PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO

Overview Fund Activity

24 hedge funds and large institutions have $12.3M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2014 Q1 according to their latest regulatory filings, with 1 funds opening new positions, 7 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
24
Holders Change
-2
Holders Change %
-7.69%
% of All Funds
0.69%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
7
Reduced
9
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
Wells Fargo
California
+$1.01M
2
Morgan Stanley
Morgan Stanley
New York
+$176K
3
LPL Financial
LPL Financial
California
+$132K
4
SIA
Sit Investment Associates
Minnesota
+$67K
5
LWM
Lenox Wealth Management
Ohio
+$37K

Top Sellers

1
WAM
Wolverine Asset Management
Illinois
-$194K
2
CHA
Cedar Hill Associates
Illinois
-$133K
3
GC
Guggenheim Capital
Illinois
-$132K
4
PRCM
Pine River Capital Management
Minnesota
-$103K
5
Creative Planning
Creative Planning
Kansas
-$78.5K
Name Holding Trade Value Shares
Change 		Shares
Change %
CAPTRUST Financial Advisors
26
CAPTRUST Financial Advisors
North Carolina
– -$50K -5,000 Closed
1
2