Saratoga Investment
SAR
53 hedge funds and large institutions have $36.5M invested in Saratoga Investment in 2021 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 19 increasing their positions, 11 reducing their positions, and 4 closing their positions.
150% more first-time investments, than exits
New positions opened: 10 | Existing positions closed: 4
73% more repeat investments, than reductions
Existing positions increased: 19 | Existing positions reduced: 11
16% more capital invested
Capital invested by funds: $31.6M → $36.5M (+$4.98M)
13% more funds holding
Funds holding: 47 → 53 (+6)
0.88% more ownership
Funds ownership: 10.49% → 11.37% (+0.88%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Ameriprise
Minneapolis,
Minnesota
|
+$740K |
| 2 |
AR
Advisory Research
Chicago,
Illinois
|
+$561K |
| 3 |
Morgan Stanley
New York
|
+$552K |
| 4 |
AAM
Advisors Asset Management
Monument,
Colorado
|
+$429K |
| 5 |
DTC
Davidson Trust Company
Seattle,
Washington
|
+$359K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
UBS Group
Zurich,
Switzerland
|
-$377K |
| 2 |
D.E. Shaw & Co
New York
|
-$360K |
| 3 |
EGA
Eagle Global Advisors
Houston,
Texas
|
-$337K |
| 4 |
PI
Putnam Investments
Boston,
Massachusetts
|
-$330K |
| 5 |
Legal & General Group
London,
United Kingdom
|
-$126K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
51
D.E. Shaw & Co
New York
| – | -$360K | -13,405 | Closed |
|
52
JP Morgan Chase
New York
| – | -$27.3K | -988 | -99% |
|
|
ASN
53
Advisory Services Network
Atlanta,
Georgia
| – | -$6K | -217 | Closed |
|
54
Deutsche Bank
Frankfurt Am Main Ge,
Germany
| – | +$138 | +5 | +71% |
|
SAR Hedge Fund Activity: Q3 2021 in Review
53 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Saratoga Investment (SAR) for Q3 2021, worth a combined $36.5M — up 16% from $31.6M a quarter earlier.
Buyers outnumbered sellers: 10 funds opened new SAR positions and 4 closed out — a net gain of 6 holders — while 19 added to existing stakes and 11 trimmed.
The largest buyer was Ameriprise, opening a new position worth an estimated $740K. The largest seller was UBS Group, cutting an estimated $377K.
- 53 institutional investors held Saratoga Investment (SAR) as of Q3 2021, up from 47 in Q2 2021.
- Funds reported $36.5M of Saratoga Investment stock for Q3 2021, up 16% quarter-over-quarter.
- 10 funds opened new Saratoga Investment positions in Q3 2021 and 4 closed out, a net change of +6 holders.
- The largest Saratoga Investment buyer in Q3 2021 was Ameriprise, an estimated $740K added.
- The largest Saratoga Investment seller in Q3 2021 was UBS Group, an estimated $377K sold.
Based on aggregated 13F filings for Q3 2021.