SCD

LMP Capital and Income Fund
SCD

Overview Fund Activity

41 hedge funds and large institutions have $74.9M invested in LMP Capital and Income Fund in 2017 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 16 increasing their positions, 9 reducing their positions, and 7 closing their positions.

Holders
41
Holders Change
-1
Holders Change %
-2.38%
% of All Funds
1.02%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
16
Reduced
9
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAM
1
Advisors Asset Management
Colorado
$2.47M
2
1CP
2
1607 Capital Partners
Virginia
$2.99M
3
Wells Fargo
3
Wells Fargo
California
$12.3M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$3.02M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$657K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$12M
2
Cohen & Steers
2
Cohen & Steers
New York
$2.66M
3
RCM
3
Rivernorth Capital Management
Florida
$5.34M
4
MC
4
Matisse Capital
Oregon
$0
5
IECM
5
Intrinsic Edge Capital Management
Illinois
$0
Name Market Value Shares Shares
Change 		Shares
Change %
SCM
26
Saba Capital Management
New York
$165K 11,589 – –
CIA
27
Capital Investment Advisors
Georgia
$162K 11,400 – –
AG
28
Advisor Group
Arizona
$162K 11,346 +601 +6%
RJT
29
Raymond James Trust
Florida
$156K 11,008 – –
Ameriprise
30
Ameriprise
Minnesota
$147K 10,340 +10,340 New
Citigroup
31
Citigroup
New York
$146K 10,243 +1,711 +20%
M&T Bank
32
M&T Bank
New York
$142K 10,011 +10,011 New
BBPWM
33
Blue Bell Private Wealth Management
Pennsylvania
$45K 3,133 +542 +21%
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$24K 1,756 +26 +2%
US Bancorp
35
US Bancorp
Minnesota
$22K 1,552 +1,552 New
TCOV
36
Trust Company of Vermont
Vermont
$17K 1,178 – –
Creative Planning
37
Creative Planning
Kansas
$6K 400 – –
AF
38
Allworth Financial
California
– – – –
AIM
39
Acrospire Investment Management
Illinois
$4K 292 +292 New
PCM
40
Penserra Capital Management
California
$3K 256 -26 -9%
MFW
41
Mosaic Family Wealth
Missouri
$1K 75 -352 -82%
MA
42
MUFG Americas
New York
$1K 104 +104 New
MC
43
Matisse Capital
Oregon
– – -33,223 Closed
IECM
44
Intrinsic Edge Capital Management
Illinois
– – -30,000 Closed
SFS
45
Shaker Financial Services
Virginia
– – -20,921 Closed
LCM
46
Laurion Capital Management
New York
– – -12,248 Closed
KA
47
Klingman & Associates
New York
– – -11,600 Closed
CPA
48
Cowen Prime Advisors
New York
– – -5,000 Closed
BIG
49
Bellwether Investment Group
Tennessee
– – -634 Closed
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