Thomas J. Herzfeld Advisors’s Nuveen California Municipal Value Fund 2 NCB Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio NCB Stock Details NCB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-2,317	Closed	-$34K	–	311
2013 Q4	$34K	Buy	2,317 +1,925	+491%	+$28K	0.02%	236
2013 Q3	$6K	Hold	392	–	–	﹤0.01%	272
2013 Q2	$6K	Buy	+392	New	+$6.44K	﹤0.01%	276

Other funds holding NCB

TIM

Tortoise Investment Management White Plains, New York $1.21B AUM 13.04% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

EAM

Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

EMA

Efficient Market Advisors San Diego, California $727M AUM 9.65% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Thomas J. Herzfeld Advisors's NCB Position: Q1 2014 in Review

Thomas J. Herzfeld Advisors sold out of Nuveen California Municipal Value Fund 2 (NCB) in Q1 2014, closing a stake of 2,317 shares — an estimated $34K sold.

Thomas J. Herzfeld Advisors first reported a position in NCB in Q2 2013 and held it in 3 quarters. The position peaked at $34K in Q4 2013. 12 funds tracked by Wall St. Rank hold NCB as of Q1 2014.

Thomas J. Herzfeld Advisors reported no remaining Nuveen California Municipal Value Fund 2 position as of Q1 2014 after selling out during the quarter.
Thomas J. Herzfeld Advisors sold 2,317 Nuveen California Municipal Value Fund 2 shares in Q1 2014, an estimated $34K.
Thomas J. Herzfeld Advisors first reported a position in Nuveen California Municipal Value Fund 2 in Q2 2013 and held it in 3 quarters.
Thomas J. Herzfeld Advisors's Nuveen California Municipal Value Fund 2 position peaked at $34K in Q4 2013.
12 funds tracked by Wall St. Rank held Nuveen California Municipal Value Fund 2 as of Q1 2014.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2014, filed 14 May 2014.