PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO

Overview Fund Activity

37 hedge funds and large institutions have $11.2M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2019 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 6 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
37
Holders Change
+3
Holders Change %
+8.82%
% of All Funds
0.73%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
10
Reduced
6
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
UBS Group
Switzerland
+$794K
2
Wells Fargo
Wells Fargo
California
+$42.1K
3
FAAS
First Allied Advisory Services
California
+$24.6K
4
DADC
D.A. Davidson & Co
Montana
+$18.8K
5
PAG
Private Advisor Group
New Jersey
+$15.9K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$934K
2
JPLA
Joseph P. Lucia & Associates
New York
-$73K
3
SSB
Sandy Spring Bank
Maryland
-$24K
4
SXL
Summit X LLC
Missouri
-$20.2K
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$12.7K
Name Holding Trade Value Shares
Change 		Shares
Change %
SAG
26
Spotlight Asset Group
Illinois
$123K +$123K +11,085 New
Citigroup
27
Citigroup
New York
$102K – – –
AG
28
Advisor Group
Arizona
$91K +$394 +32 +0.4%
AF
29
Advisornet Financial
Minnesota
$90K – – –
SAM
30
S.A. Mason
Michigan
$86K +$86K +7,000 New
Bank of America
31
Bank of America
North Carolina
$58K -$11.9K -959 -17%
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$27K – – –
APA
33
American Portfolios Advisors
New York
$16K – – –
FDCDDQ
34
Federation des caisses Desjardins du Quebec
Quebec, Canada
$16K – – –
GWM
35
Geneos Wealth Management
Colorado
$14K – – –
FCM
36
Firestone Capital Management
Florida
$11K +$11K +915 New
JPLA
37
Joseph P. Lucia & Associates
New York
– -$73K -6,000 Closed
SSB
38
Sandy Spring Bank
Maryland
– -$24K -2,000 Closed
1
2