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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$170M
AUM Growth
-$5.18M
Cap. Flow
-$1.32M
Cap. Flow %
-0.77%
Top 10 Hldgs %
24.56%
Holding
313
New
16
Increased
71
Reduced
94
Closed
29

Top Buys

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$1.41M
2
CPA icon
Copa Holdings
CPA
+$1.18M
3
KYE
Kayne Anderson Energy
KYE
+$565K
4
NCLH icon
Norwegian Cruise Line
NCLH
+$520K
5
NIE
Virtus Equity & Convertible Income Fund
NIE
+$518K

Top Sells

Rank Stock Value
1
ETJ
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
+$1.52M
2
BLX icon
Bladex Inc
BLX
+$1.19M
3
PDI icon
PIMCO Dynamic Income Fund
PDI
+$968K
4
ACG
AllianceBernstein Income Fund Inc
ACG
+$966K
5
IMF
WESTERN ASSET INFLATION MTGMT FUND INC. COM
IMF
+$711K

Sector Composition

Rank Sector Weight
1 Financials 5.52%
2 Consumer Staples 4.4%
3 Industrials 4.1%
4 Consumer Discretionary 3.33%
5 Real Estate 1.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CXH
226
DELISTED
MFS Investment Grade Municipal Trust
CXH
$37K 0.02%
4,157
+250
+6% +$2.22K
GLU
227
Gabelli Utility & Income Trust
GLU
$115M
$35K 0.02%
1,763
– –
MVC
228
DELISTED
MVC Capital, Inc.
MVC
$35K 0.02%
2,618
-700
-21% -$9.8K
MSF
229
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$35K 0.02%
2,264
– –
BQY
230
DELISTED
BLACKROCK DIVIDEND INCOME TR COM SHS
BQY
$35K 0.02%
2,650
+150
+6% +$1.91K
MUA icon
231
BlackRock MuniAssets Fund
MUA
$518M
$31K 0.02%
2,500
-3,500
-58% -$42.7K
RNE
232
DELISTED
MORGAN STLY EASTEURO FD
RNE
$29K 0.02%
1,615
– –
STK
233
Columbia Seligman Premium Technology Growth Fund
STK
$823M
$27K 0.02%
1,726
– –
NKG.PRC
234
DELISTED
NUVEEN GA DIVID ADVANTAGE MUN FD 2 PFD SHS (MA)
NKG.PRC
$25K 0.01%
2,500
– –
GAB icon
235
Gabelli Equity Trust
GAB
$1.76B
$24K 0.01%
3,246
+61
+2% +$446
NHS
236
Neuberger High Yield Strategies Fund Inc
NHS
$251M
$24K 0.01%
1,743
– –
TYG.PRB
237
DELISTED
TORTOISE ENERGY INFRASTRUCTURE CORPORATION MANDATORY RED PFD
TYG.PRB
$24K 0.01%
2,600
– –
JRO
238
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$24K 0.01%
+2,000
New +$24.3K
JCE icon
239
Nuveen Core Equity Alpha Fund
JCE
$278M
$23K 0.01%
1,313
+47
+4% +$807
TY.PR icon
240
Tri-Continental Corporation $2.50 Cumulative Preferred
TY.PR
$31.4M
$23K 0.01%
500
– –
QQQX icon
241
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.43B
$22K 0.01%
1,185
+20
+2% +$360
GAB.PRD.CL
242
DELISTED
The Gabelli Equity Trust Inc. 5.875% Ser D Cumulative Pfd Called
GAB.PRD.CL
$21K 0.01%
848
– –
HYB
243
DELISTED
New America High Income Fund, Inc.
HYB
$20K 0.01%
2,000
– –
NMY.PRC
244
DELISTED
NUVEEN MD PREM INCOME MUN FD PFD SHS (USA)
NMY.PRC
$20K 0.01%
2,000
– –
NKG.PRE
245
DELISTED
NUVEEN GEORGIA DIV ADVTG MUNI FD 2.65% 2015-2
NKG.PRE
$20K 0.01%
2,000
– –
ETX
246
Eaton Vance Municipal Income 2028 Term Trust
ETX
$198M
$18K 0.01%
1,151
-650
-36% -$10.2K
ASG
247
Liberty All-Star Growth Fund
ASG
$324M
$17K 0.01%
3,094
+52
+2% +$284
SWZ
248
Swiss Helvetia Fund
SWZ
$76.7M
$17K 0.01%
1,173
-1,229
-51% -$17.4K
LBF
249
DELISTED
Deutsche Global High Incm Fund
LBF
$15K 0.01%
1,802
– –
FGB
250
DELISTED
First Trust Specialty Finance and Financial Opportunities Fund
FGB
$14K 0.01%
+1,797
New +$14.2K
8 9
10
11 12

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PCI
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PC
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DMBA
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Thomas J. Herzfeld Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Thomas J. Herzfeld Advisors held 313 positions worth $170M, down 3% from $175M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2014 filing shows 16 new, 71 increased, 94 reduced and 29 closed positions. Its largest new stake was Kayne Anderson Energy: 20,900 shares worth $571K. The largest sale was Eaton Vance Risk-Managed Diversified Equity Income Fund, an estimated $1.52M.

By sector, the portfolio is most concentrated in Financials at 5.5% of assets, down from 5.6% a quarter earlier, followed by Consumer Staples and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q1 2014 buy was Kayne Anderson Energy: 20,900 shares worth $571K.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Credit and Mortgage Income Fund in Q1 2014, an estimated $1.41M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2014 reduction was Eaton Vance Risk-Managed Diversified Equity Income Fund, cutting an estimated $1.52M.
  • Thomas J. Herzfeld Advisors fully exited Bladex Inc in Q1 2014, selling an estimated $1.19M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 25% of its $170M portfolio in Q1 2014.
  • Thomas J. Herzfeld Advisors opened 16 new positions and closed 29 in Q1 2014.
  • Thomas J. Herzfeld Advisors's portfolio value fell 3% quarter-over-quarter to $170M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2014, filed 14 May 2014.