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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

36 hedge funds and large institutions have $10.9M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2018 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 9 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 9

1.86% less ownership

Funds ownership: 9.33%7.47% (-1.9%)

10% less funds holding

Funds holding: 4036 (-4)

13% less capital invested

Capital invested by funds: $12.6M → $10.9M (-$1.68M)

50% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 8

Holders
36
Holders Change
-4
Holders Change %
-10%
% of All Funds
0.82%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
9
Reduced
9
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AF
26
Advisornet Financial
Minnesota
$85K
UBS Group
27
UBS Group
Switzerland
$84K +$19.9K +1,717 +31%
FHA
28
Flagship Harbor Advisors
Massachusetts
$50K +$12 +1 +0%
FHB
29
First Hawaiian Bank
Hawaii
$47K +$47.2K +4,080 New
Bank of America
30
Bank of America
North Carolina
$44K -$19K -1,640 -30%
AG
31
Advisor Group
Arizona
$44K -$12.8K -1,102 -23%
FDCDDQ
32
Federation des caisses Desjardins du Quebec
Quebec, Canada
$30.3K
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$24K
RCAG
34
Rehmann Capital Advisory Group
Michigan
$23.3K
APA
35
American Portfolios Advisors
New York
$15.1K
GWM
36
Geneos Wealth Management
Colorado
$13K
WAM
37
Wolverine Asset Management
Illinois
-$1.31M -121,645 Closed
COLIM
38
City of London Investment Management
United Kingdom
-$606K -56,400 Closed
RCM
39
Robinson Capital Management
Michigan
-$554K -51,547 Closed
CHA
40
Cedar Hill Associates
Illinois
-$399K -37,100 Closed
Cambridge Investment Research Advisors
41
Cambridge Investment Research Advisors
Iowa
-$229K -21,333 Closed
CA
42
Cetera Advisors
Colorado
-$116K -10,585 Closed
SF
43
Synovus Financial
Georgia
-$41K -3,817 Closed
IA
44
IFP Advisors
Florida
-$5K -428 Closed

PFO Hedge Fund Activity: Q3 2018 in Review

36 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) for Q3 2018, worth a combined $10.9M — down 13% from $12.6M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of PFO and 4 opened new positions — a net loss of 4 holders — while 9 trimmed existing stakes and 9 added.

The largest buyer was Private Advisor Group, opening a new position worth an estimated $481K. The largest seller was Wolverine Asset Management, exiting entirely with an estimated $1.31M sold.

  • 36 institutional investors held Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) as of Q3 2018, down from 40 in Q2 2018.
  • Funds reported $10.9M of Flaherty & Crumrine Preferred and Income Opportunity Fund stock for Q3 2018, down 13% quarter-over-quarter.
  • 4 funds opened new Flaherty & Crumrine Preferred and Income Opportunity Fund positions in Q3 2018 and 8 closed out, a net change of -4 holders.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund buyer in Q3 2018 was Private Advisor Group, an estimated $481K added.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund seller in Q3 2018 was Wolverine Asset Management, an estimated $1.31M sold.

Based on aggregated 13F filings for Q3 2018.