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Saratoga Investment
SAR

54 hedge funds and large institutions have $56.3M invested in Saratoga Investment in 2022 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 15 increasing their positions, 17 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0.87% less ownership

Funds ownership: 20.6% → 19.73% (-0.87%)

7% less funds holding

Funds holding: 58 → 54 (-4)

12% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 17

17% less capital invested

Capital invested by funds: $67.9M → $56.3M (-$11.6M)

36% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 11

Holders
54
Holders Change
-4
Holders Change %
-6.9%
% of All Funds
0.91%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
7
Increased
15
Reduced
17
Closed
11
Calls
$278K
Puts
–
Net Calls
+$278K
Net Calls Change
+$458K

Top Buyers

Rank Fund Capital Flow
1
BPC
Banque Pictet & Cie
Switzerland
+$1.1M
2
PNAA
Pictet North America Advisors
Switzerland
+$1.1M
3
BDCM
Black Diamond Capital Management
Connecticut
+$528K
4
Millennium Management
Millennium Management
New York
+$425K
5
Ameriprise
Ameriprise
Minnesota
+$402K

Top Sellers

Rank Fund Capital Flow
1
TJHA
Thomas J. Herzfeld Advisors
Florida
-$2.13M
2
Two Sigma Investments
Two Sigma Investments
New York
-$936K
3
AM
Ares Management
California
-$758K
4
NLP
Next Level Private
New York
-$623K
5
Cerity Partners
Cerity Partners
New York
-$560K
Name Holding Trade Value Shares
Change 		Change in
Stake
BA
26
Bard Associates
Illinois
$389K -$47.9K -1,850 -10%
Two Sigma Investments
27
Two Sigma Investments
New York
$378K -$936K -36,109 -70%
BRWA
28
B. Riley Wealth Advisors
Florida
$373K +$51.3K +1,980 +15%
Northern Trust
29
Northern Trust
Illinois
$340K +$8.42K +325 +2%
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$313K -$168K -6,492 -33%
DTC
31
Davidson Trust Company
Washington
$312K – – –
JMPWA
32
JP Morgan Private Wealth Advisors
California
$287K -$25.9K -1,000 -8%
CC
33
Claybrook Capital
Massachusetts
$266K +$288K +11,105 New
AAS
34
Avantax Advisory Services
Texas
$212K +$12.2K +469 +6%
IA
35
IFP Advisors
Florida
$154K – – –
UBS Group
36
UBS Group
Switzerland
$120K -$21.7K -838 -14%
AIP
37
Ahrens Investment Partners
Louisiana
$102K -$199K -7,687 -64%
Lazard Asset Management
38
Lazard Asset Management
New York
$71K +$40K +1,542 +109%
TWM
39
Tradition Wealth Management
Minnesota
$35K +$829 +32 +2%
Credit Agricole
40
Credit Agricole
France
$24K – – –
FBC
41
Fairfield, Bush & Co
Connecticut
$24K +$25.9K +1,000 New
CFB
42
Cullen/Frost Bankers
Texas
$22K -$11.8K -457 -34%
APA
43
American Portfolios Advisors
New York
$21.1K – – –
SPIA
44
Steward Partners Investment Advisory
New York
$18K – – –
PP
45
PFS Partners
New Jersey
$12.1K – – –
National Bank of Canada
46
National Bank of Canada
Quebec, Canada
$12K – – –
GWM
47
Geneos Wealth Management
Colorado
$9K -$35.6K -1,375 -78%
Northwestern Mutual Wealth Management
48
Northwestern Mutual Wealth Management
Wisconsin
$9K +$9.35K +361 New
CHA
49
Carmichael Hill & Associates
Maryland
$8K – – –
LWANC
50
Laurel Wealth Advisors (North Carolina)
North Carolina
$6K – – –
1
2
3

SAR Hedge Fund Activity: Q2 2022 in Review

54 of the 5,936 institutional investors tracked by Wall St. Rank reported a position in Saratoga Investment (SAR) for Q2 2022, worth a combined $56.3M — down 17% from $67.9M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of SAR and 7 opened new positions — a net loss of 4 holders — while 17 trimmed existing stakes and 15 added.

The largest buyer was Banque Pictet & Cie, opening a new position worth an estimated $1.1M. The largest seller was Thomas J. Herzfeld Advisors, cutting an estimated $2.13M.

  • 54 institutional investors held Saratoga Investment (SAR) as of Q2 2022, down from 58 in Q1 2022.
  • Funds reported $56.3M of Saratoga Investment stock for Q2 2022, down 17% quarter-over-quarter.
  • 7 funds opened new Saratoga Investment positions in Q2 2022 and 11 closed out, a net change of -4 holders.
  • The largest Saratoga Investment buyer in Q2 2022 was Banque Pictet & Cie, an estimated $1.1M added.
  • The largest Saratoga Investment seller in Q2 2022 was Thomas J. Herzfeld Advisors, an estimated $2.13M sold.

Based on aggregated 13F filings for Q2 2022.