit Investment Associates, adding an estimated $1.18M. The largest seller was Morgan Stanley, cutting an estimated $1.66M.

  • 22 institutional investors held HELIOS STRATEGIC INCOME FD, INC (HSA) as of Q4 2013, up from 21 in Q3 2013.
  • Funds reported $8.67M of HELIOS STRATEGIC INCOME FD, INC stock for Q4 2013, up 6.4% quarter-over-quarter.
  • 3 funds opened new HELIOS STRATEGIC INCOME FD, INC positions in Q4 2013 and 1 closed out, a net change of +2 holders.
  • The largest HELIOS STRATEGIC INCOME FD, INC buyer in Q4 2013 was Sit Investment Associates, an estimated $1.18M added.
  • The largest HELIOS STRATEGIC INCOME FD, INC seller in Q4 2013 was Morgan Stanley, an estimated $1.66M sold.

Based on aggregated 13F filings for Q4 2013.