PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO

Overview Fund Activity

39 hedge funds and large institutions have $11.9M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2018 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 15 increasing their positions, 6 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
39
Holders Change
+4
Holders Change %
+11.43%
% of All Funds
0.9%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
15
Reduced
6
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
Wolverine Asset Management
Illinois
+$1.36M
2
COLIM
City of London Investment Management
United Kingdom
+$612K
3
CHA
Cedar Hill Associates
Illinois
+$598K
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$267K
5
PAG
Private Advisor Group
New Jersey
+$150K

Top Sellers

1
Fifth Third Bancorp
Fifth Third Bancorp
Ohio
-$816K
2
LCM
Laurion Capital Management
New York
-$487K
3
CAN
Cetera Advisor Networks
California
-$405K
4
Invesco
Invesco
Georgia
-$344K
5
GC
Guggenheim Capital
Illinois
-$311K
Name Holding Trade Value Shares
Change 		Shares
Change %
AF
26
Advisornet Financial
Minnesota
$79K +$79K +7,300 New
Bank of America
27
Bank of America
North Carolina
$75K -$629 -58 -0.8%
UBS Group
28
UBS Group
Switzerland
$74K -$29.6K -2,722 -29%
AG
29
Advisor Group
Arizona
$55K +$2.87K +267 +6%
SF
30
Synovus Financial
Georgia
$41K +$41K +3,817 New
PWM
31
Perigon Wealth Management
California
$36K +$36K +3,290 New
FDCDDQ
32
Federation des caisses Desjardins du Quebec
Quebec, Canada
$28.2K – – –
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$22K +$3.3K +305 +18%
RCAG
34
Rehmann Capital Advisory Group
Michigan
$22K +$22K +2,000 New
APA
35
American Portfolios Advisors
New York
$14.1K – – –
RFWA
36
RPg Family Wealth Advisory
Massachusetts
$13.7K +$13.7K +1,260 New
GWM
37
Geneos Wealth Management
Colorado
$13K – – –
LGWM
38
Litman Gregory Wealth Management
California
$4K +$4K +400 New
SWP
39
Stratos Wealth Partners
Ohio
$2K – – –
LCM
40
Laurion Capital Management
New York
– -$487K -41,254 Closed
CAN
41
Cetera Advisor Networks
California
– -$405K -34,106 Closed
Invesco
42
Invesco
Georgia
– -$344K -29,136 Closed
AGM
43
Alpine Global Management
New York
– -$178K -15,105 Closed
CA
44
Cetera Advisors
Colorado
– -$151K -12,585 Closed
RPG
45
Risk Paradigm Group
Texas
– -$29.8K -2,520 Closed
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