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Saratoga Investment

63 hedge funds and large institutions have $74.9M invested in Saratoga Investment in 2021 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 19 increasing their positions, 12 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

111% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 9

105% more capital invested

Capital invested by funds: $36.5M → $74.9M (+$38.4M)

58% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 12

19% more funds holding

Funds holding: 5363 (+10)

11.07% more ownership

Funds ownership: 11.37%22.44% (+11%)

Holders
63
Holders Change
+10
Holders Change %
+18.87%
% of All Funds
0.97%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
19
Increased
19
Reduced
12
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NLP
26
Next Level Private
New York
$645K +$638K +21,950 New
DADC
27
D.A. Davidson & Co
Montana
$619K +$116K +4,000 +23%
D.E. Shaw & Co
28
D.E. Shaw & Co
New York
$580K +$574K +19,747 New
Royal Bank of Canada
29
Royal Bank of Canada
Ontario, Canada
$575K +$107K +3,676 +23%
CPIG
30
Chicago Partners Investment Group
Illinois
$567K +$378K +13,010 +161%
Rockefeller Capital Management
31
Rockefeller Capital Management
New York
$492K +$422K +14,501 +646%
BA
32
Bard Associates
Illinois
$461K +$134K +4,610 +42%
PAG
33
Private Advisor Group
New Jersey
$423K
VEA
34
Virtus ETF Advisers
New York
$416K -$70.8K -2,436 -15%
DTC
35
Davidson Trust Company
Washington
$382K
Northern Trust
36
Northern Trust
Illinois
$367K -$2.88K -99 -0.8%
BRWA
37
B. Riley Wealth Advisors
Florida
$356K +$494 +17 +0.1%
ASFA
38
All Season Financial Advisors
Colorado
$332K +$329K +11,301 New
Commonwealth Equity Services
39
Commonwealth Equity Services
Massachusetts
$290K +$2.91K +100 +1%
AIP
40
Ahrens Investment Partners
Louisiana
$285K -$34.9K -1,200 -11%
JMPWA
41
JP Morgan Private Wealth Advisors
California
$264K +$13.8K +475 +6%
JF
42
Jump Financial
Illinois
$259K +$256K +8,800 New
TC
43
TAP Consulting
Missouri
$235K
FAIM
44
Financial Advocates Investment Management
Washington
$212K +$210K +7,206 New
UBS Group
45
UBS Group
Switzerland
$118K +$4.36K +150 +4%
CWS
46
Confluence Wealth Services
Pennsylvania
$88K +$87.3K +3,000 New
GWM
47
Geneos Wealth Management
Colorado
$51K +$40K +1,375 +361%
TWM
48
Tradition Wealth Management
Minnesota
$41K
CFB
49
Cullen/Frost Bankers
Texas
$40K
APA
50
American Portfolios Advisors
New York
$25.9K

SAR Hedge Fund Activity: Q4 2021 in Review

63 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Saratoga Investment (SAR) for Q4 2021, worth a combined $74.9M — up 105% from $36.5M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new SAR positions and 9 closed out — a net gain of 10 holders — while 19 added to existing stakes and 12 trimmed.

The largest buyer was Thomas J. Herzfeld Advisors, opening a new position worth an estimated $2.93M. The largest seller was Putnam Investments, cutting an estimated $1.83M.

  • 63 institutional investors held Saratoga Investment (SAR) as of Q4 2021, up from 53 in Q3 2021.
  • Funds reported $74.9M of Saratoga Investment stock for Q4 2021, up 105% quarter-over-quarter.
  • 19 funds opened new Saratoga Investment positions in Q4 2021 and 9 closed out, a net change of +10 holders.
  • The largest Saratoga Investment buyer in Q4 2021 was Thomas J. Herzfeld Advisors, an estimated $2.93M added.
  • The largest Saratoga Investment seller in Q4 2021 was Putnam Investments, an estimated $1.83M sold.

Based on aggregated 13F filings for Q4 2021.