Saratoga Investment
SAR
48 hedge funds and large institutions have $48.6M invested in Saratoga Investment in 2022 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 22 increasing their positions, 11 reducing their positions, and 11 closing their positions.
13,450% more call options, than puts
Call options by funds: $271K | Put options by funds: $2K
100% more repeat investments, than reductions
Existing positions increased: 22 | Existing positions reduced: 11
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
0.25% less ownership
Funds ownership: 19.73% → 19.48% (-0.25%)
11% less funds holding
Funds holding: 54 → 48 (-6)
14% less capital invested
Capital invested by funds: $56.3M → $48.6M (-$7.67M)
55% less first-time investments, than exits
New positions opened: 5 | Existing positions closed: 11
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
NLP
Next Level Private
Harrison,
New York
|
+$665K |
| 2 |
BDCM
Black Diamond Capital Management
Stamford,
Connecticut
|
+$286K |
| 3 |
CC
Claybrook Capital
Wellesley,
Massachusetts
|
+$278K |
| 4 |
HWAM
Hennion & Walsh Asset Management
Parsippany,
New Jersey
|
+$245K |
| 5 |
LFG
Larson Financial Group
St Louis,
Missouri
|
+$204K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
TJHA
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
-$1.97M |
| 2 |
Millennium Management
New York
|
-$393K |
| 3 |
Two Sigma Investments
New York
|
-$378K |
| 4 |
Two Sigma Advisers
New York
|
-$346K |
| 5 |
AAS
Avantax Advisory Services
Dallas,
Texas
|
-$212K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
AIP
51
Ahrens Investment Partners
Lafayette,
Louisiana
| – | -$102K | -4,243 | Closed |
|
52
Lazard Asset Management
New York
| – | -$71K | -2,963 | Closed |
|
53
Credit Agricole
Montrouge Cedex,
France
| – | -$24K | -1,000 | Closed |
|
|
FBC
54
Fairfield, Bush & Co
Darien,
Connecticut
| – | -$24K | -1,000 | Closed |
|
|
GWM
55
Geneos Wealth Management
Englewood,
Colorado
| – | -$9K | -381 | Closed |
|
56
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
| – | -$9K | -361 | Closed |
|
57
BlackRock
New York
| – | +$24 | +1 | New |
|
|
S
58
SignatureFD
Atlanta,
Georgia
| – | +$24 | +1 | New |
|
SAR Hedge Fund Activity: Q3 2022 in Review
48 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in Saratoga Investment (SAR) for Q3 2022, worth a combined $48.6M — down 14% from $56.3M a quarter earlier.
Sellers outnumbered buyers: 11 funds closed out of SAR and 5 opened new positions — a net loss of 6 holders — while 11 trimmed existing stakes and 22 added.
The largest buyer was Next Level Private, opening a new position worth an estimated $665K. The largest seller was Thomas J. Herzfeld Advisors, exiting entirely with an estimated $1.97M sold.
- 48 institutional investors held Saratoga Investment (SAR) as of Q3 2022, down from 54 in Q2 2022.
- Funds reported $48.6M of Saratoga Investment stock for Q3 2022, down 14% quarter-over-quarter.
- 5 funds opened new Saratoga Investment positions in Q3 2022 and 11 closed out, a net change of -6 holders.
- The largest Saratoga Investment buyer in Q3 2022 was Next Level Private, an estimated $665K added.
- The largest Saratoga Investment seller in Q3 2022 was Thomas J. Herzfeld Advisors, an estimated $1.97M sold.
Based on aggregated 13F filings for Q3 2022.