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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

39 hedge funds and large institutions have $11.9M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2018 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 15 increasing their positions, 6 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 6

67% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 6

11% more funds holding

Funds holding: 3539 (+4)

0.78% more ownership

Funds ownership: 7.99%8.78% (+0.78%)

0% less capital invested

Capital invested by funds: $12M → $11.9M (-$16.8K)

Holders
39
Holders Change
+4
Holders Change %
+11.43%
% of All Funds
0.89%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
15
Reduced
6
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AF
26
Advisornet Financial
Minnesota
$79K +$81.4K +7,300 New
Bank of America
27
Bank of America
North Carolina
$75K -$647 -58 -0.8%
UBS Group
28
UBS Group
Switzerland
$74K -$30.4K -2,722 -29%
AG
29
Advisor Group
Arizona
$55K +$2.98K +267 +6%
SF
30
Synovus Financial
Georgia
$41K +$42.6K +3,817 New
PWM
31
Perigon Wealth Management
California
$36K +$36.7K +3,290 New
FDCDDQ
32
Federation des caisses Desjardins du Quebec
Quebec, Canada
$28.2K
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$22K +$3.4K +305 +18%
RCAG
34
Rehmann Capital Advisory Group
Michigan
$22K +$22.3K +2,000 New
APA
35
American Portfolios Advisors
New York
$14.1K
RFWA
36
RPg Family Wealth Advisory
Massachusetts
$13.7K +$14.1K +1,260 New
GWM
37
Geneos Wealth Management
Colorado
$13K
LGWM
38
Litman Gregory Wealth Management
California
$4K +$4.46K +400 New
SWP
39
Stratos Wealth Partners
Ohio
$2K
LCM
40
Laurion Capital Management
New York
-$487K -41,254 Closed
CAN
41
Cetera Advisor Networks
California
-$405K -34,106 Closed
Invesco
42
Invesco
Georgia
-$344K -29,136 Closed
AGM
43
Alpine Global Management
New York
-$178K -15,105 Closed
CA
44
Cetera Advisors
Colorado
-$151K -12,585 Closed
RPG
45
Risk Paradigm Group
Texas
-$29.8K -2,520 Closed

PFO Hedge Fund Activity: Q1 2018 in Review

39 of the 4,364 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) for Q1 2018, worth a combined $11.9M — down 0.14% from $12M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new PFO positions and 6 closed out — a net gain of 4 holders — while 15 added to existing stakes and 6 trimmed.

The largest buyer was Wolverine Asset Management, adding an estimated $1.39M. The largest seller was Fifth Third Bancorp, cutting an estimated $838K.

  • 39 institutional investors held Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) as of Q1 2018, up from 35 in Q4 2017.
  • Funds reported $11.9M of Flaherty & Crumrine Preferred and Income Opportunity Fund stock for Q1 2018, down 0.14% quarter-over-quarter.
  • 10 funds opened new Flaherty & Crumrine Preferred and Income Opportunity Fund positions in Q1 2018 and 6 closed out, a net change of +4 holders.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund buyer in Q1 2018 was Wolverine Asset Management, an estimated $1.39M added.
  • The largest Flaherty & Crumrine Preferred and Income Opportunity Fund seller in Q1 2018 was Fifth Third Bancorp, an estimated $838K sold.

Based on aggregated 13F filings for Q1 2018.