PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO

Overview Fund Activity

29 hedge funds and large institutions have $9.89M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2015 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 9 increasing their positions, 10 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
29
Holders Change
-2
Holders Change %
-6.45%
% of All Funds
0.76%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
9
Reduced
10
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
LPL Financial
California
$1.5M
2
GC
Guggenheim Capital
Illinois
$577K
3
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
$224K
4
Morgan Stanley
Morgan Stanley
New York
$994K
5
PAG
Private Advisor Group
New Jersey
$182K

Top Sellers

1
WAM
Wolverine Asset Management
Illinois
$0
2
FFA
First Foundation Advisors
California
$213K
3
CRC
Curi RMB Capital
Illinois
$164K
4
SIA
Sit Investment Associates
Minnesota
$208K
5
CCM
Covington Capital Management
California
$504K
Name Holding Trade Value Shares
Change 		Shares
Change %
AIG
26
American International Group
New York
$22K – – –
RPG
27
Risk Paradigm Group
Texas
$13.4K – – –
FCCM
28
First City Capital Management
Georgia
$6.86K +$6.86K +643 New
FAM
29
Formidable Asset Management
Ohio
$5K – – –
WAM
30
Wealthspire Advisors (Maryland)
Maryland
$5K – – –
WAM
31
Wolverine Asset Management
Illinois
– -$421K -41,003 Closed
US Bancorp
32
US Bancorp
Minnesota
– -$10K -1,000 Closed
WCM
33
Windsor Capital Management
Arizona
– -$5K -500 Closed
BCM
34
Brookstone Capital Management
Illinois
– -$2K -200 Closed
1
2