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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

45 hedge funds and large institutions have $39M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2025 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 15 increasing their positions, 10 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 10

36% more capital invested

Capital invested by funds: $28.6M → $39M (+$10.4M)

7.03% more ownership

Funds ownership: 23.61%30.64% (+7%)

4% less funds holding

Funds holding: 4745 (-2)

20% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 10

Holders
45
Holders Change
-2
Holders Change %
-4.26%
% of All Funds
0.59%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
15
Reduced
10
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Cetera Investment Advisers
26
Cetera Investment Advisers
Illinois
$185K +$45.6K +4,858 +34%
CCG
27
Catalina Capital Group
California
$184K -$300 -32 -0.2%
BW
28
Basepoint Wealth
Iowa
$172K -$25.6K -2,730 -13%
HighTower Advisors
29
HighTower Advisors
Illinois
$147K -$7.05K -751 -5%
AC
30
Apella Capital
Connecticut
$146K
SFI
31
SPC Financial Inc
Maryland
$131K
JCM
32
Jag Capital Management
Missouri
$124K
MFWP
33
Mosaic Family Wealth Partners
Missouri
$115K
Osaic Holdings
34
Osaic Holdings
Arizona
$113K
Commonwealth Equity Services
35
Commonwealth Equity Services
Massachusetts
$111K +$591 +63 +0.6%
CPRC
36
Consolidated Portfolio Review Corp
New York
$103K
UBS Group
37
UBS Group
Switzerland
$71.4K +$1.92K +205 +3%
Rockefeller Capital Management
38
Rockefeller Capital Management
New York
$32.4K +$31.2K +3,325 New
TJHA
39
Thomas J. Herzfeld Advisors
Florida
$31.3K +$3.25K +346 +12%
AF
40
Allworth Financial
California
$24.5K
WBC
41
West Branch Capital
Massachusetts
$22.4K +$272 +29 +1%
Royal Bank of Canada
42
Royal Bank of Canada
Ontario, Canada
$16K
FDCDDQ
43
Federation des caisses Desjardins du Quebec
Quebec, Canada
$12.7K
CA
44
CoreCap Advisors
Michigan
$9.75K -$30K -3,200 -76%
BBPWM
45
Blue Bell Private Wealth Management
Pennsylvania
$9.75K
MC
46
Matisse Capital
Oregon
-$1.58M -170,775 Closed
EMCIP
47
Ewing Morris & Co Investment Partners
Ontario, Canada
-$700K -75,690 Closed
SXL
48
Summit X LLC
Missouri
-$528K -57,112 Closed
WAM
49
Wolverine Asset Management
Illinois
-$365K -39,431 Closed
SAM
50
Smith Asset Management
Florida
-$298K -32,193 Closed

PFO Hedge Fund Activity: Q3 2025 in Review

45 of the 7,621 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) for Q3 2025, worth a combined $39M — up 36% from $28.6M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of PFO and 8 opened new positions — a net loss of 2 holders — while 10 trimmed existing stakes and 15 added.

The largest buyer was Sit Investment Associates, adding an estimated $5.5M. The largest seller was Rivernorth Capital Management, cutting an estimated $1.68M.

  • 45 institutional investors held Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) as of Q3 2025, down from 47 in Q2 2025.
  • Funds reported $39M of Flaherty & Crumrine Preferred and Income Opportunity Fund stock for Q3 2025, up 36% quarter-over-quarter.
  • 8 funds opened new Flaherty & Crumrine Preferred and Income Opportunity Fund positions in Q3 2025 and 10 closed out, a net change of -2 holders.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund buyer in Q3 2025 was Sit Investment Associates, an estimated $5.5M added.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund seller in Q3 2025 was Rivernorth Capital Management, an estimated $1.68M sold.

Based on aggregated 13F filings for Q3 2025.