TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
1-Year Return 7.27%
This Quarter Return
+2.02%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$170M
AUM Growth
-$5.18M
Cap. Flow
-$1.43M
Cap. Flow %
-0.84%
Top 10 Hldgs %
24.56%
Holding
313
New
16
Increased
71
Reduced
94
Closed
29

Top Buys

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$1.4M
2
CPA icon
Copa Holdings
CPA
$1.23M
3
KYE
Kayne Anderson Energy
KYE
$571K
4
NIE
Virtus Equity & Convertible Income Fund
NIE
$523K
5
NCLH icon
Norwegian Cruise Line
NCLH
$490K

Top Sells

1
ETJ
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$1.51M
2
BLX icon
Foreign Trade Bank of Latin America
BLX
$1.19M
3
PDI icon
PIMCO Dynamic Income Fund
PDI
$967K
4
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$962K
5
IMF
WESTERN ASSET INFLATION MTGMT FUND INC. COM
IMF
$711K

Sector Composition

1 Consumer Staples 4.4%
2 Industrials 4.1%
3 Consumer Discretionary 3.33%
4 Financials 2.96%
5 Real Estate 1.58%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CXH
226
MFS Investment Grade Municipal Trust
CXH
$61.7M
$37K 0.02%
4,157
+250
+6% +$2.23K
GLU
227
Gabelli Utility & Income Trust
GLU
$107M
$35K 0.02%
1,763
– –
MVC
228
DELISTED
MVC Capital, Inc.
MVC
$35K 0.02%
2,618
-700
-21% -$9.36K
MSF
229
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$35K 0.02%
2,264
– –
BQY
230
DELISTED
BLACKROCK DIVIDEND INCOME TR COM SHS
BQY
$35K 0.02%
2,650
+150
+6% +$1.98K
MUA icon
231
BlackRock MuniAssets Fund
MUA
$416M
$31K 0.02%
2,500
-3,500
-58% -$43.4K
RNE
232
DELISTED
MORGAN STLY EASTEURO FD
RNE
$29K 0.02%
1,615
– –
STK
233
Columbia Seligman Premium Technology Growth Fund
STK
$529M
$27K 0.02%
1,726
– –
NKG.PRC
234
DELISTED
NUVEEN GA DIVID ADVANTAGE MUN FD 2 PFD SHS (MA)
NKG.PRC
$25K 0.01%
2,500
– –
GAB icon
235
Gabelli Equity Trust
GAB
$1.89B
$24K 0.01%
3,246
+61
+2% +$451
NHS
236
Neuberger Berman High Yield Strategies Fund
NHS
$229M
$24K 0.01%
1,743
– –
TYG.PRB
237
DELISTED
TORTOISE ENERGY INFRASTRUCTURE CORPORATION MANDATORY RED PFD
TYG.PRB
$24K 0.01%
2,600
– –
JRO
238
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$24K 0.01%
+2,000
New +$24K
JCE icon
239
Nuveen Core Equity Alpha Fund
JCE
$267M
$23K 0.01%
1,313
+47
+4% +$823
TY.PR icon
240
Tri-Continental Corporation $2.50 Cumulative Preferred
TY.PR
$33.6M
$23K 0.01%
500
– –
QQQX icon
241
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.33B
$22K 0.01%
1,185
+20
+2% +$371
GAB.PRD.CL
242
DELISTED
The Gabelli Equity Trust Inc. 5.875% Ser D Cumulative Pfd Called
GAB.PRD.CL
$21K 0.01%
848
– –
HYB
243
DELISTED
New America High Income Fund, Inc.
HYB
$20K 0.01%
2,000
– –
NMY.PRC
244
DELISTED
NUVEEN MD PREM INCOME MUN FD PFD SHS (USA)
NMY.PRC
$20K 0.01%
2,000
– –
NKG.PRE
245
DELISTED
NUVEEN GEORGIA DIV ADVTG MUNI FD 2.65% 2015-2
NKG.PRE
$20K 0.01%
2,000
– –
ETX
246
Eaton Vance Municipal Income 2028 Term Trust
ETX
$202M
$18K 0.01%
1,151
-650
-36% -$10.2K
ASG
247
Liberty All-Star Growth Fund
ASG
$344M
$17K 0.01%
3,094
+52
+2% +$286
SWZ
248
Swiss Helvetia Fund
SWZ
$79.4M
$17K 0.01%
1,173
-1,229
-51% -$17.8K
LBF
249
DELISTED
Deutsche Global High Incm Fund
LBF
$15K 0.01%
1,802
– –
FGB
250
DELISTED
First Trust Specialty Finance and Financial Opportunities Fund
FGB
$14K 0.01%
+1,797
New +$14K
8 9
10
11 12