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Saratoga Investment
SAR

Overview Fund Activity

44 hedge funds and large institutions have $29.4M invested in Saratoga Investment in 2020 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 13 increasing their positions, 14 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
44
Holders Change
+4
Holders Change %
+10%
% of All Funds
0.78%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
10
Increased
13
Reduced
14
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AIP
Ahrens Investment Partners
Louisiana
+$640K
2
CCM
Callodine Capital Management
Massachusetts
+$376K
3
VF
Virtu Financial
New York
+$335K
4
Truist Financial
Truist Financial
North Carolina
+$302K
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$238K

Top Sellers

1
RCM
Radcliffe Capital Management
Pennsylvania
-$1.09M
2
JPMPWA
J.P. Morgan Private Wealth Advisors
California
-$881K
3
Morgan Stanley
Morgan Stanley
New York
-$694K
4
AM
Ares Management
California
-$601K
5
Two Sigma Advisers
Two Sigma Advisers
New York
-$413K
Name Holding Trade Value Shares
Change 		Shares
Change %
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$240K +$108K +5,160 +81%
Morgan Stanley
27
Morgan Stanley
New York
$236K -$694K -33,279 -75%
Northern Trust
28
Northern Trust
Illinois
$236K -$52.1K -2,502 -18%
VEA
29
Virtus ETF Advisers
New York
$206K -$54.1K -2,597 -21%
IAIM
30
International Assets Investment Management
Florida
$111K +$111K +4,650 New
TRCT
31
Tower Research Capital (TRC)
New York
$33K -$2.5K -119 -7%
TWM
32
Tradition Wealth Management
Minnesota
$27K +$27K +1,289 New
Rockefeller Capital Management
33
Rockefeller Capital Management
New York
$26K +$26K +1,263 New
WEC
34
Winslow Evans & Crocker
Massachusetts
$25K +$25K +1,200 New
JPMorgan Chase & Co
35
JPMorgan Chase & Co
New York
$21K +$21K +1,000 New
FIA
36
FNY Investment Advisers
New York
$19K +$19K +937 New
APA
37
American Portfolios Advisors
New York
$18.3K – – –
GWM
38
Geneos Wealth Management
Colorado
$9K – – –
SSB
39
Sandy Spring Bank
Maryland
$8K – – –
LWANC
40
Laurel Wealth Advisors (North Carolina)
North Carolina
$5K – – –
ICP
41
Interchange Capital Partners
Pennsylvania
$5K +$5K +250 New
ASN
42
Advisory Services Network
Georgia
$2K +$36 +2 +2%
AWM
43
Avior Wealth Management
Nebraska
$1K +$1K +90 New
RCM
44
Radcliffe Capital Management
Pennsylvania
– -$1.09M -65,000 Closed
JPMPWA
45
J.P. Morgan Private Wealth Advisors
California
– -$881K -52,497 Closed
Two Sigma Advisers
46
Two Sigma Advisers
New York
– -$413K -24,600 Closed
CCM
47
Chiron Capital Management
Florida
– -$4K -225 Closed
OIA
48
Optimum Investment Advisors
Illinois
– -$3K -200 Closed
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