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Saratoga Investment
SAR

Overview Fund Activity

48 hedge funds and large institutions have $48.6M invested in Saratoga Investment in 2022 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 22 increasing their positions, 11 reducing their positions, and 11 closing their positions.

Holders
48
Holders Change
-6
Holders Change %
-11.11%
% of All Funds
0.83%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
5
Increased
22
Reduced
11
Closed
11
Calls
$271K
Puts
$2K
Net Calls
+$269K
Net Calls Change
-$9K

Top Buyers

1
NLP
1
Next Level Private
New York
$608K
2
BDCM
2
Black Diamond Capital Management
Connecticut
$21.8M
3
CC
3
Claybrook Capital
Massachusetts
$471K
4
HWAM
4
Hennion & Walsh Asset Management
New Jersey
$2.33M
5
LFG
5
Larson Financial Group
Missouri
$176K

Top Sellers

1
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$0
2
Millennium Management
2
Millennium Management
New York
$0
3
Two Sigma Investments
3
Two Sigma Investments
New York
$0
4
Two Sigma Advisers
4
Two Sigma Advisers
New York
$831K
5
AAS
5
Avantax Advisory Services
Texas
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Rockefeller Capital Management
26
Rockefeller Capital Management
New York
$380K 18,315 -826 -4%
BRWA
27
B. Riley Wealth Advisors
Florida
$348K 16,750 +1,225 +8%
VEA
28
Virtus ETF Advisers
New York
$337K 16,210 -1,058 -6%
BA
29
Bard Associates
Illinois
$334K 16,085 -160 -1%
Northern Trust
30
Northern Trust
Illinois
$320K 15,395 +1,194 +8%
JPMPWA
31
J.P. Morgan Private Wealth Advisors
California
$284K 13,677 +1,696 +14%
DTC
32
Davidson Trust Company
Washington
$228K 11,000 -2,000 -15%
LFG
33
Larson Financial Group
Missouri
$176K 8,468 +8,468 New
IA
34
IFP Advisors
Florida
$155K 6,728 +76 +1%
UBS Group
35
UBS Group
Switzerland
$87K 4,195 -777 -16%
TWM
36
Tradition Wealth Management
Minnesota
$31K 1,502 +37 +3%
CFB
37
Cullen/Frost Bankers
Texas
$19K 900 – –
APA
38
American Portfolios Advisors
New York
$18.3K 880 – –
SPIA
39
Steward Partners Investment Advisory
New York
$15K 734 – –
PP
40
PFS Partners
New Jersey
$10.4K 503 – –
National Bank of Canada
41
National Bank of Canada
Quebec, Canada
$10K 500 – –
ACM
42
Aquatic Capital Management
Illinois
$10K 500 +229 +85%
CHA
43
Carmichael Hill & Associates
Maryland
$7K 315 – –
TRCT
44
Tower Research Capital (TRC)
New York
$6K 301 +301 New
LWANC
45
Laurel Wealth Advisors (North Carolina)
North Carolina
$5K 241 – –
FMP
46
Financial Management Professionals
Texas
$4K 181 – –
TJHA
47
Thomas J. Herzfeld Advisors
Florida
– – -81,998 Closed
Millennium Management
48
Millennium Management
New York
– – -16,392 Closed
Two Sigma Investments
49
Two Sigma Investments
New York
– – -15,788 Closed
AAS
50
Avantax Advisory Services
Texas
– – -8,852 Closed
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