SAR icon

Saratoga Investment
SAR

Overview Fund Activity

63 hedge funds and large institutions have $74.9M invested in Saratoga Investment in 2021 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 19 increasing their positions, 12 reducing their positions, and 9 closing their positions.

Holders
63
Holders Change
+10
Holders Change %
+18.87%
% of All Funds
0.97%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
19
Increased
19
Reduced
12
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$2.96M
2
Two Sigma Investments
2
Two Sigma Investments
New York
$2.49M
3
Citadel Advisors
3
Citadel Advisors
Florida
$944K
4
Marshall Wace
4
Marshall Wace
United Kingdom
$897K
5
Millennium Management
5
Millennium Management
New York
$834K

Top Sellers

1
PI
1
Putnam Investments
Massachusetts
$703K
2
AM
2
Ares Management
California
$817K
3
RJA
3
Raymond James & Associates
Florida
$2.19M
4
HWAM
4
Hennion & Walsh Asset Management
New Jersey
$3.54M
5
CA
5
Cetera Advisors
Colorado
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
NLP
26
Next Level Private
New York
$645K +$645K +21,950 New
DADC
27
D.A. Davidson & Co
Montana
$619K +$118K +4,000 +23%
D.E. Shaw & Co
28
D.E. Shaw & Co
New York
$580K +$580K +19,747 New
Royal Bank of Canada
29
Royal Bank of Canada
Ontario, Canada
$575K +$108K +3,676 +23%
CPIG
30
Chicago Partners Investment Group
Illinois
$567K +$350K +13,010 +161%
Rockefeller Capital Management
31
Rockefeller Capital Management
New York
$492K +$426K +14,501 +646%
BA
32
Bard Associates
Illinois
$461K +$135K +4,610 +42%
PAG
33
Private Advisor Group
New Jersey
$423K – – –
VEA
34
Virtus ETF Advisers
New York
$416K -$71.6K -2,436 -15%
DTC
35
Davidson Trust Company
Washington
$382K – – –
Northern Trust
36
Northern Trust
Illinois
$367K -$2.91K -99 -0.8%
BRWA
37
B. Riley Wealth Advisors
Florida
$356K +$500 +17 +0.1%
ASFA
38
All Season Financial Advisors
Colorado
$332K +$332K +11,301 New
Commonwealth Equity Services
39
Commonwealth Equity Services
Massachusetts
$290K +$2.94K +100 +1%
AIP
40
Ahrens Investment Partners
Louisiana
$285K -$35.2K -1,200 -11%
JPMPWA
41
J.P. Morgan Private Wealth Advisors
California
$264K +$14K +475 +6%
JF
42
Jump Financial
Illinois
$259K +$259K +8,800 New
TC
43
TAP Consulting
Missouri
$235K – – –
FAIM
44
Financial Advocates Investment Management
Washington
$212K +$212K +7,206 New
UBS Group
45
UBS Group
Switzerland
$118K +$4.4K +150 +4%
CWS
46
Confluence Wealth Services
Pennsylvania
$88K +$88K +3,000 New
GWM
47
Geneos Wealth Management
Colorado
$51K +$39.9K +1,375 +361%
TWM
48
Tradition Wealth Management
Minnesota
$41K – – –
CFB
49
Cullen/Frost Bankers
Texas
$40K – – –
APA
50
American Portfolios Advisors
New York
$25.9K – – –
1
2
3