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Saratoga Investment
SAR

Overview Fund Activity

42 hedge funds and large institutions have $47.4M invested in Saratoga Investment in 2019 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 17 increasing their positions, 4 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
42
Holders Change
+11
Holders Change %
+35.48%
% of All Funds
0.92%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
14
Increased
17
Reduced
4
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Millennium Management
Millennium Management
New York
$2.68M
2
Marshall Wace
Marshall Wace
United Kingdom
$1.76M
3
Two Sigma Investments
Two Sigma Investments
New York
$1.41M
4
Citadel Advisors
Citadel Advisors
Florida
$768K
5
Two Sigma Advisers
Two Sigma Advisers
New York
$1.03M

Top Sellers

1
LTFS
Ladenburg Thalmann Financial Services
Florida
$2.69M
2
PPP
Private Portfolio Partners
New Jersey
$0
3
P
&Partners
Tennessee
$0
4
JPMPWA
J.P. Morgan Private Wealth Advisors
California
$544K
5
MCM
McKinley Capital Management
Alaska
$751K
Name Holding Trade Value Shares
Change 		Shares
Change %
DADC
26
D.A. Davidson & Co
Montana
$290K +$290K +11,715 New
DTL
27
Dynamic Technology Lab
Singapore
$247K +$247K +10,002 New
AIM
28
Advantage Investment Management
Iowa
$244K -$60.7K -2,454 -20%
Morgan Stanley
29
Morgan Stanley
New York
$243K +$147K +5,943 +154%
VFA
30
Valeo Financial Advisors
Indiana
$144K – – –
APA
31
American Portfolios Advisors
New York
$42.1K – – –
BWA
32
BDO Wealth Advisors
Florida
$37K – – –
Victory Capital Management
33
Victory Capital Management
Texas
$28K +$28K +1,140 New
NSIM
34
North Star Investment Management
Illinois
$27K +$27K +1,100 New
CBT
35
Capital Bank & Trust
California
$25K – – –
QCIG
36
Quad-Cities Investment Group
Iowa
$20K +$20K +818 New
GWM
37
Geneos Wealth Management
Colorado
$9K – – –
ASN
38
Advisory Services Network
Georgia
$5K – – –
OIA
39
Optimum Investment Advisors
Illinois
$5K +$5K +200 New
PCG
40
Private Capital Group
Connecticut
$4K +$4K +150 New
PPP
41
Private Portfolio Partners
New Jersey
– -$284K -11,485 Closed
P
42
&Partners
Tennessee
– -$225K -9,130 Closed
NFG
43
Next Financial Group
Texas
– -$49K -2,000 Closed
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