PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO

Overview Fund Activity

37 hedge funds and large institutions have $10.7M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2018 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 10 increasing their positions, 12 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
37
Holders Change
+1
Holders Change %
+2.78%
% of All Funds
0.83%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
10
Reduced
12
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$465K
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$218K
3
SXL
Summit X LLC
Missouri
+$207K
4
FAAS
First Allied Advisory Services
California
+$119K
5
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
+$84K

Top Sellers

1
US Bancorp
US Bancorp
Minnesota
-$120K
2
PI
Parkside Investments
Illinois
-$116K
3
PAG
Private Advisor Group
New Jersey
-$72.5K
4
HK
Horizon Kinetics
New York
-$66.3K
5
Wells Fargo
Wells Fargo
California
-$26K
Name Holding Trade Value Shares
Change 		Shares
Change %
Citigroup
26
Citigroup
New York
$87K – – –
AF
27
Advisornet Financial
Minnesota
$77K – – –
UBS Group
28
UBS Group
Switzerland
$60K -$16K -1,517 -21%
FHA
29
Flagship Harbor Advisors
Massachusetts
$45K -$10 -1 -0%
AG
30
Advisor Group
Arizona
$44K +$4.55K +433 +12%
FHB
31
First Hawaiian Bank
Hawaii
$43K – – –
Bank of America
32
Bank of America
North Carolina
$33K -$7.19K -683 -18%
FDCDDQ
33
Federation des caisses Desjardins du Quebec
Quebec, Canada
$27.4K – – –
RCAG
34
Rehmann Capital Advisory Group
Michigan
$21.1K – – –
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$21K – – –
APA
36
American Portfolios Advisors
New York
$13.7K – – –
GWM
37
Geneos Wealth Management
Colorado
$12K – – –
PI
38
Parkside Investments
Illinois
– -$116K -10,000 Closed
1
2