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Saratoga Investment
SAR

Overview Fund Activity

58 hedge funds and large institutions have $67.9M invested in Saratoga Investment in 2022 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 25 increasing their positions, 10 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
58
Holders Change
-5
Holders Change %
-7.94%
% of All Funds
0.92%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
8
Increased
25
Reduced
10
Closed
13
Calls
$59K
Puts
$239K
Net Calls
-$180K
Net Calls Change
-$180K

Top Buyers

1
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$4.48M
2
BDCM
2
Black Diamond Capital Management
Connecticut
$27.7M
3
PAG
3
Private Advisor Group
New Jersey
$857K
4
Cambridge Investment Research Advisors
4
Cambridge Investment Research Advisors
Iowa
$239K
5
AAS
5
Avantax Advisory Services
Texas
$228K

Top Sellers

1
Marshall Wace
1
Marshall Wace
United Kingdom
$0
2
Two Sigma Investments
2
Two Sigma Investments
New York
$1.42M
3
Millennium Management
3
Millennium Management
New York
$0
4
HWAM
4
Hennion & Walsh Asset Management
New Jersey
$2.47M
5
PI
5
Putnam Investments
Massachusetts
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$533K -$300 -11 -0.1%
BA
27
Bard Associates
Illinois
$493K +$65.1K +2,390 +15%
VEA
28
Virtus ETF Advisers
New York
$479K +$93.6K +3,435 +24%
Northern Trust
29
Northern Trust
Illinois
$378K +$37.5K +1,378 +11%
BRWA
30
B. Riley Wealth Advisors
Florida
$370K +$39.1K +1,430 +12%
DTC
31
Davidson Trust Company
Washington
$354K – – –
JPMPWA
32
J.P. Morgan Private Wealth Advisors
California
$354K +$109K +4,006 +45%
AIP
33
Ahrens Investment Partners
Louisiana
$325K +$60.5K +2,220 +23%
Citadel Advisors
34
Citadel Advisors
Florida
$306K -$570K -20,913 -65%
FAIM
35
Financial Advocates Investment Management
Washington
$240K +$43.7K +1,602 +22%
Cambridge Investment Research Advisors
36
Cambridge Investment Research Advisors
Iowa
$239K +$239K +8,771 New
AAS
37
Avantax Advisory Services
Texas
$228K +$228K +8,383 New
TC
38
TAP Consulting
Missouri
$227K +$8.46K +310 +4%
MWM
39
Modera Wealth Management
New Jersey
$218K +$218K +8,000 New
UBS Group
40
UBS Group
Switzerland
$158K +$48.5K +1,783 +44%
IA
41
IFP Advisors
Florida
$154K +$154K +6,652 New
GWM
42
Geneos Wealth Management
Colorado
$47K – – –
TWM
43
Tradition Wealth Management
Minnesota
$39K +$1.44K +53 +4%
Lazard Asset Management
44
Lazard Asset Management
New York
$38K +$38K +1,421 New
CFB
45
Cullen/Frost Bankers
Texas
$37K – – –
Credit Agricole
46
Credit Agricole
France
$27K +$17.6K +650 +186%
APA
47
American Portfolios Advisors
New York
$24K – – –
SPIA
48
Steward Partners Investment Advisory
New York
$20K – – –
National Bank of Canada
49
National Bank of Canada
Quebec, Canada
$14K – – –
PP
50
PFS Partners
New Jersey
$13.7K – – –
1
2
3