PFD

Flaherty & Crumrine Preferred and Income Fund
PFD

Overview Fund Activity

43 hedge funds and large institutions have $18.7M invested in Flaherty & Crumrine Preferred and Income Fund in 2023 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 13 increasing their positions, 12 reducing their positions, and 7 closing their positions.

Holders
43
Holders Change
+2
Holders Change %
+4.88%
% of All Funds
0.63%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
13
Reduced
12
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$4.02M
2
Bank of America
2
Bank of America
North Carolina
$1.41M
3
SIA
3
Sit Investment Associates
Minnesota
$832K
4
AA
4
AQR Arbitrage
Connecticut
$970K
5
LCM
5
Landscape Capital Management
New Jersey
$456K

Top Sellers

1
CF
1
Centaurus Financial
California
$151K
2
Baird Financial Group
2
Baird Financial Group
Wisconsin
$0
3
UBS Group
3
UBS Group
Switzerland
$1.44M
4
SA
4
SFI Advisors
New Jersey
$296K
5
NA
5
NewEdge Advisors
Louisiana
$0
Name Market Value Shares Shares
Change 		Shares
Change %
CFG
26
Cooper Financial Group
California
$135K 13,702 -6,400 -32%
Wealth Enhancement Advisory Services
27
Wealth Enhancement Advisory Services
Minnesota
$109K 11,060 +813 +8%
RL
28
RPO LLC
Connecticut
$108K 10,912 +10,912 New
MFA
29
McClarren Financial Advisors
Pennsylvania
$95K 9,627 +170 +2%
Comerica Bank
30
Comerica Bank
Texas
$73.9K 7,481 +5,191 +227%
PFA
31
Pathway Financial Advisers
Indiana
$37.2K 3,761 – –
Northwestern Mutual Wealth Management
32
Northwestern Mutual Wealth Management
Wisconsin
$24.6K 2,492 +43 +2%
JPMorgan Chase & Co
33
JPMorgan Chase & Co
New York
$16K 1,624 +1,624 New
GWSG
34
GPS Wealth Strategies Group
Colorado
$12.4K 1,250 – –
ASN
35
Advisory Services Network
Georgia
$11.6K 1,171 +1,171 New
PS
36
Principal Securities
Iowa
$10.3K 1,040 +1,040 New
WWM
37
Wolff Wiese Magana
California
$9.84K 996 – –
SPIA
38
Steward Partners Investment Advisory
New York
$7.41K 750 – –
PNC Financial Services Group
39
PNC Financial Services Group
Pennsylvania
$6.84K 692 +692 New
GWM
40
Geneos Wealth Management
Colorado
$3.56K 360 – –
US Bancorp
41
US Bancorp
Minnesota
$2.96K 300 – –
BTI
42
Blue Trust Inc
Georgia
$2K 200 – –
CIA
43
Cape Investment Advisory
Georgia
$1.98K 200 – –
Baird Financial Group
44
Baird Financial Group
Wisconsin
– – -43,444 Closed
NA
45
NewEdge Advisors
Louisiana
– – -13,100 Closed
HF
46
HRT Financial
New York
– – -12,100 Closed
Susquehanna International Group
47
Susquehanna International Group
Pennsylvania
– – -11,094 Closed
WWP
48
WR Wealth Planners
Missouri
– – -291 Closed
TRCT
49
Tower Research Capital (TRC)
New York
– – -75 Closed
Fidelity Investments
50
Fidelity Investments
Massachusetts
– – -1 Closed
1
2
3