HSA

HELIOS STRATEGIC INCOME FD, INC
HSA

Overview Fund Activity
Delisted

HSA was delisted on the 12th of August, 2014.

Back to rankings

22 hedge funds and large institutions have $8.67M invested in HELIOS STRATEGIC INCOME FD, INC in 2013 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 5 increasing their positions, 7 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
22
Holders Change
+1
Holders Change %
+4.76%
% of All Funds
0.64%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
5
Reduced
7
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$1.74M
2
IA
2
Icon Advisers
Colorado
$644K
3
Grantham, Mayo, Van Otterloo & Co (GMO)
3
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$376K
4
Wells Fargo
4
Wells Fargo
California
$464K
5
HK
5
Horizon Kinetics
New York
$468K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$3.09M
2
DA
2
Doliver Advisors
Texas
$118K
3
BRWA
3
B. Riley Wealth Advisors
Florida
$150K
4
ACP
4
Aviance Capital Partners
Florida
$83K
5
LPL Financial
5
LPL Financial
California
$85K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$3.09M -$1.69M -255,255 -35%
SIA
2
Sit Investment Associates
Minnesota
$1.74M +$1.2M +181,322 +225%
RCM
3
Rivernorth Capital Management
Florida
$1.18M – – –
IA
4
Icon Advisers
Colorado
$644K +$644K +96,990 New
HK
5
Horizon Kinetics
New York
$468K +$61.1K +9,213 +15%
Wells Fargo
6
Wells Fargo
California
$464K +$190K +28,600 +69%
Grantham, Mayo, Van Otterloo & Co (GMO)
7
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$376K +$376K +56,421 New
BRWA
8
B. Riley Wealth Advisors
Florida
$150K -$101K -15,273 -40%
DA
9
Doliver Advisors
Texas
$118K -$405K -61,312 -77%
U
10
UBS
Switzerland
$110K -$2.84K -429 -3%
GC
11
Guggenheim Capital
Illinois
$87K – – –
LPL Financial
12
LPL Financial
California
$85K -$4.63K -700 -5%
ACP
13
Aviance Capital Partners
Florida
$83K -$9.76K -1,477 -11%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$72K – – –
TRCT
15
Tower Research Capital (TRC)
New York
$5K +$1.87K +299 +60%
BFEC
16
Benjamin F. Edwards & Company
Missouri
$4K +$4K +590 New
DAM
17
Delta Asset Management
Tennessee
$2K -$503 -73 -20%
Fifth Third Bancorp
18
Fifth Third Bancorp
Ohio
$2K – – –
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$1K – – –
TJHA
20
Thomas J. Herzfeld Advisors
Florida
$1K – – –
Creative Planning
21
Creative Planning
Kansas
$1K – – –
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$1K +$435 +50 +77%