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Saratoga Investment
SAR

Overview Fund Activity

54 hedge funds and large institutions have $56.3M invested in Saratoga Investment in 2022 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 15 increasing their positions, 17 reducing their positions, and 11 closing their positions.

Holders
54
Holders Change
-4
Holders Change %
-6.9%
% of All Funds
0.91%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
7
Increased
15
Reduced
17
Closed
11
Calls
$278K
Puts
–
Net Calls
+$278K
Net Calls Change
+$458K

Top Buyers

1
PNAA
1
Pictet North America Advisors
Switzerland
$1.02M
2
BDCM
2
Black Diamond Capital Management
Connecticut
$24.9M
3
Millennium Management
3
Millennium Management
New York
$393K
4
Ameriprise
4
Ameriprise
Minnesota
$979K
5
HWAM
5
Hennion & Walsh Asset Management
New Jersey
$2.44M

Top Sellers

1
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$1.97M
2
Two Sigma Investments
2
Two Sigma Investments
New York
$378K
3
AM
3
Ares Management
California
$0
4
NLP
4
Next Level Private
New York
$0
5
Cerity Partners
5
Cerity Partners
New York
$688K
Name Market Value Shares Shares
Change 		Shares
Change %
BA
26
Bard Associates
Illinois
$389K 16,245 -1,850 -10%
Two Sigma Investments
27
Two Sigma Investments
New York
$378K 15,788 -36,109 -70%
BRWA
28
B. Riley Wealth Advisors
Florida
$373K 15,525 +1,980 +15%
Northern Trust
29
Northern Trust
Illinois
$340K 14,201 +325 +2%
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$313K 13,072 -6,492 -33%
DTC
31
Davidson Trust Company
Washington
$312K 13,000 – –
JPMPWA
32
J.P. Morgan Private Wealth Advisors
California
$287K 11,981 -1,000 -8%
CC
33
Claybrook Capital
Massachusetts
$266K 11,105 +11,105 New
AAS
34
Avantax Advisory Services
Texas
$212K 8,852 +469 +6%
IA
35
IFP Advisors
Florida
$154K 6,652 – –
UBS Group
36
UBS Group
Switzerland
$120K 4,972 -838 -14%
AIP
37
Ahrens Investment Partners
Louisiana
$102K 4,243 -7,687 -64%
Lazard Asset Management
38
Lazard Asset Management
New York
$71K 2,963 +1,542 +109%
TWM
39
Tradition Wealth Management
Minnesota
$35K 1,465 +32 +2%
Credit Agricole
40
Credit Agricole
France
$24K 1,000 – –
FBC
41
Fairfield, Bush & Co
Connecticut
$24K 1,000 +1,000 New
CFB
42
Cullen/Frost Bankers
Texas
$22K 900 -457 -34%
APA
43
American Portfolios Advisors
New York
$21.1K 880 – –
SPIA
44
Steward Partners Investment Advisory
New York
$18K 734 – –
PP
45
PFS Partners
New Jersey
$12.1K 503 – –
National Bank of Canada
46
National Bank of Canada
Quebec, Canada
$12K 500 – –
GWM
47
Geneos Wealth Management
Colorado
$9K 381 -1,375 -78%
Northwestern Mutual Wealth Management
48
Northwestern Mutual Wealth Management
Wisconsin
$9K 361 +361 New
CHA
49
Carmichael Hill & Associates
Maryland
$8K 315 – –
LWANC
50
Laurel Wealth Advisors (North Carolina)
North Carolina
$6K 241 – –
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