Advisors Asset Management’s Nuveen California Municipal Value Fund 2 NCB Stock Holding History

Advisors Asset Management’s Portfolio NCB Stock Details NCB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-21,413	Closed	-$351K	–	1944
2015 Q3	$351K	Sell	21,413 -686	-3%	-$11.4K	0.01%	1211
2015 Q2	$363K	Sell	22,099 -8,273	-27%	-$136K	0.01%	1224
2015 Q1	$503K	Sell	30,372 -3,203	-10%	-$54K	0.01%	1101
2014 Q4	$562K	Sell	33,575 -34,836	-51%	-$571K	0.01%	1029
2014 Q3	$1.11M	Sell	68,411 -2,310	-3%	-$37.3K	0.02%	786
2014 Q2	$1.14M	Buy	70,721 +21,949	+45%	+$351K	0.02%	791
2014 Q1	$767K	Buy	48,772 +8,049	+20%	+$124K	0.01%	854
2013 Q4	$593K	Sell	40,723 -338	-0.8%	-$4.92K	0.01%	917
2013 Q3	$611K	Sell	41,061 -7,332	-15%	-$108K	0.01%	829
2013 Q2	$738K	Buy	+48,393	New	+$795K	0.01%	720

Other funds holding NCB

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

TIM

Tortoise Investment Management White Plains, New York $1.21B AUM 13.04% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

EAM

Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

CRC

Curi RMB Capital Chicago, Illinois $5.62B AUM 18.93% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

EMA

Efficient Market Advisors San Diego, California $727M AUM 9.65% 1-Year Est. Return

Advisors Asset Management's NCB Position: Q4 2015 in Review

Advisors Asset Management sold out of Nuveen California Municipal Value Fund 2 (NCB) in Q4 2015, closing a stake of 21,413 shares — an estimated $351K sold.

Advisors Asset Management first reported a position in NCB in Q2 2013 and held it in 10 quarters. The position peaked at $1.14M in Q2 2014. 14 funds tracked by Wall St. Rank hold NCB as of Q4 2015.

Advisors Asset Management reported no remaining Nuveen California Municipal Value Fund 2 position as of Q4 2015 after selling out during the quarter.
Advisors Asset Management sold 21,413 Nuveen California Municipal Value Fund 2 shares in Q4 2015, an estimated $351K.
Advisors Asset Management first reported a position in Nuveen California Municipal Value Fund 2 in Q2 2013 and held it in 10 quarters.
Advisors Asset Management's Nuveen California Municipal Value Fund 2 position peaked at $1.14M in Q2 2014.
14 funds tracked by Wall St. Rank held Nuveen California Municipal Value Fund 2 as of Q4 2015.

Based on Advisors Asset Management's 13F filing for Q4 2015, filed 10 Feb 2016.