GC
HSA

Guggenheim Capital’s HELIOS STRATEGIC INCOME FD, INC HSA Stock Holding History

Guggenheim Capital’s Portfolio HSA Stock Details HSA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q1 		– Sell
-13,049
Closed -$87K – 3454
2013
Q4 		$87K Hold
13,049
– – ﹤0.01% 2997
2013
Q3 		$83K Hold
13,049
– – ﹤0.01% 2877
2013
Q2 		$80K Buy
+13,049
New +$83.7K ﹤0.01% 2851

Other funds holding HSA

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
HK
Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Grantham, Mayo, Van Otterloo & Co (GMO)
Grantham, Mayo, Van Otterloo & Co (GMO) Boston, Massachusetts $39.1B AUM 28.69% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Guggenheim Capital's HSA Position: Q1 2014 in Review

Guggenheim Capital sold out of HELIOS STRATEGIC INCOME FD, INC (HSA) in Q1 2014, closing a stake of 13,049 shares — an estimated $87K sold.

Guggenheim Capital first reported a position in HSA in Q2 2013 and held it in 3 quarters. The position peaked at $87K in Q4 2013. 20 funds tracked by Wall St. Rank hold HSA as of Q1 2014.

  • Guggenheim Capital reported no remaining HELIOS STRATEGIC INCOME FD, INC position as of Q1 2014 after selling out during the quarter.
  • Guggenheim Capital sold 13,049 HELIOS STRATEGIC INCOME FD, INC shares in Q1 2014, an estimated $87K.
  • Guggenheim Capital first reported a position in HELIOS STRATEGIC INCOME FD, INC in Q2 2013 and held it in 3 quarters.
  • Guggenheim Capital's HELIOS STRATEGIC INCOME FD, INC position peaked at $87K in Q4 2013.
  • 20 funds tracked by Wall St. Rank held HELIOS STRATEGIC INCOME FD, INC as of Q1 2014.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.