PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO

Overview Fund Activity

34 hedge funds and large institutions have $11M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2019 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 10 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
34
Holders Change
-3
Holders Change %
-8.11%
% of All Funds
0.75%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
10
Reduced
11
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$76.8K
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$49K
3
Bank of America
Bank of America
North Carolina
+$27.5K
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$25.9K
5
AG
Advisor Group
Arizona
+$25.8K

Top Sellers

1
HKAM
Horizon Kinetics Asset Management
New York
-$232K
2
CAN
Cetera Advisor Networks
California
-$196K
3
MFW
Mosaic Family Wealth
Missouri
-$177K
4
SXL
Summit X LLC
Missouri
-$72.5K
5
FHA
Flagship Harbor Advisors
Massachusetts
-$50K
Name Holding Trade Value Shares
Change 		Shares
Change %
AF
26
Advisornet Financial
Minnesota
$89K – – –
JPLA
27
Joseph P. Lucia & Associates
New York
$73K – – –
Bank of America
28
Bank of America
North Carolina
$69K +$27.5K +2,241 +66%
UBS Group
29
UBS Group
Switzerland
$66K -$16.3K -1,331 -20%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$27K -$9.55K -779 -26%
SSB
31
Sandy Spring Bank
Maryland
$24K +$24K +2,000 New
FDCDDQ
32
Federation des caisses Desjardins du Quebec
Quebec, Canada
$15.9K -$15.9K -1,300 -50%
APA
33
American Portfolios Advisors
New York
$15.9K – – –
GWM
34
Geneos Wealth Management
Colorado
$14K – – –
HKAM
35
Horizon Kinetics Asset Management
New York
– -$232K -19,786 Closed
CAN
36
Cetera Advisor Networks
California
– -$196K -16,660 Closed
FHA
37
Flagship Harbor Advisors
Massachusetts
– -$50K -4,310 Closed
RCAG
38
Rehmann Capital Advisory Group
Michigan
– -$23.4K -2,000 Closed
1
2